Dinesh C Paliwal

Insider

First SEC filing: April 2, 2021 · Latest: April 2, 2021

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 2, 2023	RTX	A	4,096	$98.87	$404,972	19,199 Direct	+27.12%	Acquired	119.7% (price as of 2026-08-20)
April 25, 2022	RTX	A	3,915	$99.61	$389,973	14,748 Direct	+36.14%	Acquired	118.1% (price as of 2026-08-20)
April 26, 2021	RTX	A	4,815	$81.00	$390,015	10,586 Direct	+83.43%	Acquired	168.2% (price as of 2026-08-20)
March 31, 2021	BMY	A	614	$63.13	$38,762	40,501 Direct	+1.54%	Acquired	5.8% (price as of 2026-08-20)
Feb. 1, 2021	BMY	A	3,054	$62.21	$189,989	39,887 Direct	+8.29%	Acquired	7.4% (price as of 2026-08-20)
Dec. 31, 2020	BMY	A	625	$62.03	$38,769	39,802 Direct	+1.60%	Acquired	7.7% (price as of 2026-08-20)
Oct. 29, 2020	RTX	P	9,532	$52.41	$499,572	19,947 Direct	+91.52%	Acquired	314.5% (price as of 2026-08-20)
Sept. 30, 2020	BMY	A	643	$60.29	$38,766	35,651 Direct	+1.84%	Acquired	10.8% (price as of 2026-08-20)
June 30, 2020	BMY	A	659	$58.50	$38,552	34,744 Direct	+1.93%	Acquired	14.2% (price as of 2026-08-20)
June 15, 2020	BMY	P	9,174	$54.50	$499,983	22,109 Direct	+70.92%	Acquired	22.6% (price as of 2026-08-20)
May 12, 2020	RTX	A	5,612	$65.07	$365,173	5,612 Direct	—	Acquired	233.9% (price as of 2026-08-20)
April 3, 2020	RTX	A	340	—	—	340 Indirect	—	Acquired	(price as of 2026-08-20)
April 3, 2020	RTX	A	10,261	—	—	10,261 Direct	—	Acquired	(price as of 2026-08-20)
April 3, 2020	1047122	D	668	—	—	0 Direct	-100.00%	Disposed
April 3, 2020	1047122	D	878	—	—	668 Direct	-56.79%	Disposed
April 3, 2020	1047122	D	146	—	—	0 Indirect	-100.00%	Disposed
April 3, 2020	1047122	D	2,849	—	—	0 Direct	-100.00%	Disposed
March 31, 2020	BMY	A	695	$55.74	$38,739	33,832 Direct	+2.10%	Acquired	19.8% (price as of 2026-08-20)
Feb. 1, 2020	BMY	A	3,018	$62.95	$189,983	33,137 Direct	+10.02%	Acquired	6.1% (price as of 2026-08-20)
Dec. 31, 2019	BMY	A	574	$64.19	$36,845	29,907 Direct	+1.96%	Acquired	4.1% (price as of 2026-08-20)
Sept. 30, 2019	BMY	A	727	$50.71	$36,866	29,123 Direct	+2.56%	Acquired	31.7% (price as of 2026-08-20)
June 30, 2019	BMY	A	760	$45.35	$34,466	28,141 Direct	+2.78%	Acquired	47.3% (price as of 2026-08-20)
May 30, 2019	1047122	A	878	—	—	1,546 Direct	+131.44%	Acquired
March 31, 2019	BMY	A	642	$47.71	$30,630	27,142 Direct	+2.42%	Acquired	40.0% (price as of 2026-08-20)
Feb. 1, 2019	BMY	A	3,708	$49.89	$184,992	26,500 Direct	+16.27%	Acquired	33.9% (price as of 2026-08-20)
Dec. 31, 2018	BMY	A	589	$51.98	$30,616	22,296 Direct	+2.71%	Acquired	28.5% (price as of 2026-08-20)
Nov. 27, 2018	1047122	J	26	$171.67	$4,463	145 Indirect	+21.85%	Acquired
Oct. 11, 2018	1047122	J	31	$190.99	$5,921	119 Indirect	+35.23%	Acquired
Sept. 30, 2018	BMY	A	493	$62.08	$30,605	21,707 Direct	+2.32%	Acquired	7.6% (price as of 2026-08-20)
Aug. 3, 2018	1047122	J	23	$195.80	$4,503	88 Indirect	+35.38%	Acquired
June 30, 2018	BMY	A	553	$55.34	$30,603	21,214 Direct	+2.68%	Acquired	20.7% (price as of 2026-08-20)
June 15, 2018	1047122	J	22	$201.53	$4,434	65 Indirect	+51.16%	Acquired
May 31, 2018	1047122	A	668	—	—	668 Direct	—	Acquired
April 30, 2018	BMY	P	9,540	$52.40	$499,896	12,935 Direct	+281.00%	Acquired	27.5% (price as of 2026-08-20)
April 30, 2018	1047122	P	1,219	$205.00	$249,895	2,752 Direct	+79.52%	Acquired
April 30, 2018	BMY	P	4,770	$52.40	$249,948	8,027 Direct	+146.45%	Acquired	27.5% (price as of 2026-08-20)
April 3, 2018	1047122	J	21	$214.05	$4,495	43 Indirect	+95.45%	Acquired
March 31, 2018	BMY	A	484	$63.25	$30,613	20,505 Direct	+2.42%	Acquired	5.6% (price as of 2026-08-20)
