Dennis M Brown

CIK 1569520 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 15, 2013 · Latest: Feb. 15, 2013

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 29, 2016 HURA P 3,000 $8.00 $24,000 3,000 Direct Acquired -100.0% (price as of 2026-08-20)
July 25, 2015 HURA P 10,000 85,000 Direct +13.33% Acquired (price as of 2026-08-20)
July 25, 2015 HURA P 10,000 $0.60 $6,000 3,037,542 Indirect +0.33% Acquired -100.0% (price as of 2026-08-20)
July 22, 2015 HURA P 75,000 75,000 Direct Acquired (price as of 2026-08-20)
July 22, 2015 HURA P 75,000 $0.60 $45,000 3,027,542 Indirect +2.54% Acquired -100.0% (price as of 2026-08-20)
March 18, 2014 HURA P 10,000 $1.30 $13,000 2,952,542 Direct +0.34% Acquired -100.0% (price as of 2026-08-20)
March 4, 2014 HURA P 5,000 $1.56 $7,800 2,942,542 Direct +0.17% Acquired -100.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 29, 2021 HURA Series B Convertible Preferred Stock Common Stock (750) 3,000 Disposed
Sept. 22, 2020 HURA Options (Right to Buy) Common Stock (60,000) $1.36 Sept. 22, 2030 60,000 Acquired
Sept. 15, 2020 HURA Options (Right to Buy) Common Stock (87,437) $1.70 Sept. 15, 2030 87,437 Acquired
June 26, 2020 HURA Options (Right to Buy) Common Stock (250,000) $0.74 Nov. 12, 2029 250,000 Acquired
June 26, 2020 HURA Options (Right to Buy) Common Stock (52,756) $0.61 Sept. 5, 2029 52,756 Acquired
Nov. 12, 2019 HURA Options (Right to Buy) Common Stock (250,000) $0.74 Nov. 12, 2029 250,000 Acquired
Nov. 12, 2019 HURA Options (Right to Buy) Common Stock (250,000) $0.74 Nov. 12, 2029 250,000 Acquired
Sept. 5, 2019 HURA Options (Right to Buy) Common Stock (47,244) $0.61 Sept. 5, 2029 47,244 Acquired
Sept. 5, 2019 HURA Options (Right to Buy) Common Stock (52,756) $0.61 Sept. 5, 2029 52,756 Acquired
Feb. 17, 2017 HURA Options (Right to Buy) Common Stock (93,600) $4.95 Feb. 17, 2027 93,600 Acquired
Jan. 31, 2017 HURA Warrants (Right to buy) Common Stock (125,000) Feb. 1, 2017 125,000 Disposed
April 29, 2016 HURA Series B Preferred Stock Common Stock (30,000) 3,000 Acquired
July 25, 2015 HURA Warrants Common Stock (10,000) $0.75 July 25, 2020 10,000 Acquired
July 22, 2015 HURA Warrants Common Stock (75,000) $0.75 July 22, 2020 75,000 Acquired
Aug. 16, 2013 HURA Options (Right to Buy) Common Stock (350,000) Aug. 16, 2023 350,000 Acquired
Aug. 2, 2013 HURA Warrants (Right to Buy) Common Stock (24,000) Jan. 25, 2014 24,000 Disposed
Aug. 2, 2013 HURA Warrants (Right to Buy) Common Stock (10,000) Jan. 25, 2014 10,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 15, 2013 HURA Common Stock 2,903,542 Indirect
Feb. 15, 2013 HURA Warrants→ Common Stock (500,000) 500,000 Indirect
Feb. 15, 2013 HURA Warrants→ Common Stock (100,000) 100,000 Direct
Feb. 15, 2013 HURA Warrants→ Common Stock (240,000) 240,000 Direct
Feb. 15, 2013 HURA Options→ Common stock (150,000) 150,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HURA

Former Chief Scientific Officer(2)
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $329,900 $69,279 $537,616
2022 $206,000 $41,277 $247,277

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.