Diane L Thormodsgard
First SEC filing: April 23, 2009 · Latest: April 23, 2009
Insider at
Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 11, 2010 | USB | G | 696 | · | · | 45,527 Indirect | -1.51% | Disposed | |
| March 16, 2010 | USB | G | 6,722 | · | · | 0 Direct | -100.00% | Disposed | |
| March 16, 2010 | USB | G | 6,722 | · | · | 46,223 Indirect | +17.02% | Acquired | |
| March 2, 2010 | USB | M | 9,184 | · | · | 9,955 Direct | +1191.18% | Acquired | |
| March 2, 2010 | USB | F | 3,233 | $24.85 | $80,340 | 6,722 Direct | -32.48% | Disposed | 139.8% (price as of ) |
| March 2, 2010 | USB | M | 9,184 | · | · | 27,552 Direct | -25.00% | Disposed | |
| Feb. 16, 2010 | USB | F | 376 | $23.52 | $8,844 | 771 Direct | -32.78% | Disposed | 153.3% (price as of ) |
| Feb. 16, 2010 | USB | A | 66,026 | · | · | 66,026 Direct | · | Acquired | |
| Feb. 16, 2010 | USB | A | 23,051 | · | · | 23,051 Direct | · | Acquired | |
| Feb. 16, 2010 | USB | A | 23,051 | · | · | 23,051 Direct | · | Acquired | |
| Feb. 10, 2010 | USB | D | 5,249 | · | · | 36,736 Direct | -12.50% | Disposed | |
| Aug. 10, 2009 | USB | G | 800 | · | · | 40,648 Direct | -1.93% | Disposed | |
| April 22, 2009 | USB | G | 1,200 | · | · | 41,448 Direct | -2.81% | Disposed | |
| March 2, 2009 | USB | A | 41,985 | · | · | 41,985 Direct | · | Acquired | |
| March 2, 2009 | USB | A | 151,515 | · | · | 151,515 Direct | · | Acquired | |
| Feb. 17, 2009 | USB | F | 814 | $11.47 | $9,337 | 42,648 Direct | -1.87% | Disposed | 419.4% (price as of ) |
| April 24, 2008 | USB | G | 1,448 | · | · | 43,165 Direct | -3.25% | Disposed | |
| April 24, 2008 | USB | M | 87,680 | $21.49 | $1,884,243 | 130,845 Direct | +203.13% | Acquired | 177.2% (price as of ) |
| April 24, 2008 | USB | S | 43,780 | $34.43 | $1,507,345 | 87,065 Direct | -33.46% | Disposed | 73.0% (price as of ) |
| April 24, 2008 | USB | S | 7,600 | $34.44 | $261,744 | 79,465 Direct | -8.73% | Disposed | 73.0% (price as of ) |
| April 24, 2008 | USB | S | 11,000 | $34.45 | $378,950 | 68,465 Direct | -13.84% | Disposed | 72.9% (price as of ) |
| April 24, 2008 | USB | S | 14,500 | $34.46 | $499,670 | 53,965 Direct | -21.18% | Disposed | 72.9% (price as of ) |
| April 24, 2008 | USB | S | 10,800 | $34.47 | $372,276 | 43,165 Direct | -20.01% | Disposed | 72.8% (price as of ) |
| April 24, 2008 | USB | M | 6,200 | $31.58 | $195,796 | 49,365 Direct | +14.36% | Acquired | 88.7% (price as of ) |
| April 24, 2008 | USB | F | 5,903 | $34.47 | $203,476 | 43,462 Direct | -11.96% | Disposed | 72.8% (price as of ) |
| April 24, 2008 | USB | M | 87,680 | · | · | 0 Direct | -100.00% | Disposed | |
| April 24, 2008 | USB | M | 6,200 | · | · | 0 Direct | -100.00% | Disposed | |
| April 24, 2008 | USB | A | 5,903 | · | · | 5,903 Direct | · | Acquired | |
| Jan. 16, 2008 | USB | A | 6,604 | · | · | 6,604 Direct | · | Acquired | |
| Jan. 16, 2008 | USB | A | 6,604 | $31.04 | $204,988 | 51,217 Direct | +14.80% | Acquired | 91.9% (price as of ) |
| Jan. 16, 2008 | USB | A | 364,431 | · | · | 364,431 Direct | · | Acquired | |
| Oct. 30, 2007 | USB | G | 400 | · | · | 44,613 Direct | -0.89% | Disposed | |
| July 25, 2007 | USB | M | 13,000 | $21.49 | $279,370 | 45,013 Direct | +40.61% | Acquired | 177.2% (price as of ) |
| July 25, 2007 | USB | M | 13,000 | · | · | 87,680 Direct | -12.91% | Disposed | |
