Dominick Ragone

Insider

First SEC filing: Nov. 15, 2012 · Latest: Nov. 15, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

LAZ selling Aug. 31, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 98 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

98 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 19, 2023	LAZ	A	368	—	—	21,123 Direct	+1.77%	Acquired	(price as of 2026-08-21)
May 19, 2023	LAZ	A	130	—	—	7,472 Direct	+1.77%	Acquired	(price as of 2026-08-21)
March 1, 2023	LAZ	M	8,310	—	—	20,755 Direct	-28.59%	Disposed	(price as of 2026-08-21)
March 1, 2023	LAZ	F	2,801	$37.36	$104,645	24,623 Direct	-10.21%	Disposed	16.5% (price as of 2026-08-21)
March 1, 2023	LAZ	M	3,046	—	—	27,424 Direct	+12.49%	Acquired	(price as of 2026-08-21)
March 1, 2023	LAZ	M	3,046	—	—	7,342 Direct	-29.32%	Disposed	(price as of 2026-08-21)
March 1, 2023	LAZ	M	8,310	—	—	24,378 Direct	+51.72%	Acquired	(price as of 2026-08-21)
Feb. 24, 2023	LAZ	A	391	—	—	29,065 Direct	+1.36%	Acquired	(price as of 2026-08-21)
Feb. 24, 2023	LAZ	A	99	—	—	7,342 Direct	+1.37%	Acquired	(price as of 2026-08-21)
Feb. 9, 2023	LAZ	A	7,243	—	—	28,674 Direct	+33.80%	Acquired	(price as of 2026-08-21)
Feb. 9, 2023	LAZ	A	7,243	—	—	10,289 Direct	+237.79%	Acquired	(price as of 2026-08-21)
Nov. 18, 2022	LAZ	A	290	—	—	21,431 Direct	+1.37%	Acquired	(price as of 2026-08-21)
Sept. 6, 2022	LAZ	M	1,015	—	—	21,141 Direct	-4.58%	Disposed	(price as of 2026-08-21)
Sept. 6, 2022	LAZ	F	4,193	$35.76	$149,942	16,068 Direct	-20.69%	Disposed	21.7% (price as of 2026-08-21)
Sept. 6, 2022	LAZ	M	3,178	—	—	20,261 Direct	+18.60%	Acquired	(price as of 2026-08-21)
Sept. 6, 2022	LAZ	M	3,178	—	—	3,046 Direct	-51.06%	Disposed	(price as of 2026-08-21)
Sept. 6, 2022	LAZ	M	1,015	—	—	17,083 Direct	+6.32%	Acquired	(price as of 2026-08-21)
Aug. 19, 2022	LAZ	A	288	—	—	22,156 Direct	+1.32%	Acquired	(price as of 2026-08-21)
Aug. 19, 2022	LAZ	A	81	—	—	6,224 Direct	+1.32%	Acquired	(price as of 2026-08-21)
May 20, 2022	LAZ	A	302	—	—	21,868 Direct	+1.40%	Acquired	(price as of 2026-08-21)
May 20, 2022	LAZ	A	85	—	—	6,143 Direct	+1.40%	Acquired	(price as of 2026-08-21)
March 7, 2022	LAZ	A	7,120	—	—	21,566 Direct	+49.29%	Acquired	(price as of 2026-08-21)
March 1, 2022	LAZ	M	9,587	—	—	14,446 Direct	-39.89%	Disposed	(price as of 2026-08-21)
March 1, 2022	LAZ	F	8,599	$34.58	$297,353	16,068 Direct	-34.86%	Disposed	25.8% (price as of 2026-08-21)
March 1, 2022	LAZ	M	8,850	—	—	24,667 Direct	+55.95%	Acquired	(price as of 2026-08-21)
March 1, 2022	LAZ	M	8,850	—	—	6,058 Direct	-59.36%	Disposed	(price as of 2026-08-21)
March 1, 2022	LAZ	M	9,587	—	—	15,817 Direct	+153.88%	Acquired	(price as of 2026-08-21)
Feb. 25, 2022	LAZ	A	320	—	—	24,033 Direct	+1.35%	Acquired	(price as of 2026-08-21)
Feb. 25, 2022	LAZ	A	121	—	—	14,908 Direct	+0.82%	Acquired	(price as of 2026-08-21)
Nov. 19, 2021	LAZ	A	241	—	—	23,713 Direct	+1.03%	Acquired	(price as of 2026-08-21)
Nov. 19, 2021	LAZ	A	91	—	—	14,787 Direct	+0.62%	Acquired	(price as of 2026-08-21)
