Dennis O Battles
CIK 1338552 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 21, 2006 · Latest: Feb. 21, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 3 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 16, 2006 | USB | F | 256 | $30.18 | $7,726 | 43,997 Direct | -0.58% | Disposed | 107.3% (price as of 2026-08-20) |
| Jan. 20, 2006 | USB | F | 548 | $29.60 | $16,221 | 44,253 Direct | -1.22% | Disposed | 111.3% (price as of 2026-08-20) |
| Jan. 17, 2006 | USB | A | 59,529 | — | — | 59,529 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 17, 2006 | USB | Employee Stock Option (Right to Buy) | Common Stock (59,529) | $30.00 | Jan. 17, 2016 | 59,529 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 16, 2005 | USB | Common Stock, $0.01 par value | 44,801 | Direct |
| Sept. 16, 2005 | USB | Common Stock, $0.01 par value | 5,247 | Indirect |
| Sept. 16, 2005 | USB | Employee Stock Option (Right to Buy)→ Common Stock (42,601) | 42,601 | Direct |
| Sept. 16, 2005 | USB | Employee Stock Option (Right to Buy)→ Common Stock (31,740) | 31,740 | Direct |
| Sept. 16, 2005 | USB | Employee Stock Option (Right to Buy)→ Common Stock (80,544) | 80,544 | Direct |
| Sept. 16, 2005 | USB | Employee Stock Option (Right to Buy)→ Common Stock (89,102) | 89,102 | Direct |
| Sept. 16, 2005 | USB | Employee Stock Option (Right to Buy)→ Common Stock (70,476) | 70,476 | Direct |
| Sept. 16, 2005 | USB | Employee Stock Option (Right to Buy)→ Common Stock (6,031) | 6,031 | Direct |