Dennis J Duffy

CIK 1200001 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 8, 2010 · Latest: Sept. 8, 2010

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

UNP selling March 6, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 99 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

99 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 7, 2010	UNP	M	121,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 7, 2010	UNP	F	23,878	$78.80	$1,881,586	108,037 Direct	-18.10%	Disposed	665.5% (price as of 2026-08-20)
Sept. 7, 2010	UNP	F	66,183	$78.80	$5,215,220	131,915 Direct	-33.41%	Disposed	665.5% (price as of 2026-08-20)
Sept. 7, 2010	UNP	M	121,200	$43.03	$5,215,236	198,098 Direct	+157.61%	Acquired	1301.8% (price as of 2026-08-20)
Feb. 4, 2010	UNP	J	12,011	$60.98	$732,431	189,909 Indirect	+6.75%	Acquired	889.2% (price as of 2026-08-20)
Feb. 4, 2010	UNP	F	60	$60.98	$3,659	76,898 Direct	-0.08%	Disposed	889.2% (price as of 2026-08-20)
Feb. 4, 2010	UNP	J	12,011	$60.98	$732,431	76,158 Direct	-13.62%	Disposed	889.2% (price as of 2026-08-20)
Feb. 4, 2010	UNP	D	5,260	—	—	88,169 Direct	-5.63%	Disposed	(price as of 2026-08-20)
Feb. 4, 2010	UNP	F	261	$60.98	$15,916	93,429 Direct	-0.28%	Disposed	889.2% (price as of 2026-08-20)
Jan. 26, 2010	UNP	J	11,473	$63.70	$730,830	177,898 Indirect	+6.89%	Acquired	846.9% (price as of 2026-08-20)
Jan. 26, 2010	UNP	F	327	$63.70	$20,830	93,690 Direct	-0.35%	Disposed	846.9% (price as of 2026-08-20)
Jan. 26, 2010	UNP	J	11,473	—	—	94,017 Direct	-10.88%	Disposed	(price as of 2026-08-20)
Sept. 29, 2009	UNP	G	4,200	—	—	37,132 Indirect	-10.16%	Disposed	(price as of 2026-08-20)
Feb. 5, 2009	UNP	A	110,292	—	—	110,292 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 5, 2009	UNP	A	26,442	—	—	228,312 Direct	+13.10%	Acquired	(price as of 2026-08-20)
Feb. 5, 2009	UNP	A	13,220	—	—	201,870 Direct	+7.01%	Acquired	(price as of 2026-08-20)
Feb. 2, 2009	UNP	F	6,498	$42.87	$278,569	188,650 Direct	-3.33%	Disposed	1307.0% (price as of 2026-08-20)
May 23, 2008	UNP	M	36,888	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 23, 2008	UNP	F	7,655	$154.44	$1,182,238	97,574 Direct	-7.27%	Disposed	681.1% (price as of 2026-08-20)
May 23, 2008	UNP	F	18,420	$154.44	$2,844,785	105,229 Direct	-14.90%	Disposed	681.1% (price as of 2026-08-20)
May 23, 2008	UNP	M	36,888	$77.12	$2,844,803	123,649 Direct	+42.52%	Acquired	1464.3% (price as of 2026-08-20)
April 7, 2008	UNP	M	37,508	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 7, 2008	UNP	M	28,923	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 7, 2008	UNP	F	6,048	$133.66	$808,376	86,761 Direct	-6.52%	Disposed	802.6% (price as of 2026-08-20)
April 7, 2008	UNP	F	14,333	$133.66	$1,915,749	92,809 Direct	-13.38%	Disposed	802.6% (price as of 2026-08-20)
April 7, 2008	UNP	M	28,923	$66.24	$1,915,860	107,142 Direct	+36.98%	Acquired	1721.3% (price as of 2026-08-20)
April 7, 2008	UNP	F	7,739	$133.66	$1,034,395	78,219 Direct	-9.00%	Disposed	802.6% (price as of 2026-08-20)
April 7, 2008	UNP	F	18,838	$133.66	$2,517,887	85,958 Direct	-17.98%	Disposed	802.6% (price as of 2026-08-20)
April 7, 2008	UNP	M	37,508	$67.13	$2,517,912	104,796 Direct	+55.74%	Acquired	1697.1% (price as of 2026-08-20)
Jan. 31, 2008	UNP	A	42,171	—	—	42,171 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 31, 2008	UNP	A	9,012	—	—	67,288 Direct	+15.46%	Acquired	(price as of 2026-08-20)
Jan. 31, 2008	UNP	A	4,510	—	—	58,276 Direct	+8.39%	Acquired	(price as of 2026-08-20)