| April 27, 2007 | USB | S | 49,309 | $34.50 | $1,701,160 | 32,013 Direct | -60.63% | Disposed | 72.7% (price as of ) |
| April 26, 2007 | USB | M | 55,000 | $19.10 | $1,050,500 | 87,013 Direct | +171.81% | Acquired | 211.9% (price as of ) |
| April 26, 2007 | USB | S | 5,691 | $34.51 | $196,396 | 81,322 Direct | -6.54% | Disposed | 72.6% (price as of ) |
| April 26, 2007 | USB | M | 55,000 | · | · | 0 Direct | -100.00% | Disposed | |
| April 18, 2007 | USB | A | 106,589 | · | · | 106,589 Direct | · | Acquired | |
| Feb. 27, 2007 | USB | G | 1,193 | · | · | 32,013 Direct | -3.59% | Disposed | |
| Feb. 23, 2007 | USB | G | 34,265 | · | · | 33,206 Direct | -50.78% | Disposed | |
| Feb. 16, 2007 | USB | F | 438 | $36.60 | $16,031 | 67,471 Direct | -0.64% | Disposed | 62.8% (price as of ) |
| Feb. 14, 2007 | USB | F | 375 | $36.25 | $13,594 | 67,909 Direct | -0.55% | Disposed | 64.4% (price as of ) |
| Feb. 13, 2007 | USB | A | 99,819 | · | · | 99,819 Direct | · | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 2, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value | · | · | 9,184 | Disposed |
| Feb. 16, 2010 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value | $23.86 | Feb. 16, 2020 | 66,026 | Acquired |
| Feb. 16, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value | · | · | 23,051 | Acquired |
| Feb. 16, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value | · | · | 23,051 | Acquired |
| Feb. 10, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value | · | · | 5,249 | Disposed |
| March 2, 2009 | USB | Restricted Stock Units | Common Stock | · | · | 41,985 | Acquired |
| March 2, 2009 | USB | Employee Stock Option | Common Stock | $13.10 | March 2, 2019 | 151,515 | Acquired |
| April 24, 2008 | USB | Employee Stock Option (Right to Buy) | Common Stock | $21.49 | Dec. 17, 2012 | 87,680 | Disposed |
| April 24, 2008 | USB | Employee Stock Option (Right to Buy) | Common Stock | $31.58 | April 20, 2009 | 6,200 | Disposed |
| April 24, 2008 | USB | Employee Stock Option (Right to Buy) | Common Stock | $34.47 | April 20, 2009 | 5,903 | Acquired |
| Jan. 16, 2008 | USB | Restricted Stock Units | Common Stock | · | · | 6,604 | Acquired |
| Jan. 16, 2008 | USB | Employee Stock Option (Right to Buy) | Common Stock | $31.04 | Jan. 16, 2018 | 364,431 | Acquired |
| July 25, 2007 | USB | Employee Stock Option (Right to Buy) | Common Stock | $21.49 | Dec. 17, 2012 | 13,000 | Disposed |
| April 26, 2007 | USB | Employee Stock Option (Right to Buy) | Common Stock | $19.10 | Dec. 18, 2011 | 55,000 | Disposed |
| April 18, 2007 | USB | Employee Stock Option (Right to Buy) | Common Stock | $34.40 | April 18, 2017 | 106,589 | Acquired |
| Feb. 13, 2007 | USB | Employee Stock Option (Right to Buy) | Common Stock | $36.25 | Feb. 13, 2017 | 99,819 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 12, 2007 | USB | Common Stock, $0.01 par value | 68,284 | Direct |
| Feb. 9, 2007 | USB | Common Stock, $0.01 par value | 68,484 | Direct |
