Dennis A. Zubieta
CIK 1442995 · View on SEC EDGAR ↗
First SEC filing: Aug. 18, 2008 · Latest: Aug. 18, 2008
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Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 7, 2011 | SM | S | 7,262 | $73.05 | $530,489 | 14,088 Direct | -34.01% | Disposed | -48.3% (price as of 2026-08-21) |
| March 4, 2011 | SM | S | 2,300 | $73.05 | $168,015 | 14,088 Direct | -14.03% | Disposed | -48.3% (price as of 2026-08-21) |
| March 3, 2011 | SM | S | 14,092 | $71.25 | $1,004,055 | 14,088 Direct | -50.01% | Disposed | -47.0% (price as of 2026-08-21) |
Showing latest 100 of 126 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 11, 2014 | SM | Restricted Stock Units | Common Stock (832) | — | — | 832 | Acquired |
| July 2, 2014 | SM | Performance Share Units | Common Stock (1,356) | — | — | 1,356 | Disposed |
| July 2, 2014 | SM | Performance Share Units | Common Stock (1,356) | — | — | 1,356 | Acquired |
| July 1, 2014 | SM | Restricted Stock Units | Common Stock (388) | — | — | 388 | Disposed |
| July 1, 2014 | SM | Restricted Stock Units | Common Stock (475) | — | — | 475 | Disposed |
| July 1, 2014 | SM | Restricted Stock Units | Common Stock (469) | — | — | 469 | Disposed |
| July 22, 2013 | SM | Restricted Stock Units | Common Stock (1,167) | — | — | 1,167 | Acquired |
| July 2, 2013 | SM | Performance Share Award | Common Stock (7,296) | — | July 2, 2013 | 7,296 | Acquired |
| July 2, 2013 | SM | Performance Share Award | Common Stock (7,296) | — | July 2, 2013 | 7,296 | Disposed |
| July 1, 2013 | SM | Restricted Stock Units | Common Stock (474) | — | July 1, 2013 | 474 | Disposed |
| July 1, 2013 | SM | Restricted Stock Units | Common Stock (235) | — | July 1, 2013 | 235 | Disposed |
| July 1, 2013 | SM | Restricted Stock Units | Common Stock (787) | — | July 1, 2013 | 787 | Disposed |
| Aug. 1, 2012 | SM | Performance Share Award | Common Stock (18,150) | — | Aug. 1, 2012 | 18,150 | Disposed |
| Aug. 1, 2012 | SM | Restricted Stock Units | Common Stock (1,728) | — | Aug. 1, 2012 | 1,728 | Disposed |
| July 23, 2012 | SM | Performance Share Award | Common Stock (18,150) | — | Aug. 1, 2012 | 18,150 | Acquired |
| July 17, 2012 | SM | Restricted Stock Units | Common Stock (1,425) | — | — | 1,425 | Acquired |
| July 11, 2012 | SM | Stock Options (Right to Buy) | Common Stock (2,976) | $14.25 | Dec. 31, 2013 | 2,976 | Disposed |
| July 11, 2012 | SM | Stock Options (Right to Buy) | Common Stock (470) | $13.39 | Oct. 22, 2013 | 470 | Disposed |
| July 11, 2012 | SM | Stock Options (Right to Buy) | Common Stock (2,508) | $12.66 | Sept. 30, 2013 | 2,508 | Disposed |
| July 11, 2012 | SM | Stock Options (Right to Buy) | Common Stock (2,400) | $13.65 | June 30, 2013 | 2,400 | Disposed |
| July 11, 2012 | SM | Stock Options (Right to Buy) | Common Stock (786) | $13.65 | June 30, 2013 | 786 | Disposed |
| July 2, 2012 | SM | Restricted Stock Units | Common Stock (118) | — | July 2, 2012 | 118 | Disposed |
| July 2, 2012 | SM | Restricted Stock Units | Common Stock (394) | — | July 2, 2012 | 394 | Disposed |
| Sept. 28, 2011 | SM | Restricted Stock Units | Common Stock (116) | — | — | 116 | Acquired |
| Aug. 1, 2011 | SM | Restricted Stock Units | Common Stock (864) | — | Aug. 1, 2011 | 864 | Disposed |
| Aug. 1, 2011 | SM | Performance Share Award | Common Stock (3,312) | — | Aug. 1, 2011 | 3,312 | Disposed |
| July 28, 2011 | SM | Performance Share Award | Common Stock (3,312) | — | Aug. 1, 2011 | 3,312 | Acquired |
| July 12, 2011 | SM | Restricted Stock Units | Common Stock (706) | — | — | 706 | Acquired |
| July 1, 2011 | SM | Restricted Stock Units | Common Stock (197) | — | July 1, 2011 | 197 | Disposed |