Dec. 11, 2007	UNP	M	85,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 11, 2007	UNP	F	19,316	$135.26	$2,612,682	53,766 Direct	-26.43%	Disposed	791.9% (price as of 2026-08-20)
Dec. 11, 2007	UNP	F	40,910	$135.26	$5,533,487	73,082 Direct	-35.89%	Disposed	791.9% (price as of 2026-08-20)
Dec. 11, 2007	UNP	M	85,000	$65.10	$5,533,500	113,992 Direct	+293.18%	Acquired	1753.1% (price as of 2026-08-20)
Dec. 6, 2007	UNP	G	3,787	—	—	70,666 Indirect	-5.09%	Disposed	(price as of 2026-08-20)
July 24, 2007	UNP	M	18,763	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 24, 2007	UNP	F	4,404	$127.32	$560,717	61,459 Direct	-6.69%	Disposed	847.5% (price as of 2026-08-20)
July 24, 2007	UNP	F	8,712	$127.32	$1,109,212	65,863 Direct	-11.68%	Disposed	847.5% (price as of 2026-08-20)
July 24, 2007	UNP	M	18,763	$59.12	$1,109,269	74,575 Direct	+33.62%	Acquired	1940.6% (price as of 2026-08-20)
July 19, 2007	UNP	M	8,325	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 19, 2007	UNP	M	81,237	—	—	18,763 Direct	-81.24%	Disposed	(price as of 2026-08-20)
July 19, 2007	UNP	F	18,879	$125.91	$2,377,055	55,812 Direct	-25.28%	Disposed	858.1% (price as of 2026-08-20)
July 19, 2007	UNP	F	38,144	$125.91	$4,802,711	74,691 Direct	-33.81%	Disposed	858.1% (price as of 2026-08-20)
July 19, 2007	UNP	M	81,237	$59.12	$4,802,731	112,835 Direct	+257.10%	Acquired	1940.6% (price as of 2026-08-20)
July 19, 2007	UNP	F	1,877	$125.91	$236,333	31,598 Direct	-5.61%	Disposed	858.1% (price as of 2026-08-20)
July 19, 2007	UNP	F	4,042	$125.91	$508,928	33,475 Direct	-10.77%	Disposed	858.1% (price as of 2026-08-20)
July 19, 2007	UNP	M	8,325	$61.14	$508,990	37,517 Direct	+28.52%	Acquired	1873.2% (price as of 2026-08-20)
July 16, 2007	UNP	M	200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 16, 2007	UNP	M	200	$55.00	$11,000	29,192 Direct	+0.69%	Acquired	2093.5% (price as of 2026-08-20)
March 6, 2007	UNP	S 10b5-1	21,343	$96.12	$2,051,489	41,986 Indirect	-33.70%	Disposed	1155.1% (price as of 2026-08-20)
Jan. 30, 2007	UNP	A	41,031	—	—	41,031 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2007	UNP	A	8,766	—	—	28,992 Direct	+43.34%	Acquired	(price as of 2026-08-20)
Jan. 30, 2007	UNP	A	4,726	—	—	20,226 Direct	+30.49%	Acquired	(price as of 2026-08-20)
Dec. 28, 2006	UNP	G	5,450	—	—	63,329 Indirect	-7.92%	Disposed	(price as of 2026-08-20)
Sept. 15, 2006	UNP	M	11,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 15, 2006	UNP	F	4,907	$85.18	$417,978	77,470 Direct	-5.96%	Disposed	1316.3% (price as of 2026-08-20)
Sept. 15, 2006	UNP	M	8,800	$47.50	$418,000	82,377 Direct	+11.96%	Acquired	2439.8% (price as of 2026-08-20)
Sept. 15, 2006	UNP	F	1,435	$85.18	$122,233	73,577 Direct	-1.91%	Disposed	1316.3% (price as of 2026-08-20)
Sept. 15, 2006	UNP	F	7,725	$85.18	$658,016	75,012 Direct	-9.34%	Disposed	1316.3% (price as of 2026-08-20)
Sept. 15, 2006	UNP	M	11,000	$59.82	$658,020	82,737 Direct	+15.33%	Acquired	1916.7% (price as of 2026-08-20)
Sept. 15, 2006	UNP	M	32,996	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 15, 2006	UNP	M	8,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 15, 2006	UNP	M	2,004	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 15, 2006	UNP	F	5,991	$85.18	$510,313	84,279 Direct	-6.64%	Disposed	1316.3% (price as of 2026-08-20)
Sept. 15, 2006	UNP	F	19,321	$85.18	$1,645,763	90,270 Direct	-17.63%	Disposed	1316.3% (price as of 2026-08-20)
