Donald Allan
CIK 1379111 · View on SEC EDGAR ↗
First SEC filing: July 7, 2025 · Latest: July 7, 2025
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 2, 2020 | SWK | S | 12,165 | $168.16 | $2,045,666 | 82,558 Direct | -12.84% | Disposed | -41.4% (price as of 2026-08-20) |
| Nov. 2, 2020 | SWK | S | 27,318 | $167.18 | $4,567,023 | 94,723 Direct | -22.38% | Disposed | -41.0% (price as of 2026-08-20) |
| Nov. 13, 2019 | SWK | S | 1,612 | $155.89 | $251,295 | 96,082 Direct | -1.65% | Disposed | -36.8% (price as of 2026-08-20) |
| Nov. 13, 2019 | SWK | S | 1,300 | $154.98 | $201,474 | 97,694 Direct | -1.31% | Disposed | -36.4% (price as of 2026-08-20) |
| Nov. 12, 2019 | SWK | S | 1,909 | $158.53 | $302,634 | 96,082 Direct | -1.95% | Disposed | -37.8% (price as of 2026-08-20) |
| Nov. 12, 2019 | SWK | S | 44,230 | $157.66 | $6,973,302 | 97,991 Direct | -31.10% | Disposed | -37.5% (price as of 2026-08-20) |
Showing latest 100 of 274 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 5, 2026 | SWK | Restricted Stock Units | Common Stock (2,001) | — | — | 2,001 | Disposed |
| July 5, 2025 | SWK | Restricted Stock Units | Common Stock (2,000) | — | — | 2,000 | Disposed |
| March 1, 2025 | SWK | Restricted Stock Units | Common Stock (9,272) | — | — | 9,272 | Disposed |
| Feb. 21, 2025 | SWK | Stock Option (Right to Buy) | Common Stock (106,962) | $89.00 | Feb. 21, 2035 | 106,962 | Acquired |
| Feb. 21, 2025 | SWK | Restricted Stock Units | Common Stock (30,897) | — | — | 30,897 | Acquired |
| Feb. 15, 2025 | SWK | Restricted Stock Units | Common Stock (8,176) | — | — | 8,176 | Disposed |
| Dec. 29, 2024 | SWK | Restricted Stock Units | Common Stock (953) | — | — | 953 | Disposed |
| Dec. 16, 2024 | SWK | Restricted Stock Units | Common Stock | — | — | 1,219 | Disposed |
| Dec. 6, 2024 | SWK | Restricted Stock Units | Common Stock (3,166) | — | — | 3,166 | Disposed |
| Dec. 3, 2024 | SWK | Restricted Stock Units | Common Stock (659) | — | — | 659 | Disposed |
| March 1, 2024 | SWK | Stock Option (Right to Buy) | Common Stock (102,723) | $89.34 | March 1, 2034 | 102,723 | Acquired |
| Feb. 15, 2023 | SWK | Stock Option (Right to Buy) | Common Stock (88,263) | $90.32 | Feb. 15, 2033 | 88,263 | Acquired |
| Dec. 6, 2022 | SWK | Stock Option (Right to Buy) | Common Stock (35,000) | $77.83 | Dec. 6, 2032 | 35,000 | Acquired |
| July 5, 2022 | SWK | Stock Option (Right to Buy) | Common Stock (29,060) | $107.74 | July 5, 2033 | 29,060 | Acquired |
| Dec. 29, 2021 | SWK | Stock Option (Right to Buy) | Common Stock (14,600) | $193.97 | Dec. 29, 2031 | 14,600 | Acquired |
| Dec. 3, 2020 | SWK | Stock Option (Right to Buy) | Common Stock (18,750) | $179.84 | Dec. 3, 2030 | 18,750 | Acquired |
| Nov. 2, 2020 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $95.18 | Dec. 5, 2024 | 20,000 | Disposed |
| Dec. 3, 2019 | SWK | Stock Option (Right to Buy) | Common Stock (25,000) | $150.70 | Dec. 3, 2029 | 25,000 | Acquired |
| Nov. 13, 2019 | SWK | Stock Option (Right to Buy) | Common Stock (2,912) | $79.70 | Dec. 5, 2023 | 2,912 | Disposed |
| Nov. 12, 2019 | SWK | Stock Option (Right to Buy) | Common Stock (17,088) | $79.70 | Dec. 5, 2023 | 17,088 | Disposed |
| Nov. 12, 2019 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $70.61 | Dec. 6, 2022 | 20,000 | Disposed |
| Dec. 4, 2018 | SWK | Stock Option (Right to Buy) | Common Stock (25,000) | $130.88 | Dec. 4, 2028 | 25,000 | Acquired |