Feb. 6, 2018	1047122	J	22	$201.13	$4,425	22 Indirect	—	Acquired
Feb. 1, 2018	BMY	A	2,946	$62.80	$185,009	20,020 Direct	+17.25%	Acquired	6.4% (price as of 2026-08-20)
Dec. 31, 2017	BMY	A	500	$61.28	$30,640	16,967 Direct	+3.04%	Acquired	9.0% (price as of 2026-08-20)
Sept. 30, 2017	BMY	A	480	$63.74	$30,595	16,364 Direct	+3.02%	Acquired	4.8% (price as of 2026-08-20)
June 30, 2017	BMY	A	550	$55.72	$30,646	15,774 Direct	+3.61%	Acquired	19.9% (price as of 2026-08-20)
May 25, 2017	1047122	A	858	—	—	1,528 Direct	+128.06%	Acquired
March 31, 2017	BMY	A	563	$54.38	$30,616	15,119 Direct	+3.87%	Acquired	22.8% (price as of 2026-08-20)
Feb. 1, 2017	BMY	A	3,449	$49.29	$170,001	14,556 Direct	+31.05%	Acquired	35.5% (price as of 2026-08-20)
Sept. 22, 2016	1047122	A	670	—	—	670 Direct	—	Acquired
Feb. 1, 2016	BMY	M	3,257	$60.82	$198,091	10,826 Direct	-23.13%	Disposed	9.8% (price as of 2026-08-20)
Feb. 1, 2016	BMY	M	3,257	—	—	3,257 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 1, 2016	BMY	A	2,795	$60.82	$169,992	14,083 Direct	+24.76%	Acquired	9.8% (price as of 2026-08-20)
Dec. 31, 2015	BMY	A	204	$68.79	$14,033	11,218 Direct	+1.85%	Acquired	-2.9% (price as of 2026-08-20)
Sept. 30, 2015	BMY	A	238	$59.20	$14,090	10,952 Direct	+2.22%	Acquired	12.8% (price as of 2026-08-20)
June 30, 2015	BMY	A	211	$66.54	$14,040	10,654 Direct	+2.02%	Acquired	0.4% (price as of 2026-08-20)
March 31, 2015	BMY	A	218	$64.50	$14,061	10,383 Direct	+2.14%	Acquired	3.6% (price as of 2026-08-20)
Feb. 1, 2015	BMY	A	2,655	$60.27	$160,017	10,165 Direct	+35.35%	Acquired	10.8% (price as of 2026-08-20)
Dec. 31, 2014	BMY	A	236	$59.55	$14,054	7,464 Direct	+3.27%	Acquired	12.2% (price as of 2026-08-20)
Sept. 30, 2014	BMY	A	273	$51.55	$14,073	7,184 Direct	+3.95%	Acquired	29.6% (price as of 2026-08-20)
Sept. 30, 2014	BMY	A	546	$51.55	$28,146	7,457 Direct	+7.90%	Acquired	29.6% (price as of 2026-08-20)
June 30, 2014	BMY	A	273	$48.83	$13,331	6,883 Direct	+4.13%	Acquired	36.8% (price as of 2026-08-20)
March 31, 2014	BMY	A	234	$52.00	$12,168	6,541 Direct	+3.71%	Acquired	28.4% (price as of 2026-08-20)
March 31, 2014	BMY	A	230	$52.00	$11,960	6,520 Direct	+3.66%	Acquired	28.4% (price as of 2026-08-20)
Feb. 1, 2014	BMY	A	3,192	$50.12	$159,983	6,268 Direct	+103.77%	Acquired	33.3% (price as of 2026-08-20)
Dec. 31, 2013	BMY	A	460	$52.99	$24,375	3,076 Direct	+17.58%	Acquired	26.0% (price as of 2026-08-20)
Sept. 30, 2013	BMY	A	529	$46.12	$24,397	2,599 Direct	+25.56%	Acquired	44.8% (price as of 2026-08-20)
July 1, 2013	BMY	A	2,070	$45.09	$93,336	2,070 Direct	—	Acquired	48.1% (price as of 2026-08-20)
March 10, 2012	JCI	F	693	$52.75	$36,556	4,359 Direct	-13.72%	Disposed	426.0% (price as of 2026-08-20)
March 8, 2012	JCI	A	2,282	—	—	5,052 Direct	+82.38%	Acquired	(price as of 2026-08-20)
March 10, 2011	JCI	A	2,711	—	—	2,711 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 2, 2023	RTX	Phantom Stock Unit	Common Stock (4,096)	—	—	4,096	Acquired
April 25, 2022	RTX	Phantom Stock Unit	Common Stock (3,915)	—	—	3,915	Acquired
April 26, 2021	RTX	Phantom Stock Unit	Common Stock (4,815)	—	—	4,815	Acquired
March 31, 2021	BMY	Deferred Share Units	Common Stock, $0.10 par value (614)	—	—	614	Acquired
Feb. 1, 2021	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,054)	—	—	3,054	Acquired
Dec. 31, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (625)	—	—	625	Acquired
Sept. 30, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (643)	—	—	643	Acquired
June 30, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (659)	—	—	659	Acquired