Sept. 15, 2006	UNP	M	32,996	$49.88	$1,645,840	109,591 Direct	+43.08%	Acquired	2318.6% (price as of 2026-08-20)
Sept. 15, 2006	UNP	F	1,173	$85.18	$99,916	76,595 Direct	-1.51%	Disposed	1316.3% (price as of 2026-08-20)
Sept. 15, 2006	UNP	M	2,004	$49.88	$99,960	77,768 Direct	+2.65%	Acquired	2318.6% (price as of 2026-08-20)
Sept. 15, 2006	UNP	F	1,706	$85.18	$145,317	75,764 Direct	-2.20%	Disposed	1316.3% (price as of 2026-08-20)
July 25, 2006	UNP	J	39,118	$83.96	$3,284,347	78,694 Indirect	+98.84%	Acquired	1336.9% (price as of 2026-08-20)
July 25, 2006	UNP	F	19	$83.96	$1,595	71,737 Direct	-0.03%	Disposed	1336.9% (price as of 2026-08-20)
July 25, 2006	UNP	F	882	$83.96	$74,053	71,756 Direct	-1.21%	Disposed	1336.9% (price as of 2026-08-20)
July 25, 2006	UNP	J	39,118	—	—	72,638 Direct	-35.00%	Disposed	(price as of 2026-08-20)
Jan. 30, 2006	UNP	J	13,373	—	—	39,323 Indirect	+51.53%	Acquired	(price as of 2026-08-20)
Jan. 30, 2006	UNP	F	293	$87.63	$25,676	111,756 Direct	-0.26%	Disposed	1276.7% (price as of 2026-08-20)
Jan. 30, 2006	UNP	J	13,373	—	—	112,049 Direct	-10.66%	Disposed	(price as of 2026-08-20)
Jan. 30, 2006	UNP	F	29	$87.63	$2,541	125,422 Direct	-0.02%	Disposed	1276.7% (price as of 2026-08-20)
Jan. 26, 2006	UNP	A	60,600	—	—	60,600 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2006	UNP	A	9,600	—	—	125,451 Direct	+8.29%	Acquired	(price as of 2026-08-20)
Jan. 26, 2006	UNP	A	5,900	—	—	115,851 Direct	+5.37%	Acquired	(price as of 2026-08-20)
Nov. 28, 2005	UNP	A	36,888	—	—	36,888 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 28, 2005	UNP	M	41,675	—	—	8,325 Direct	-83.35%	Disposed	(price as of 2026-08-20)
Nov. 28, 2005	UNP	F	3,733	$76.85	$286,881	109,951 Direct	-3.28%	Disposed	1469.8% (price as of 2026-08-20)
Nov. 28, 2005	UNP	F	33,155	$76.85	$2,547,962	113,684 Direct	-22.58%	Disposed	1469.8% (price as of 2026-08-20)
Nov. 28, 2005	UNP	M	41,675	$61.14	$2,548,010	146,839 Direct	+39.63%	Acquired	1873.2% (price as of 2026-08-20)
Aug. 3, 2005	UNP	M	21,200	—	—	8,800 Direct	-70.67%	Disposed	(price as of 2026-08-20)
Aug. 3, 2005	UNP	F	3,091	$71.19	$220,048	105,164 Direct	-2.86%	Disposed	1594.6% (price as of 2026-08-20)
Aug. 3, 2005	UNP	F	14,145	$71.19	$1,006,983	108,255 Direct	-11.56%	Disposed	1594.6% (price as of 2026-08-20)
Aug. 3, 2005	UNP	M	21,200	$47.50	$1,007,000	122,400 Direct	+20.95%	Acquired	2439.8% (price as of 2026-08-20)
Aug. 3, 2005	UNP	D	1,478	$71.19	$105,219	101,200 Direct	-1.44%	Disposed	1594.6% (price as of 2026-08-20)
March 15, 2005	UNP	M	3,778	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 15, 2005	UNP	F	245	$66.31	$16,246	102,678 Direct	-0.24%	Disposed	1719.3% (price as of 2026-08-20)
March 15, 2005	UNP	F	3,219	$66.31	$213,452	102,923 Direct	-3.03%	Disposed	1719.3% (price as of 2026-08-20)
March 15, 2005	UNP	M	3,778	$56.50	$213,457	106,142 Direct	+3.69%	Acquired	2035.2% (price as of 2026-08-20)
March 10, 2005	UNP	M	36,122	—	—	3,778 Direct	-90.53%	Disposed	(price as of 2026-08-20)
March 10, 2005	UNP	M	5,100	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 10, 2005	UNP	F	2,319	$66.20	$153,518	102,364 Direct	-2.22%	Disposed	1722.4% (price as of 2026-08-20)
March 10, 2005	UNP	F	30,829	$66.20	$2,040,880	104,683 Direct	-22.75%	Disposed	1722.4% (price as of 2026-08-20)

Showing latest 100 of 132 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 7, 2010	UNP	Non-Qualified Stock Option (right to buy) [F3]	Common Stock (121,200)	$43.02	Jan. 26, 2016	121,200	Disposed