| Feb. 9, 2007 | USB | Common Stock, $0.01 par value | 305 | Indirect |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 55,000 | Direct |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 100,680 | Direct |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 50,296 | Direct |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 72,312 | Direct |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 64,660 | Direct |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 6,200 | Direct |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 41,178 | Direct |
| Feb. 9, 2007 | USB | Employee Stock Option (Right to Buy) | 10,757 | Direct |
Holdings reported on Form 4 30 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| July 28, 2010 | USB | Common Stock, $0.01 par value | 5,383 | · | · | Indirect |
| July 28, 2010 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| March 4, 2010 | USB | Common Stock, $0.01 par value | 5,355 | · | · | Indirect |
| March 4, 2010 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| March 4, 2010 | USB | Common Stock, $0.01 par value | 39,501 | · | · | Indirect |
| Feb. 18, 2010 | USB | Common Stock, $0.01 par value | 4,566 | · | · | Indirect |
| Feb. 18, 2010 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| Feb. 18, 2010 | USB | Common Stock, $0.01 par value | 39,501 | · | · | Indirect |
| Aug. 10, 2009 | USB | Common Stock, $0.01 par value | 4,032 | · | · | Indirect |
| Aug. 10, 2009 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| April 23, 2009 | USB | Common Stock, $0.01 par value | 4,033 | · | · | Indirect |
| April 23, 2009 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| March 4, 2009 | USB | Restricted Stock Units | 6,604 | · | · | Direct |
| Feb. 18, 2009 | USB | Common Stock, $0.01 par value | 4,020 | · | · | Indirect |
| Feb. 18, 2009 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| April 28, 2008 | USB | Common Stock, $0.01 par value | 1,429 | · | · | Indirect |
| April 28, 2008 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| Jan. 31, 2008 | USB | Common Stock, $0.01 par value | 44,613 | · | · | Direct |
| Jan. 18, 2008 | USB | Common Stock, $0.01 par value | 862 | · | · | Indirect |
| Jan. 18, 2008 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| Oct. 31, 2007 | USB | Common Stock, $0.01 par value | 851 | · | · | Indirect |
| Oct. 31, 2007 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| July 25, 2007 | USB | Common Stock, $0.01 par value | 841 | · | · | Indirect |
| July 25, 2007 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| April 27, 2007 | USB | Common Stock, $0.01 par value | 834 | · | · | Indirect |
| April 27, 2007 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| Feb. 27, 2007 | USB | Common Stock, $0.01 par value | 340 | · | · | Indirect |
| Feb. 27, 2007 | USB | Common Stock, $0.01 par value | 34,265 | · | · | Indirect |
| Feb. 20, 2007 | USB | Common Stock, $0.01 par value | 340 | · | · | Indirect |
| Feb. 15, 2007 | USB | Common Stock, $0.01 par value | 305 | · | · | Indirect |
Annual statements (Form 5) Transactions and holdings reported once a year on SEC Form 5 — exempt or late-reported trades, gifts and small acquisitions.
Transactions
| Date | Ticker | Security | Code | Shares | Price | Value | Owned after | Exercise price | Expiration | A/D |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec. 1, 2009 | USB | Common Stock, $0.01 par value | G | 39,501 | · | · | 1,147 Direct | · | · | Disposed |
| Dec. 1, 2009 | USB | Common Stock, $0.01 par value | G | 39,501 | · | · | 39,501 Indirect | · | · | Acquired |