May 12, 2020	RTX	Phantom Stock Unit	Common Stock (5,612)	—	—	5,612	Acquired
April 3, 2020	1047122	Deferred Restricted Stock Units	Common Stock (668)	—	—	668	Disposed
April 3, 2020	1047122	Deferred Restricted Stock Units	Common Stock (878)	—	—	878	Disposed
March 31, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (695)	—	—	695	Acquired
Feb. 1, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,018)	—	—	3,018	Acquired
Dec. 31, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (574)	—	—	574	Acquired
Sept. 30, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (727)	—	—	727	Acquired
June 30, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (760)	—	—	760	Acquired
May 30, 2019	1047122	Deferred Restricted Stock Units	Common Stock (878)	—	May 30, 2024	878	Acquired
March 31, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (642)	—	—	642	Acquired
Feb. 1, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,708)	—	—	3,708	Acquired
Dec. 31, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (589)	—	—	589	Acquired
Sept. 30, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (493)	—	—	493	Acquired
June 30, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (553)	—	—	553	Acquired
May 31, 2018	1047122	Deferred Restricted Stock Units	Common Stock (668)	—	May 31, 2023	668	Acquired
March 31, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (484)	—	—	484	Acquired
Feb. 1, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (2,946)	—	—	2,946	Acquired
Dec. 31, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (500)	—	—	500	Acquired
Sept. 30, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (480)	—	—	480	Acquired
June 30, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (550)	—	—	550	Acquired
March 31, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (563)	—	—	563	Acquired
Feb. 1, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,449)	—	—	3,449	Acquired
Feb. 1, 2016	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,257)	—	—	3,257	Disposed
Feb. 1, 2016	BMY	Deferred Share Units	Common Stock, $0.10 par value (2,795)	—	—	2,795	Acquired
Dec. 31, 2015	BMY	Deferred Share Units	Common Stock, $0.10 par value (204)	—	—	204	Acquired
Sept. 30, 2015	BMY	Deferred Share Units	Common Stock, $0.10 par value (238)	—	—	238	Acquired
June 30, 2015	BMY	Deferred Share Units	Common Stock, $0.10 par value (211)	—	—	211	Acquired
March 31, 2015	BMY	Deferred Share Units	Common Stock, $0.10 par value (218)	—	—	218	Acquired
Feb. 1, 2015	BMY	Deferred Share Units	Common Stock, $0.10 par value (2,655)	—	—	2,655	Acquired
Dec. 31, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value (236)	—	—	236	Acquired
Sept. 30, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value	—	—	273	Acquired
Sept. 30, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value (546)	—	—	546	Acquired
June 30, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value (273)	—	—	273	Acquired
March 31, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value	—	—	234	Acquired
March 31, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value (230)	—	—	230	Acquired
Feb. 1, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,192)	—	—	3,192	Acquired
Dec. 31, 2013	BMY	Deferred Share Units	Common Stock, $0.10 par value (460)	—	—	460	Acquired
Sept. 30, 2013	BMY	Deferred Share Units	Common Stock, $0.10 par value (529)	—	—	529	Acquired
July 1, 2013	BMY	Deferred Share Units	Common Stock, $0.10 par value (2,070)	—	—	2,070	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 8, 2020	RTX	Common Stock	0	Direct