| Dec. 7, 2017 | SWK | Stock Option (Right to Buy) | Common Stock (25,000) | $168.78 | Dec. 7, 2027 | 25,000 | Acquired |
| Nov. 10, 2017 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $64.78 | Dec. 8, 2021 | 20,000 | Disposed |
| Dec. 2, 2016 | SWK | Stock Option (Right to Buy) | Common Stock (25,000) | $118.66 | Dec. 2, 2026 | 25,000 | Acquired |
| July 27, 2016 | SWK | Stock Option (Right to Buy) | Common Stock (10,000) | $63.72 | Dec. 9, 2020 | 10,000 | Disposed |
| July 27, 2016 | SWK | Stock Option (Right to Buy) | Common Stock (5,000) | $63.72 | Dec. 9, 2020 | 5,000 | Disposed |
| July 27, 2016 | SWK | Stock Option (Right to Buy) | Common Stock (5,000) | $63.72 | Dec. 9, 2020 | 5,000 | Disposed |
| Dec. 4, 2015 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $109.24 | Dec. 4, 2025 | 20,000 | Acquired |
| Dec. 5, 2014 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $95.18 | Dec. 5, 2024 | 20,000 | Acquired |
| Aug. 18, 2014 | SWK | Stock Option (Right to Buy) | Common Stock (15,000) | $49.02 | Dec. 9, 2019 | 15,000 | Disposed |
| Aug. 18, 2014 | SWK | Stock Option (Right to Buy) | Common Stock (15,000) | $51.12 | Dec. 9, 2017 | 15,000 | Disposed |
| Dec. 5, 2013 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $79.70 | Dec. 5, 2023 | 20,000 | Acquired |
| Feb. 19, 2013 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $33.34 | Dec. 9, 2018 | 20,000 | Disposed |
| Dec. 6, 2012 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $70.61 | Dec. 6, 2022 | 20,000 | Acquired |
| Feb. 22, 2012 | SWK | Interest in Employer Stock Fund (Supplemental Plan) | Common Stock (306) | — | — | 306 | Disposed |
| Feb. 22, 2012 | SWK | Interest In Employer Stock Fund (401(k) Plan) [F2] | Common Stock (981) | — | — | 981 | Disposed |
| Feb. 13, 2012 | SWK | Stock Option (Right to Buy) | Common Stock (7,500) | $51.14 | Dec. 10, 2016 | 7,500 | Disposed |
| Feb. 13, 2012 | SWK | Stock Option (Right to Buy) | Common Stock (5,000) | $47.20 | Dec. 13, 2015 | 5,000 | Disposed |
| Feb. 13, 2012 | SWK | Stock Option (Right to Buy) | Common Stock (10,000) | $41.42 | Oct. 15, 2014 | 10,000 | Disposed |
| Dec. 8, 2011 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $64.78 | Dec. 8, 2021 | 20,000 | Acquired |
| Dec. 9, 2010 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $63.72 | Dec. 9, 2020 | 20,000 | Acquired |
| April 27, 2010 | SWK | Stock Option (Right to Buy) | Common Stock (1,875) | $31.31 | Oct. 15, 2013 | 1,875 | Disposed |
| April 27, 2010 | SWK | Stock Option (Right to Buy) | Common Stock (5,000) | $30.96 | Oct. 16, 2012 | 5,000 | Disposed |
| March 12, 2010 | SWK | Interest In Employer Stock Fund (401(k) Plan) [F4] | Common Stock (27) | — | — | 27 | Acquired |
| March 12, 2010 | SWK | Interest in Employer Stock Fund (Supplemental Plan) [F3] | Common Stock (8) | — | — | 8 | Acquired |
| Dec. 9, 2009 | SWK | Stock Option (Right to Buy) | Common Stock (15,000) | $49.02 | Dec. 9, 2019 | 15,000 | Acquired |
| Dec. 9, 2009 | SWK | Interest In Employer Stock Fund (401(k) Plan) [F4] | Common Stock (84) | — | — | 84 | Disposed |
| Dec. 9, 2009 | SWK | Interest in Employer Stock Fund (Supplemental Plan) [F3] | Common Stock (26) | — | — | 26 | Disposed |
| April 27, 2009 | SWK | Interest in Employer Stock Fund (Supplemental Plan) [F4] | Common Stock (22) | — | — | 22 | Acquired |
| April 27, 2009 | SWK | Interest In Employer Stock Fund (401(k) Plan) [F3] | Common Stock (69) | — | — | 69 | Acquired |