| March 7, 2011 | SM | Stock Option (Right to Buy) | Common Stock (3,188) | $12.50 | Dec. 31, 2012 | 3,188 | Disposed |
| March 7, 2011 | SM | Stock Option (Right to Buy) | Common Stock (3,186) | $12.52 | March 31, 2013 | 3,186 | Disposed |
| March 7, 2011 | SM | Stock Option (Right to Buy) | Common Stock (888) | $11.95 | Sept. 30, 2012 | 888 | Disposed |
| March 4, 2011 | SM | Stock Option (Right to Buy) | Common Stock (2,300) | $11.95 | Sept. 30, 2012 | 2,300 | Disposed |
| March 3, 2011 | SM | Stock Option (Right to Buy) | Common Stock (3,522) | $12.03 | June 30, 2012 | 3,522 | Disposed |
| March 3, 2011 | SM | Stock Option (Right to Buy) | Common Stock (3,522) | $10.86 | March 31, 2012 | 3,522 | Disposed |
| March 3, 2011 | SM | Stock Option (Right to Buy) | Common Stock (3,524) | $10.60 | Dec. 31, 2011 | 3,524 | Disposed |
| March 3, 2011 | SM | Stock Option (Right to Buy) | Common Stock (3,524) | $7.96 | Sept. 30, 2011 | 3,524 | Disposed |
| Feb. 28, 2011 | SM | Restricted Stock Units | Common Stock (325) | — | Feb. 28, 2011 | 325 | Disposed |
| Dec. 15, 2010 | SM | Restricted Stock Units | Common Stock (832) | — | Dec. 15, 2010 | 832 | Disposed |
| Aug. 1, 2010 | SM | Restricted Stock Units | Common Stock (433) | — | Aug. 1, 2010 | 433 | Disposed |
| July 1, 2010 | SM | Restricted Stock Units | Common Stock (1,378) | — | — | 1,378 | Acquired |
| May 10, 2010 | SM | Stock Option (Right to Buy) | Common Stock (15,644) | $16.66 | Dec. 31, 2010 | 15,644 | Acquired |
| Feb. 28, 2010 | SM | Restricted Stock Units | Common Stock (129) | — | Feb. 28, 2010 | 129 | Acquired |
| Feb. 28, 2010 | SM | Restricted Stock Units | Common Stock (325) | — | Feb. 28, 2010 | 325 | Acquired |
| Dec. 15, 2009 | SM | Restricted Stock Units | Common Stock (832) | — | Dec. 15, 2009 | 832 | Disposed |
| Aug. 1, 2009 | SM | Restricted Stock Units | Common Stock (3,025) | — | — | 3,025 | Acquired |
| Feb. 28, 2009 | SM | Restricted Stock Units | Common Stock (918) | — | Feb. 28, 2009 | 918 | Acquired |
| Feb. 28, 2009 | SM | Restricted Stock Units | Common Stock (129) | — | Feb. 28, 2009 | 129 | Acquired |
| Feb. 28, 2009 | SM | Restricted Stock Units | Common Stock (325) | — | Feb. 28, 2009 | 325 | Acquired |
| Dec. 15, 2008 | SM | Restricted Stock Units | Common Stock (832) | — | Dec. 15, 2008 | 832 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 18 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 18, 2008 | SM | Common Stock | 7,862 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (15,644) | 15,644 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (3,524) | 3,524 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (3,524) | 3,524 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (3,522) | 3,522 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (3,522) | 3,522 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (3,188) | 3,188 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (3,188) | 3,188 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (3,186) | 3,186 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (786) | 786 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (2,400) | 2,400 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (2,508) | 2,508 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (470) | 470 | Direct |
| Aug. 18, 2008 | SM | Stock Option (Right-To-Buy)→ Common Stock (2,976) | 2,976 | Direct |
| Aug. 18, 2008 | SM | Restricted Stock Units→ Common Stock (975) | 975 | Direct |
| Aug. 18, 2008 | SM | Restricted Stock Units→ Common Stock (2,496) | 2,496 | Direct |
| Aug. 18, 2008 | SM | Restricted Stock Units→ Common Stock (258) | 258 | Direct |
| Aug. 18, 2008 | SM | Restricted Stock Units→ Common Stock (918) | 918 | Direct |