Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 4, 2026 CAT F 338 $738.42 $249,586 8,203 Direct -3.96% Disposed 16.9% (price as of 2026-10-06)
March 3, 2026 CAT F 310 $719.13 $222,930 8,541 Direct -3.50% Disposed 20.1% (price as of 2026-10-06)
March 2, 2026 CAT A 3,865 · · 3,865 Direct · Acquired (price as of 2026-10-06)
March 2, 2026 CAT A 1,386 · · 8,851 Direct +18.57% Acquired (price as of 2026-10-06)
Feb. 10, 2026 CAT A 514 · · 7,590 Direct +7.26% Acquired (price as of 2026-10-06)
Feb. 10, 2026 CAT F 134 $744.83 $99,807 7,457 Direct -1.77% Disposed 15.9% (price as of 2026-10-06)
April 1, 2025 CAT F 73 $328.05 $23,948 7,031 Direct -1.03% Disposed 163.2% (price as of 2026-10-06)
March 4, 2025 CAT F 207 $325.30 $67,337 7,104 Direct -2.83% Disposed 165.4% (price as of 2026-10-06)
March 3, 2025 CAT A 8,439 · · 8,439 Direct · Acquired (price as of 2026-10-06)
March 3, 2025 CAT A 2,692 · · 7,311 Direct +58.28% Acquired (price as of 2026-10-06)
Feb. 11, 2025 CAT F 174 $362.70 $63,110 4,607 Direct -3.64% Disposed 138.1% (price as of 2026-10-06)
Feb. 11, 2025 CAT A 642 · · 4,781 Direct +15.51% Acquired (price as of 2026-10-06)
April 1, 2024 CAT F 72 $365.29 $26,301 4,108 Direct -1.72% Disposed 136.4% (price as of 2026-10-06)
March 4, 2024 CAT A 8,152 · · 8,152 Direct · Acquired (price as of 2026-10-06)
March 4, 2024 CAT A 2,510 · · 4,179 Direct +150.39% Acquired (price as of 2026-10-06)
March 1, 2024 CAT F 53 $335.69 $17,792 1,669 Direct -3.08% Disposed 157.2% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 2, 2026 CAT Employee Stock Options Common Stock (3,865) $752.18 March 2, 2036 3,865 Acquired
March 3, 2025 CAT Employee Stock Options Common Stock (8,439) $332.04 March 3, 2035 8,439 Acquired
March 4, 2024 CAT Employee Stock Options Common Stock (8,152) $338.65 March 4, 2034 8,152 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 10, 2024 CAT Common Stock 760 Direct
Jan. 10, 2024 CAT Employee Stock Options→ Common Stock (2,321) 2,321 Direct
Jan. 10, 2024 CAT Employee Stock Options→ Common Stock (1,649) 1,649 Direct