Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 6, 2007 SWKHL A 10,000 · · 10,000 Direct · Acquired (price as of 2026-10-05)
Sept. 8, 2006 SWKHL A 15,000 · · 15,000 Direct · Acquired (price as of 2026-10-05)
March 21, 2005 SWKHL A 9,000 · · 9,000 Direct · Acquired (price as of 2026-10-05)
June 7, 2004 SWKHL A 1,000 $3.08 $3,080 101,000 Direct +1.00% Acquired 713.6% (price as of 2026-10-05)
Aug. 6, 2003 SWKHL A 4,000 $2.95 $11,800 4,000 Direct · Acquired 749.5% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 6, 2007 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (10,000) $3.50 March 5, 2017 10,000 Acquired
Sept. 8, 2006 SWKHL NON QUALIFIED STOCK OPTION (RIGHT TO BUY) COMMON STOCK (15,000) $2.95 Sept. 7, 2016 15,000 Acquired
March 21, 2005 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (9,000) $1.71 March 20, 2015 9,000 Acquired
June 7, 2004 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (1,000) $3.08 June 6, 2014 1,000 Acquired
Aug. 6, 2003 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (4,000) $2.95 Aug. 5, 2013 4,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).