Derek A Bertocci

CIK 1206964 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 11, 2018 · Latest: Oct. 11, 2018

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

ARAY buying Dec. 13, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 31, 2013	ARAY	J	2,500	$4.57	$11,425	87,028 Direct	+2.96%	Acquired	-93.1% (price as of 2026-08-19)
Nov. 30, 2012	ARAY	J	2,419	$5.24	$12,676	84,528 Direct	+2.95%	Acquired	-94.0% (price as of 2026-08-19)
Oct. 31, 2012	ARAY	A	27,600	—	—	27,600 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 31, 2012	ARAY	A	31,600	—	—	82,109 Direct	+62.56%	Acquired	(price as of 2026-08-19)
May 31, 2012	ARAY	J	2,500	$3.43	$8,575	50,509 Direct	+5.21%	Acquired	-90.8% (price as of 2026-08-19)
Dec. 13, 2011	ARAY	P	8,100	$4.10	$33,210	48,009 Direct	+20.30%	Acquired	-92.3% (price as of 2026-08-19)
Dec. 12, 2011	ARAY	P	1,900	$3.99	$7,581	39,909 Direct	+5.00%	Acquired	-92.1% (price as of 2026-08-19)
Nov. 30, 2011	ARAY	J	2,209	$3.41	$7,533	38,009 Direct	+6.17%	Acquired	-90.8% (price as of 2026-08-19)
Sept. 30, 2011	ARAY	A	45,000	—	—	45,000 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 30, 2011	ARAY	A	12,500	—	—	35,800 Direct	+53.65%	Acquired	(price as of 2026-08-19)
May 31, 2011	ARAY	J	2,500	$5.14	$12,850	23,300 Direct	+12.02%	Acquired	-93.9% (price as of 2026-08-19)
Nov. 30, 2010	ARAY	J	2,500	$5.06	$12,650	20,800 Direct	+13.66%	Acquired	-93.8% (price as of 2026-08-19)
Aug. 31, 2010	ARAY	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-19)
Aug. 31, 2010	ARAY	A	13,300	—	—	18,300 Direct	+266.00%	Acquired	(price as of 2026-08-19)
May 28, 2010	ARAY	A	2,500	$4.65	$11,625	5,000 Direct	+100.00%	Acquired	-93.2% (price as of 2026-08-19)
Nov. 30, 2009	ARAY	J	2,500	$4.39	$10,975	2,500 Direct	—	Acquired	-92.8% (price as of 2026-08-19)
Aug. 31, 2009	ARAY	A	65,000	—	—	65,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 27, 2009	ARAY	A	275,000	—	—	275,000 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 31, 2012	ARAY	Non-Qualified Stock Option (right to buy)	Common Stock (27,600)	$6.96	Oct. 31, 2022	27,600	Acquired
Sept. 30, 2011	ARAY	Non-Qualified Stock Option (right to buy)	Common Stock (45,000)	$4.01	Sept. 30, 2021	45,000	Acquired
Aug. 31, 2010	ARAY	Non-Qualified Stock Option (right to buy)	Common Stock (40,000)	$6.58	Aug. 31, 2020	40,000	Acquired
Aug. 31, 2009	ARAY	Non-Qualified Stock Option (right to buy)	Common Stock (65,000)	$6.41	Aug. 31, 2019	65,000	Acquired
Feb. 27, 2009	ARAY	Non-Qualified Stock Option (right to buy)	Common Stock (275,000)	$4.67	Feb. 27, 2019	275,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 11, 2018	GH	COMMON STOCK	92,875	Direct
Oct. 11, 2018	GH	STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (91,574)	91,574	Direct
Oct. 11, 2018	GH	STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (36,890)	36,890	Direct
Oct. 3, 2018	GH	COMMON STOCK	37,775	Direct
Oct. 3, 2018	GH	STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (146,674)	146,674	Direct
Oct. 3, 2018	GH	STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (36,890)	36,890	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ARAY

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	$84,536	—	—	—	—	—	$225,268	$309,804
2013	$330,180	—	$336,462	$102,054	—	—	$11,986	$780,682
2012	$320,190	—	$50,125	$91,404	$143,990	—	$12,166	$617,875

GH

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2020	$376,390	—	—	—	—	—	$13,510	$389,900
2019	$378,313	—	$543,958	$971,591	$226,512	—	$9,234	$2,129,608

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.