Dennis J Fortino
CIK 1186085 · View on SEC EDGAR ↗
First SEC filing: April 27, 2004 · Latest: April 27, 2004
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 29, 2004 | KLAC | S | 5,833 | $56.55 | $329,856 | 5,382 Direct | -52.01% | Disposed | 3177.6% (price as of 2026-08-21) |
| Jan. 29, 2004 | KLAC | S | 2,916 | $56.55 | $164,900 | 5,382 Direct | -35.14% | Disposed | 3177.6% (price as of 2026-08-21) |
| Jan. 29, 2004 | KLAC | S | 4,500 | $56.55 | $254,475 | 5,382 Direct | -45.54% | Disposed | 3177.6% (price as of 2026-08-21) |
| Jan. 29, 2004 | KLAC | S | 2,250 | $56.55 | $127,238 | 5,382 Direct | -29.48% | Disposed | 3177.6% (price as of 2026-08-21) |
| Jan. 29, 2004 | KLAC | S | 2,250 | $56.55 | $127,238 | 5,382 Direct | -29.48% | Disposed | 3177.6% (price as of 2026-08-21) |
| Jan. 29, 2004 | KLAC | S | 30,000 | $56.55 | $1,696,500 | 5,382 Direct | -84.79% | Disposed | 3177.6% (price as of 2026-08-21) |
| July 30, 2003 | KLAC | S | 625 | $51.28 | $32,050 | 0 Direct | -100.00% | Disposed | 3514.5% (price as of 2026-08-21) |
| July 30, 2003 | KLAC | S | 1,875 | $51.28 | $96,150 | 0 Direct | -100.00% | Disposed | 3514.5% (price as of 2026-08-21) |
| July 30, 2003 | KLAC | S | 2,167 | $51.28 | $111,124 | 0 Direct | -100.00% | Disposed | 3514.5% (price as of 2026-08-21) |
| July 30, 2003 | KLAC | S | 5,250 | $51.28 | $269,220 | 0 Direct | -100.00% | Disposed | 3514.5% (price as of 2026-08-21) |
| July 30, 2003 | KLAC | S | 10,125 | $51.28 | $519,210 | 0 Direct | -100.00% | Disposed | 3514.5% (price as of 2026-08-21) |
| July 30, 2003 | KLAC | S | 15,750 | $51.28 | $807,660 | 4,713 Direct | -76.97% | Disposed | 3514.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 1, 2018 | NOVTU | Deferred Stock Units | Common Stock (1,350) | — | — | 1,350 | Acquired |
| Jan. 1, 2017 | NOVTU | Deferred Stock Units | Common Stock (3,215) | — | — | 3,215 | Acquired |
| Jan. 1, 2016 | NOVTU | Deferred Stock Units | Common Stock (4,956) | — | — | 4,956 | Acquired |
| Jan. 1, 2015 | NOVTU | Deferred Stock Units | Common Stock (4,586) | — | — | 4,586 | Acquired |
| Jan. 1, 2014 | NOVTU | Deferred Stock Units | Common Stock (6,006) | — | — | 6,006 | Acquired |
| Jan. 1, 2012 | NOVTU | Deferred Stock Units | Common Stock (6,110) | — | — | 6,110 | Acquired |
| Feb. 15, 2011 | NOVTU | Deferred Stock Units | Common Stock (5,908) | — | — | 5,908 | Acquired |
| Sept. 2, 2010 | NOVTU | Common Stock | Common Stock (34,723) | — | — | 34,723 | Acquired |
| April 26, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (18,750) | $45.16 | April 26, 2014 | 18,750 | Acquired |
| Jan. 29, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,916) | $37.05 | Nov. 8, 2012 | 2,916 | Disposed |
| Jan. 29, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (5,833) | $34.67 | Jan. 28, 2013 | 5,833 | Disposed |
| Jan. 29, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (30,000) | $33.75 | Oct. 27, 2009 | 30,000 | Disposed |
| Jan. 29, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,250) | $32.75 | April 4, 2011 | 2,250 | Disposed |
| Jan. 29, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (4,500) | $29.31 | Oct. 2, 2011 | 4,500 | Disposed |
| Jan. 29, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,250) | $26.25 | Nov. 10, 2010 | 2,250 | Disposed |
| Oct. 27, 2003 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (30,000) | $53.86 | Oct. 27, 2013 | 30,000 | Acquired |
| July 30, 2003 | KLAC | Non-Qualified Stock Option | Common Stock (12,500) | $51.23 | July 30, 2013 | 12,500 | Acquired |
| July 30, 2003 | KLAC | Non-Qualified Stock Option | Common Stock (625) | $10.63 | Aug. 31, 2008 | 625 | Disposed |
| July 30, 2003 | KLAC | Non-Qualified Stock Option | Common Stock (1,875) | $10.63 | Aug. 31, 2008 | 1,875 | Disposed |
| July 30, 2003 | KLAC | Non-Qualified Stock Option | Common Stock (2,167) | $10.63 | Aug. 31, 2008 | 2,167 | Disposed |
| July 30, 2003 | KLAC | Non-Qualified Stock Option | Common Stock (5,250) | $26.25 | Nov. 10, 2010 | 5,250 | Disposed |
| July 30, 2003 | KLAC | Non-Qualified Stock Option | Common Stock (15,750) | $29.31 | Oct. 2, 2011 | 15,750 | Disposed |
| July 30, 2003 | KLAC | Non-Qualified Stock Option | Common Stock (10,125) | $32.75 | April 4, 2011 | 10,125 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 27, 2010 | NOVTU | Common Stock | 0 | Direct |