Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 65 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

65 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 30, 2015 AMP S 8,500 $131.46 $1,117,410 15,665 Direct -35.17% Disposed 276.5% (price as of 2026-10-05)
Feb. 20, 2015 AMP S 6,000 $136.18 $817,080 24,165 Direct -19.89% Disposed 263.4% (price as of 2026-10-05)
Dec. 24, 2014 AMP S 11,914 $136.18 $1,622,449 20,645 Direct -36.59% Disposed 263.4% (price as of 2026-10-05)
Nov. 4, 2014 AMP S 7,114 $127.91 $909,952 20,645 Direct -25.63% Disposed 286.9% (price as of 2026-10-05)
June 30, 2014 AMP S 4,500 $119.87 $539,415 20,645 Direct -17.90% Disposed 312.9% (price as of 2026-10-05)
March 31, 2014 AMP S 4,000 $109.93 $439,720 25,145 Direct -13.72% Disposed 350.2% (price as of 2026-10-05)
March 28, 2014 AMP S 29,412 $108.55 $3,192,673 29,145 Direct -50.23% Disposed 356.0% (price as of 2026-10-05)
Feb. 24, 2014 AMP S 20,500 $108.54 $2,225,070 23,557 Direct -46.53% Disposed 356.0% (price as of 2026-10-05)
Dec. 17, 2013 AMP S 10,500 $109.00 $1,144,500 29,414 Direct -26.31% Disposed 354.1% (price as of 2026-10-05)
Sept. 30, 2013 AMP S 6,500 $91.15 $592,475 39,914 Direct -14.00% Disposed 443.0% (price as of 2026-10-05)
Sept. 27, 2013 AMP S 3,820 $91.35 $348,957 46,414 Direct -7.60% Disposed 441.8% (price as of 2026-10-05)
Aug. 13, 2013 AMP S 3,794 $90.30 $342,598 42,594 Direct -8.18% Disposed 448.1% (price as of 2026-10-05)
Aug. 9, 2013 AMP S 10,000 $90.25 $902,500 38,799 Direct -20.49% Disposed 448.4% (price as of 2026-10-05)
March 28, 2013 AMP S 7,000 $73.64 $515,480 44,194 Direct -13.67% Disposed 572.1% (price as of 2026-10-05)
March 6, 2013 AMP S 36,068 $70.25 $2,533,777 51,554 Direct -41.16% Disposed 604.5% (price as of 2026-10-05)
Feb. 8, 2013 AMP P 6,001 $66.49 $399,006 43,821 Direct +15.87% Acquired 644.4% (price as of 2026-10-05)
Aug. 3, 2012 AMP S 41,766 $52.59 $2,196,474 48,976 Direct -46.03% Disposed 841.1% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 6, 2015 AMP Phantom Stock Common Stock (864) · · 864 Acquired
Feb. 2, 2015 AMP Employee Stock Option (right to buy) Common Stock (37,060) $128.76 Feb. 3, 2025 37,060 Acquired
Dec. 24, 2014 AMP Employee Stock Option (right to buy) Common Stock (33,000) $38.83 Oct. 2, 2018 33,000 Disposed
Nov. 4, 2014 AMP Employee Stock Option (right to buy) Common Stock (20,000) $37.23 Feb. 9, 2020 20,000 Disposed
March 28, 2014 AMP Employee Stock Option (right to buy) Common Stock (35,000) $38.83 Oct. 2, 2018 35,000 Disposed
Feb. 7, 2014 AMP Employee Stock Option (right to buy) Common Stock (34,173) $107.61 Feb. 7, 2024 34,173 Acquired
Feb. 7, 2014 AMP Phantom Stock Common Stock (5,545) · · 5,545 Acquired
Sept. 27, 2013 AMP Employee Stock Option (right to buy) Common Stock (19,979) $21.34 Feb. 3, 2019 19,979 Disposed
Aug. 13, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (20,000) $21.34 Feb. 3, 2019 20,000 Disposed
July 11, 2013 AMP Phantom Stock Common Stock (10,545) · · 10,545 Disposed
March 6, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (40,000) $21.34 Feb. 3, 2019 40,000 Disposed
Feb. 8, 2013 AMP Phantom Stock Common Stock (6,001) · · 6,001 Acquired
Feb. 4, 2013 AMP Employee Stock Option (right to buy) Common Stock (35,314) $65.31 Feb. 5, 2013 35,314 Acquired
Aug. 3, 2012 AMP Employee Stock Option (Right to Buy) Common Stock (50,000) $21.34 Feb. 2, 2019 50,000 Disposed
July 2, 2012 AMP Phantom Stock Common Stock (11,057) · · 11,057 Disposed
Feb. 10, 2012 AMP Phantom Stock Common Stock (7,912) · · 7,912 Acquired
Feb. 6, 2012 AMP Employee Stock Option (right to buy) Common Stock (37,860) $54.33 Feb. 7, 2022 37,860 Acquired
Feb. 11, 2011 AMP Phantom Stock Common Stock (7,891) · · 7,891 Acquired
Feb. 7, 2011 AMP Employee Stock Option (right to buy) Common Stock (37,691) $60.14 Feb. 7, 2021 37,691 Acquired
Feb. 12, 2010 AMP Phantom Stock Common Stock (9,801) · · 9,801 Acquired
Feb. 8, 2010 AMP Employee Stock Option (right to buy) Common Stock (26,385) $37.23 Feb. 8, 2020 26,385 Acquired
Feb. 13, 2009 AMP Phantom Stock Common Stock (10,386) · · 10,386 Acquired
Feb. 2, 2009 AMP Employee Stock Option (Right to Buy) Common Stock (129,979) $21.34 Feb. 2, 2019 129,979 Acquired
Oct. 1, 2008 AMP Employee Stock Option (Right to Buy) Common Stock (72,941) $38.83 Oct. 1, 2018 72,941 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 11, 2008 AMP No current holdings 0 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AMP

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2014 $550,000 $0 $440,000 $880,000 $2,328,000 $184,509 $175,612 $5,028,121
2013 $550,000 $0 $319,200 $638,400 $2,210,000 $86,204 $170,575 $4,430,379
2012 $550,000 $0 $342,000 $686,000 $1,596,000 $146,381 $139,303 $3,916,684

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.