Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 6, 2025 SMBC S 2,827 $54.66 $154,524 2,886 Direct -49.48% Disposed 32.8% (price as of 2026-10-02)
March 6, 2025 SMBC S 794 $54.66 $43,400 12,320 Indirect -6.05% Disposed 32.8% (price as of 2026-10-02)
Feb. 6, 2024 SMBC P 180 $41.69 $7,504 13,114 Indirect +1.39% Acquired 74.1% (price as of 2026-10-02)
Sept. 12, 2023 SMBC P 100 $40.80 $4,080 4,813 Direct +2.12% Acquired 77.9% (price as of 2026-10-02)
Sept. 12, 2023 SMBC P 260 $40.80 $10,608 12,934 Indirect +2.05% Acquired 77.9% (price as of 2026-10-02)
Nov. 9, 2021 SMBC S 400 $59.24 $23,696 13,274 Indirect -2.93% Disposed 22.5% (price as of 2026-10-02)
Nov. 9, 2021 SMBC S 200 $59.26 $11,852 13,074 Indirect -1.51% Disposed 22.5% (price as of 2026-10-02)
Nov. 9, 2021 SMBC S 200 $59.26 $11,852 12,874 Indirect -1.53% Disposed 22.5% (price as of 2026-10-02)
Nov. 9, 2021 SMBC S 200 $59.48 $11,896 12,674 Indirect -1.55% Disposed 22.0% (price as of 2026-10-02)
May 28, 2020 SMBC P 200 $26.19 $5,238 4,214 Direct +4.98% Acquired 177.2% (price as of 2026-10-02)
March 13, 2020 SMBC P 127 $26.30 $3,340 4,014 Direct +3.27% Acquired 176.0% (price as of 2026-10-02)
March 13, 2020 SMBC P 88 $26.30 $2,314 13,674 Indirect +0.65% Acquired 176.0% (price as of 2026-10-02)
Dec. 13, 2017 SMBC S 4,780 $39.04 $186,611 13,380 Indirect -26.32% Disposed 85.9% (price as of 2026-10-02)
Dec. 8, 2017 SMBC S 220 $39.50 $8,690 18,160 Indirect -1.20% Disposed 83.8% (price as of 2026-10-02)
June 15, 2017 SMBC S 9,400 $33.20 $312,080 2,387 Direct -79.75% Disposed 118.6% (price as of 2026-10-02)
March 13, 2017 SMBC S 1,966 $33.27 $65,409 11,787 Direct -14.30% Disposed 118.2% (price as of 2026-10-02)
March 10, 2017 SMBC S 234 $33.25 $7,780 13,753 Direct -1.67% Disposed 118.3% (price as of 2026-10-02)
Feb. 16, 2017 SMBC P 51 $35.45 $1,808 18,380 Indirect +0.28% Acquired 104.8% (price as of 2026-10-02)
Feb. 16, 2017 SMBC S 1,157 $35.45 $41,016 13,987 Direct -7.64% Disposed 104.8% (price as of 2026-10-02)
Nov. 3, 2016 SMBC P 73 $24.23 $1,769 18,329 Indirect +0.40% Acquired 199.6% (price as of 2026-10-02)
Nov. 3, 2016 SMBC P 11 $24.71 $272 5,144 Direct +0.21% Acquired 193.8% (price as of 2026-10-02)
Aug. 8, 2016 SMBC P 131 $24.14 $3,162 18,256 Indirect +0.72% Acquired 200.7% (price as of 2026-10-02)
Feb. 4, 2016 SMBC P 133 $23.84 $3,171 18,125 Indirect +0.74% Acquired 204.5% (price as of 2026-10-02)
Aug. 10, 2015 SMBC P 169 $19.10 $3,228 17,992 Indirect +0.95% Acquired 280.1% (price as of 2026-10-02)
Aug. 10, 2015 SMBC P 169 $19.10 $3,228 9,558 Indirect +1.80% Acquired 280.1% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 100 $19.50 $1,950 17,823 Indirect +0.56% Acquired 272.3% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 200 $19.50 $3,900 17,723 Indirect +1.14% Acquired 272.3% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 655 $19.49 $12,766 17,523 Indirect +3.88% Acquired 272.4% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 29 $19.48 $565 5,131 Direct +0.57% Acquired 272.6% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 100 $19.50 $1,950 9,389 Indirect +1.08% Acquired 272.3% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 200 $19.50 $3,900 9,289 Indirect +2.20% Acquired 272.3% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 655 $19.49 $12,766 9,089 Indirect +7.77% Acquired 272.4% (price as of 2026-10-02)
Feb. 3, 2015 SMBC P 29 $19.48 $565 2,580 Direct +1.14% Acquired 272.6% (price as of 2026-10-02)
May 6, 2013 SMBC P 754 $25.98 $19,589 8,434 Indirect +9.82% Acquired 458.8% (price as of 2026-10-02)
May 6, 2013 SMBC P 22 $25.99 $572 2,551 Direct +0.87% Acquired 458.6% (price as of 2026-10-02)
Nov. 17, 2011 SMBC P 2,000 $19.00 $38,000 7,606 Indirect +35.68% Acquired 664.1% (price as of 2026-10-02)
Feb. 16, 2011 SMBC P 65 $19.80 $1,287 5,606 Indirect +1.17% Acquired 633.2% (price as of 2026-10-02)
Feb. 16, 2011 SMBC P 12 $19.80 $238 512 Direct +2.40% Acquired 633.2% (price as of 2026-10-02)
Aug. 11, 2010 SMBC P 84 $15.13 $1,271 5,541 Indirect +1.54% Acquired 859.6% (price as of 2026-10-02)
Feb. 12, 2010 SMBC P 46 $13.38 $615 5,457 Indirect +0.85% Acquired 985.1% (price as of 2026-10-02)
June 10, 2009 SMBC P 1,830 $9.75 $17,842 5,411 Indirect +51.10% Acquired 1389.0% (price as of 2026-10-02)
June 8, 2009 SMBC P 200 $9.26 $1,852 3,581 Indirect +5.92% Acquired 1467.8% (price as of 2026-10-02)
May 29, 2009 SMBC P 1,060 $9.25 $9,805 3,381 Indirect +45.67% Acquired 1469.5% (price as of 2026-10-02)
May 15, 2009 SMBC P 797 $10.61 $8,456 2,321 Indirect +52.30% Acquired 1268.3% (price as of 2026-10-02)
May 15, 2009 SMBC P 7 $10.56 $74 1,524 Indirect +0.46% Acquired 1274.8% (price as of 2026-10-02)
May 13, 2009 SMBC P 100 $10.56 $1,056 1,517 Indirect +7.06% Acquired 1274.8% (price as of 2026-10-02)
March 30, 2009 SMBC P 1,417 $10.51 $14,893 1,417 Indirect · Acquired 1281.4% (price as of 2026-10-02)
Feb. 12, 2009 SMBC P 300 $9.75 $2,925 500 Direct +150.00% Acquired 1389.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 28, 2016 SMBC Stock Option (Right to Buy) Common Stock $6.08 Nov. 17, 2018 10,000 Disposed
Nov. 17, 2008 SMBC Stock Option (Right to Buy) Common Stock (5,000) $12.15 Nov. 17, 2018 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 30, 2008 SMBC Common Stock 200 Direct