Aug. 31, 2021	LAZ	S	19,892	$47.54	$945,666	6,230 Direct	-76.15%	Disposed	-8.5% (price as of 2026-08-21)
Aug. 20, 2021	LAZ	A	238	—	—	23,472 Direct	+1.02%	Acquired	(price as of 2026-08-21)
Aug. 20, 2021	LAZ	A	90	—	—	14,696 Direct	+0.62%	Acquired	(price as of 2026-08-21)
May 21, 2021	LAZ	A	235	—	—	23,234 Direct	+1.02%	Acquired	(price as of 2026-08-21)
May 21, 2021	LAZ	A	89	—	—	14,606 Direct	+0.61%	Acquired	(price as of 2026-08-21)
March 2, 2021	LAZ	M	84	—	—	22,999 Direct	-0.36%	Disposed	(price as of 2026-08-21)
March 2, 2021	LAZ	A	347	—	—	23,083 Direct	+1.53%	Acquired	(price as of 2026-08-21)
March 2, 2021	LAZ	A	100	—	—	14,517 Direct	+0.69%	Acquired	(price as of 2026-08-21)
March 2, 2021	LAZ	F	43	$40.52	$1,742	26,122 Direct	-0.16%	Disposed	7.4% (price as of 2026-08-21)
March 2, 2021	LAZ	M	84	—	—	26,165 Direct	+0.32%	Acquired	(price as of 2026-08-21)
March 1, 2021	LAZ	M	7,107	—	—	22,736 Direct	-23.81%	Disposed	(price as of 2026-08-21)
March 1, 2021	LAZ	F	3,825	$38.69	$147,989	26,081 Direct	-12.79%	Disposed	12.5% (price as of 2026-08-21)
March 1, 2021	LAZ	M	2,907	—	—	29,906 Direct	+10.77%	Acquired	(price as of 2026-08-21)
March 1, 2021	LAZ	M	2,907	—	—	14,417 Direct	-16.78%	Disposed	(price as of 2026-08-21)
March 1, 2021	LAZ	M	7,107	—	—	26,999 Direct	+35.73%	Acquired	(price as of 2026-08-21)
Feb. 17, 2021	LAZ	A	7,935	—	—	29,843 Direct	+36.22%	Acquired	(price as of 2026-08-21)
Nov. 20, 2020	LAZ	A	278	—	—	21,908 Direct	+1.29%	Acquired	(price as of 2026-08-21)
Nov. 20, 2020	LAZ	A	109	—	—	17,324 Direct	+0.63%	Acquired	(price as of 2026-08-21)
Aug. 21, 2020	LAZ	A	326	—	—	21,630 Direct	+1.53%	Acquired	(price as of 2026-08-21)
Aug. 21, 2020	LAZ	A	128	—	—	17,215 Direct	+0.75%	Acquired	(price as of 2026-08-21)
May 22, 2020	LAZ	A	386	—	—	21,304 Direct	+1.85%	Acquired	(price as of 2026-08-21)
May 22, 2020	LAZ	A	151	—	—	17,087 Direct	+0.89%	Acquired	(price as of 2026-08-21)
March 2, 2020	LAZ	M	6,146	—	—	20,918 Direct	-22.71%	Disposed	(price as of 2026-08-21)
March 2, 2020	LAZ	F	3,274	$35.82	$117,275	19,892 Direct	-14.13%	Disposed	21.5% (price as of 2026-08-21)
March 2, 2020	LAZ	M	3,489	—	—	23,166 Direct	+17.73%	Acquired	(price as of 2026-08-21)
March 2, 2020	LAZ	M	3,489	—	—	16,936 Direct	-17.08%	Disposed	(price as of 2026-08-21)
March 2, 2020	LAZ	M	6,146	—	—	19,677 Direct	+45.42%	Acquired	(price as of 2026-08-21)
Feb. 28, 2020	LAZ	A	353	—	—	27,064 Direct	+1.32%	Acquired	(price as of 2026-08-21)
Feb. 28, 2020	LAZ	A	107	—	—	20,425 Direct	+0.53%	Acquired	(price as of 2026-08-21)
Feb. 13, 2020	LAZ	A	8,108	—	—	26,711 Direct	+43.58%	Acquired	(price as of 2026-08-21)
Feb. 13, 2020	LAZ	A	8,108	—	—	20,318 Direct	+66.40%	Acquired	(price as of 2026-08-21)
Nov. 22, 2019	LAZ	A	231	—	—	18,603 Direct	+1.26%	Acquired	(price as of 2026-08-21)
Nov. 12, 2019	LAZ	S	4,293	$38.62	$165,796	13,531 Direct	-24.09%	Disposed	12.7% (price as of 2026-08-21)
Aug. 16, 2019	LAZ	A	259	—	—	18,372 Direct	+1.43%	Acquired	(price as of 2026-08-21)
May 17, 2019	LAZ	A	244	—	—	18,113 Direct	+1.37%	Acquired	(price as of 2026-08-21)