Feb. 5, 2009	UNP	Non-Qualified Stock Option (right to buy) [F4]	Common Stock (110,292)	$47.28	Feb. 5, 2019	110,292	Acquired
May 23, 2008	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (36,888)	$77.12	Jan. 31, 2012	36,888	Disposed
April 7, 2008	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (37,508)	$67.13	Jan. 30, 2013	37,508	Disposed
April 7, 2008	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (28,923)	$66.24	Jan. 30, 2013	28,923	Disposed
Jan. 31, 2008	UNP	Non-Qualified Stock Option (right to buy) [F4]	Common Stock (42,171)	$124.76	Jan. 31, 2018	42,171	Acquired
Dec. 11, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (85,000)	$65.10	Jan. 29, 2014	85,000	Disposed
July 24, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (18,763)	$59.12	Jan. 27, 2015	18,763	Disposed
July 19, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (8,325)	$61.14	Jan. 31, 2012	8,325	Disposed
July 19, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (81,237)	$59.12	Jan. 27, 2015	81,237	Disposed
July 16, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (200)	$55.00	April 30, 2008	200	Disposed
Jan. 30, 2007	UNP	Non-Qualified Stock Option (right to buy) [F4]	Common Stock (41,031)	$96.98	Jan. 30, 2017	41,031	Acquired
Sept. 15, 2006	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (11,000)	$59.82	Jan. 29, 2008	11,000	Disposed
Sept. 15, 2006	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (32,996)	$49.88	Jan. 25, 2011	32,996	Disposed
Sept. 15, 2006	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (8,800)	$47.50	Nov. 19, 2008	8,800	Disposed
Sept. 15, 2006	UNP	Incentive Stock Option (right to buy)	Common Stock (2,004)	$49.88	Jan. 25, 2011	2,004	Disposed
Jan. 26, 2006	UNP	Non-Qualified Stock Option (right to buy) [F4]	Common Stock (60,600)	$86.05	Jan. 26, 2016	60,600	Acquired
Nov. 28, 2005	UNP	Non-Qualified Stock Option (right to buy) [F2]	Common Stock (36,888)	$77.12	Jan. 31, 2012	36,888	Acquired
Nov. 28, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (41,675)	$61.14	Jan. 31, 2012	41,675	Disposed
Aug. 3, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (21,200)	$47.50	Nov. 19, 2008	21,200	Disposed
March 15, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (3,778)	$56.50	Nov. 20, 2006	3,778	Disposed
March 10, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (36,122)	$56.50	Nov. 20, 2006	36,122	Disposed
March 10, 2005	UNP	Incentive Stock Option (right to buy)	Common Stock (5,100)	$56.50	Nov. 20, 2006	5,100	Disposed
Jan. 27, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (100,000)	$59.12	Jan. 27, 2015	100,000	Acquired
Jan. 4, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (32,736)	$55.98	Jan. 30, 2013	32,736	Disposed
Jan. 4, 2005	UNP	Non-Qualified Stock Option (right to buy) [F2]	Common Stock (28,923)	$66.24	Jan. 30, 2013	28,923	Acquired
Jan. 3, 2005	UNP	Non-Qualified Stock Option (right to buy) [F2]	Common Stock (37,508)	$67.13	Jan. 30, 2013	37,508	Acquired
Jan. 3, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (42,264)	$55.98	Jan. 30, 2013	42,264	Disposed
Nov. 24, 2004	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (7,445)	$45.69	Nov. 30, 2005	7,445	Disposed
Jan. 29, 2004	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (85,000)	$65.10	Jan. 29, 2014	85,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UNP

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2009	$600,000	$955,000	—	—	—	$1,676,187	$36,491	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.