| March 4, 2009 | SWK | Interest in Employer Stock Fund (Supplemental Plan) [F5] | Common Stock (24) | — | — | 24 | Acquired |
| March 4, 2009 | SWK | Interest In Employer Stock Fund (401(k) Plan) [F4] | Common Stock (76) | — | — | 76 | Acquired |
| Dec. 9, 2008 | SWK | Stock Option (Right to Buy) | Common Stock (20,000) | $33.34 | Dec. 9, 2018 | 20,000 | Acquired |
| Feb. 29, 2008 | SWK | Interest in Employer Stock Fund [F2] | Common Stock (11) | — | — | 11 | Acquired |
| Feb. 29, 2008 | SWK | Interest in Employer Stock Fund [F1] | Common Stock (36) | — | — | 36 | Acquired |
| Dec. 10, 2007 | SWK | Stock Option (right to buy) | Common Stock (15,000) | $51.12 | Dec. 9, 2017 | 15,000 | Acquired |
| Dec. 10, 2007 | SWK | Interest in Employer Stock Fund [F2] | Common Stock (9) | — | — | 9 | Disposed |
| Dec. 10, 2007 | SWK | Interest in Employer Stock Fund [F1] | Common Stock (28) | — | — | 28 | Disposed |
| April 25, 2007 | SWK | Stock Option (right to buy) | Common Stock (5,000) | $39.00 | Oct. 18, 2011 | 5,000 | Disposed |
| April 25, 2007 | SWK | Interest in Employer Stock Fund [F2] | Common Stock (17) | — | — | 17 | Acquired |
| April 25, 2007 | SWK | Interest in Employer Stock Fund [F1] | Common Stock (55) | — | — | 55 | Acquired |
| March 20, 2007 | SWK | Interest in Employer Stock Fund [F2] | Common Stock (13) | — | — | 13 | Disposed |
| March 20, 2007 | SWK | Interest in Employer Stock Fund [F1] | Common Stock (42) | — | — | 42 | Disposed |
| Jan. 30, 2007 | SWK | Interest in Employer Stock Fund [F2] | Common Stock (10) | — | — | 10 | Acquired |
| Jan. 30, 2007 | SWK | Interest in Employer Stock Fund [F1] | Common Stock (10) | — | — | 10 | Acquired |
| Jan. 26, 2007 | SWK | Stock Option (right to buy) | Common Stock | $30.96 | Oct. 16, 2012 | 5,000 | Disposed |
| Jan. 26, 2007 | SWK | Stock Option (right to buy) | Common Stock | $31.31 | Oct. 15, 2013 | 3,750 | Disposed |
| Dec. 21, 2006 | SWK | Interest in Employer Stock Fund [F2] | Common Stock (15) | — | — | 15 | Acquired |
| Dec. 21, 2006 | SWK | Interest in Employer Stock Fund [F1] | Common Stock (2) | — | — | 2 | Acquired |
| Dec. 11, 2006 | SWK | Stock Option (right to buy) | Common Stock (7,500) | $51.14 | Dec. 10, 2016 | 7,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 3, 2006 | SWK | Common Stock | 7,996 | Direct |
| Nov. 3, 2006 | SWK | NQSO (rights to buy)→ Common Stock (5,000) | 5,000 | Direct |
| Nov. 3, 2006 | SWK | NQSO (rights to buy)→ Common Stock (10,000) | 10,000 | Direct |
| Nov. 3, 2006 | SWK | NQSO (rights to buy)→ Common Stock (5,625) | 5,625 | Direct |
| Nov. 3, 2006 | SWK | NQSO (rights to buy)→ Common Stock (10,000) | 10,000 | Direct |
| Nov. 3, 2006 | SWK | NQSO (rights to buy)→ Common Stock (5,000) | 5,000 | Direct |
| Nov. 3, 2006 | SWK | Interest in Employer Stock Fund [F7]→ Common Stock (856) | 856 | Direct |
| Nov. 3, 2006 | SWK | Interest in Employer Stock Fund [F8]→ Common Stock (245) | 245 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
SWK
Jr., Executive Chair; Former President and CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $1,315,929 | — | — | — | $1,469,498 | — | — | $14,485,454 |
| 2024 | $1,350,000 | — | — | — | $3,632,580 | — | — | $16,000,281 |
| 2023 | $1,250,000 | — | $6,937,461 | $2,312,491 | $3,071,250 | — | $306,442 | $13,877,644 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.