March 7, 2019	LAZ	A	8,721	—	—	12,210 Direct	+249.96%	Acquired	(price as of 2026-08-21)
March 1, 2019	LAZ	M	7,268	—	—	17,869 Direct	-28.91%	Disposed	(price as of 2026-08-21)
March 1, 2019	LAZ	M	180	—	—	25,137 Direct	-0.71%	Disposed	(price as of 2026-08-21)
March 1, 2019	LAZ	A	610	—	—	25,317 Direct	+2.47%	Acquired	(price as of 2026-08-21)
March 1, 2019	LAZ	F	4,808	$37.43	$179,963	17,824 Direct	-21.24%	Disposed	16.2% (price as of 2026-08-21)
March 1, 2019	LAZ	M	5,859	—	—	22,632 Direct	+34.93%	Acquired	(price as of 2026-08-21)
March 1, 2019	LAZ	M	5,859	—	—	3,489 Direct	-62.68%	Disposed	(price as of 2026-08-21)
March 1, 2019	LAZ	M	7,268	—	—	16,773 Direct	+76.47%	Acquired	(price as of 2026-08-21)
March 1, 2019	LAZ	F	89	$37.43	$3,331	9,505 Direct	-0.93%	Disposed	16.2% (price as of 2026-08-21)
March 1, 2019	LAZ	M	180	—	—	9,594 Direct	+1.91%	Acquired	(price as of 2026-08-21)
Feb. 8, 2019	LAZ	A	8,218	—	—	24,707 Direct	+49.84%	Acquired	(price as of 2026-08-21)
Nov. 16, 2018	LAZ	A	190	—	—	16,489 Direct	+1.17%	Acquired	(price as of 2026-08-21)
Aug. 17, 2018	LAZ	A	146	—	—	16,299 Direct	+0.90%	Acquired	(price as of 2026-08-21)
May 18, 2018	LAZ	A	130	—	—	16,153 Direct	+0.81%	Acquired	(price as of 2026-08-21)
March 1, 2018	LAZ	M	5,903	—	—	16,023 Direct	-26.92%	Disposed	(price as of 2026-08-21)
March 1, 2018	LAZ	F	3,059	$53.97	$165,094	9,414 Direct	-24.52%	Disposed	-19.4% (price as of 2026-08-21)
March 1, 2018	LAZ	M	7,960	—	—	12,473 Direct	+176.38%	Acquired	(price as of 2026-08-21)
March 1, 2018	LAZ	M	2,057	—	—	9,348 Direct	-18.04%	Disposed	(price as of 2026-08-21)
Feb. 23, 2018	LAZ	A	684	—	—	21,926 Direct	+3.22%	Acquired	(price as of 2026-08-21)
Feb. 6, 2018	LAZ	A	4,996	—	—	21,242 Direct	+30.75%	Acquired	(price as of 2026-08-21)
Nov. 17, 2017	LAZ	A	145	—	—	16,246 Direct	+0.90%	Acquired	(price as of 2026-08-21)
Aug. 18, 2017	LAZ	A	156	—	—	16,101 Direct	+0.98%	Acquired	(price as of 2026-08-21)
May 19, 2017	LAZ	A	147	—	—	15,945 Direct	+0.93%	Acquired	(price as of 2026-08-21)
March 6, 2017	LAZ	A	5,233	—	—	11,405 Direct	+84.79%	Acquired	(price as of 2026-08-21)
March 1, 2017	LAZ	M	4,992	—	—	6,360 Direct	+364.91%	Acquired	(price as of 2026-08-21)
March 1, 2017	LAZ	F	1,847	$43.06	$79,532	4,513 Direct	-29.04%	Disposed	1.0% (price as of 2026-08-21)
March 1, 2017	LAZ	M	4,992	—	—	15,798 Direct	-24.01%	Disposed	(price as of 2026-08-21)
Feb. 24, 2017	LAZ	A	748	—	—	20,790 Direct	+3.73%	Acquired	(price as of 2026-08-21)
Feb. 7, 2017	LAZ	A	5,187	—	—	20,042 Direct	+34.92%	Acquired	(price as of 2026-08-21)
Nov. 18, 2016	LAZ	A	142	—	—	14,855 Direct	+0.97%	Acquired	(price as of 2026-08-21)
Aug. 19, 2016	LAZ	A	151	—	—	14,713 Direct	+1.04%	Acquired	(price as of 2026-08-21)
May 13, 2016	LAZ	A	167	—	—	14,562 Direct	+1.16%	Acquired	(price as of 2026-08-21)
March 1, 2016	LAZ	M	1,986	—	—	2,103 Direct	+1697.44%	Acquired	(price as of 2026-08-21)
March 1, 2016	LAZ	F	735	$35.18	$25,857	1,368 Direct	-34.95%	Disposed	23.7% (price as of 2026-08-21)

