Derek V Smith
CIK 1206049 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 26, 2004 · Latest: Jan. 26, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 9 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 23, 2004 | SWK | A | 76 | $39.74 | $3,020 | 76 Direct | — | Acquired | 152.5% (price as of 2026-08-19) |
| Dec. 30, 2003 | SWK | A | 20 | $37.64 | $753 | 20 Direct | — | Acquired | 166.6% (price as of 2026-08-19) |
| Dec. 17, 2003 | SWK | A | None | $35.70 | — | 42 Direct | — | Acquired | 181.1% (price as of 2026-08-19) |
| Dec. 15, 2003 | SWK | A | 317 | $29.62 | $9,390 | 317 Direct | — | Acquired | 238.8% (price as of 2026-08-19) |
| Dec. 8, 2003 | SWK | A | 44 | $33.96 | $1,494 | 44 Direct | — | Acquired | 195.5% (price as of 2026-08-19) |
| Nov. 10, 2003 | SWK | A | 23 | $32.76 | $753 | 23 Direct | — | Acquired | 206.3% (price as of 2026-08-19) |
| Sept. 23, 2003 | SWK | A | 33 | $29.39 | $970 | 33 Direct | — | Acquired | 241.4% (price as of 2026-08-19) |
| Sept. 15, 2003 | SWK | A | 341 | $27.48 | $9,371 | 341 Direct | — | Acquired | 265.1% (price as of 2026-08-19) |
| Aug. 19, 2003 | SWK | A | 26 | $29.20 | $759 | 26 Direct | — | — | 243.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 23, 2004 | SWK | Deferred Shares | Common Stock (76) | $39.74 | Aug. 8, 1988 | 76 | Acquired |
| Dec. 30, 2003 | SWK | Deferred Shares | Common Stock (20) | $37.64 | Aug. 8, 1988 | 20 | Acquired |
| Dec. 17, 2003 | SWK | Deferred Shares | Common Stock (42) | $35.70 | Aug. 8, 1988 | — | Acquired |
| Dec. 15, 2003 | SWK | Deferred Shares | Common Stock (317) | $29.62 | Aug. 8, 1988 | 317 | Acquired |
| Dec. 8, 2003 | SWK | Deferred Shares | Common Stock (44) | $33.96 | Aug. 8, 1988 | 44 | Acquired |
| Nov. 10, 2003 | SWK | Deferred Shares | Common Stock (23) | $32.76 | Aug. 8, 1988 | 23 | Acquired |
| Sept. 23, 2003 | SWK | Deferred Shares [F1] | Common Stock (33) | $29.39 | Aug. 8, 1988 | 33 | Acquired |
| Sept. 15, 2003 | SWK | Deferred Shares [F1] | — | $27.48 | Aug. 8, 1988 | 341 | Acquired |
| Aug. 19, 2003 | SWK | Deferred Shares [F1] | Common Stock (26) | $29.20 | Aug. 8, 1988 | 26 | — |
Exercise/conversion price is blank when not applicable (e.g. RSUs).