Showing latest 100 of 122 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 19, 2023	LAZ	Restricted Stock Units [F4]	Class A Common Stock (368)	—	—	368	Acquired
March 1, 2023	LAZ	Restricted Stock Units	Class A Common Stock (8,310)	—	March 1, 2023	8,310	Disposed
Feb. 24, 2023	LAZ	Restricted Stock Units [F4]	Class A Common Stock (391)	—	—	391	Acquired
Feb. 9, 2023	LAZ	Restricted Stock Units	Class A Common Stock (7,243)	—	—	7,243	Acquired
Nov. 18, 2022	LAZ	Restricted Stock Units [F1]	Class A Common Stock (290)	—	—	290	Acquired
Sept. 6, 2022	LAZ	Restricted Stock Units [F3]	Class A Common Stock (1,015)	—	—	1,015	Disposed
Aug. 19, 2022	LAZ	Restricted Stock Units [F4]	Class A Common Stock (288)	—	—	288	Acquired
May 20, 2022	LAZ	Restricted Stock Units [F4]	Class A Common Stock (302)	—	—	302	Acquired
March 7, 2022	LAZ	Restricted Stock Units	Class A Common Stock (7,120)	—	—	7,120	Acquired
March 1, 2022	LAZ	Restricted Stock Units	Class A Common Stock (9,587)	—	March 1, 2022	9,587	Disposed
Feb. 25, 2022	LAZ	Restricted Stock Units [F4]	Class A Common Stock (320)	—	—	320	Acquired
Nov. 19, 2021	LAZ	Restricted Stock Units [F4]	Class A Common Stock (241)	—	—	241	Acquired
Aug. 20, 2021	LAZ	Restricted Stock Units [F4]	Class A Common Stock (238)	—	—	238	Acquired
May 21, 2021	LAZ	Restricted Stock Units [F4]	Class A Common Stock (235)	—	—	235	Acquired
March 2, 2021	LAZ	Restricted Stock Units	Class A Common Stock (84)	—	March 2, 2021	84	Disposed
March 2, 2021	LAZ	Restricted Stock Units [F8]	Class A Common Stock (347)	—	—	347	Acquired
March 1, 2021	LAZ	Restricted Stock Units	Class A Common Stock (7,107)	—	March 1, 2021	7,107	Disposed
Feb. 17, 2021	LAZ	Restricted Stock Units	Class A Common Stock (7,935)	—	—	7,935	Acquired
Nov. 20, 2020	LAZ	Restricted Stock Units [F4]	Class A Common Stock (278)	—	—	278	Acquired
Aug. 21, 2020	LAZ	Restricted Stock Units [F4]	Class A Common Stock (326)	—	—	326	Acquired
May 22, 2020	LAZ	Restricted Stock Units [F4]	Class A Common Stock (386)	—	—	386	Acquired
March 2, 2020	LAZ	Restricted Stock Units	Class A Common Stock (6,146)	—	March 2, 2020	6,146	Disposed
Feb. 28, 2020	LAZ	Restricted Stock Units [F6]	Class A Common Stock (353)	—	—	353	Acquired
Feb. 13, 2020	LAZ	Restricted Stock Units	Class A Common Stock (8,108)	—	—	8,108	Acquired
Nov. 22, 2019	LAZ	Restricted Stock Units [F1]	Class A Common Stock (231)	—	—	231	Acquired
Aug. 16, 2019	LAZ	Restricted Stock Units [F1]	Class A Common Stock (259)	—	—	259	Acquired
May 17, 2019	LAZ	Restricted Stock Units [F1]	Class A Common Stock (244)	—	—	244	Acquired
March 1, 2019	LAZ	Restricted Stock Units	Class A Common Stock (7,268)	—	March 1, 2019	7,268	Disposed
March 1, 2019	LAZ	Restricted Stock Units	Class A Common Stock (180)	—	March 1, 2019	180	Disposed
March 1, 2019	LAZ	Restricted Stock Units [F4]	Class A Common Stock (610)	—	—	610	Acquired
Feb. 8, 2019	LAZ	Restricted Stock Units	Class A Common Stock (8,218)	—	—	8,218	Acquired
Nov. 16, 2018	LAZ	Restricted Stock Units [F1]	Class A Common Stock (190)	—	—	190	Acquired
Aug. 17, 2018	LAZ	Restricted Stock Units [F1]	Class A Common Stock (146)	—	—	146	Acquired
May 18, 2018	LAZ	Restricted Stock Units [F1]	Class A Common Stock (130)	—	—	130	Acquired
March 1, 2018	LAZ	Restricted Stock Units	Class A Common Stock (5,903)	—	March 1, 2018	5,903	Disposed
Feb. 23, 2018	LAZ	Restricted Stock Units [F1]	Class A Common Stock (684)	—	—	684	Acquired
Feb. 6, 2018	LAZ	Restricted Stock Units	Class A Common Stock (4,996)	—	—	4,996	Acquired
Nov. 17, 2017	LAZ	Restricted Stock Units [F1]	Class A Common Stock (145)	—	—	145	Acquired
Aug. 18, 2017	LAZ	Restricted Stock Units [F1]	Class A Common Stock (156)	—	—	156	Acquired
May 19, 2017	LAZ	Restricted Stock Units [F1]	Class A Common Stock (147)	—	—	147	Acquired
March 1, 2017	LAZ	Restricted Stock Units [F1]	Class A Common Stock (4,992)	—	March 1, 2017	4,992	Disposed
Feb. 24, 2017	LAZ	Restricted Stock Units [F1]	Class A Common Stock (748)	—	—	748	Acquired
Feb. 7, 2017	LAZ	Restricted Stock Units	Class A Common Stock (5,187)	—	—	5,187	Acquired
Nov. 18, 2016	LAZ	Restricted Stock Units [F1]	Class A Common Stock (142)	—	—	142	Acquired
Aug. 19, 2016	LAZ	Restricted Stock Units [F1]	Class A Common Stock (151)	—	—	151	Acquired
May 13, 2016	LAZ	Restricted Stock Units [F1]	Class A Common Stock (167)	—	—	167	Acquired
March 1, 2016	LAZ	Restricted Stock Units	Class A Common Stock (1,986)	—	March 1, 2016	1,986	Disposed
Feb. 26, 2016	LAZ	Restricted Stock Units [F5]	Class A Common Stock (710)	—	—	710	Acquired
Feb. 5, 2016	LAZ	Restricted Stock Units	Class A common stock (6,518)	—	—	6,518	Acquired
Nov. 13, 2015	LAZ	Restricted Stock Units [F1]	Class A Common Stock (74)	—	—	74	Acquired
Aug. 14, 2015	LAZ	Restricted Stock Units [F1]	Class A common stock (60)	—	—	60	Acquired
May 15, 2015	LAZ	Restricted Stock Units [F1]	Class A common stock (58)	—	—	58	Acquired
March 2, 2015	LAZ	Restricted Stock Units	Class A common stock (187)	—	March 2, 2015	187	Disposed
Feb. 19, 2015	LAZ	Restricted Stock Units [F1]	Class A common stock (229)	—	—	229	Acquired
Feb. 11, 2015	LAZ	Restricted Stock Units	Class A common stock (4,008)	—	—	4,008	Acquired
Nov. 14, 2014	LAZ	Restricted Stock Units [F1]	Class A common stock (31)	—	—	31	Acquired
Aug. 15, 2014	LAZ	Restricted Stock Units [F1]	Class A common stock (30)	—	—	30	Acquired
May 23, 2014	LAZ	Restricted Stock Units [F1]	Class A common stock (30)	—	—	30	Acquired
Feb. 21, 2014	LAZ	Restricted Stock Units [F1]	Class A common stock (4)	—	—	4	Acquired
Feb. 12, 2014	LAZ	Restricted Stock Units	Class A common stock (4,305)	—	—	4,305	Acquired
Dec. 27, 2013	LAZ	Restricted Stock Units [F1]	Class A common stock (3)	—	—	3	Acquired
Nov. 22, 2013	LAZ	Restricted Stock Units [F1]	Class A common stock (3)	—	—	3	Acquired
Aug. 23, 2013	LAZ	Restricted Stock Units [F1]	Class A common stock (4)	—	—	4	Acquired
May 24, 2013	LAZ	Restricted Stock Units [F1]	Class A common stock (4)	—	—	4	Acquired
Feb. 14, 2013	LAZ	Restricted Stock Units	Class A common stock (497)	—	—	497	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 15, 2012	LAZ	No Securities Beneficially Owned	0	Direct