Donald Haut

CIK 1708374 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 3, 2018 · Latest: Oct. 3, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 1, 2018 OCGN A 105,000 105,000 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2018 OCGN D 105,000 0 Direct -100.00% Disposed (price as of 2026-08-21)
Oct. 1, 2018 OCGN A 195,000 195,000 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2018 OCGN D 195,000 0 Direct -100.00% Disposed (price as of 2026-08-21)
Feb. 16, 2018 OCGN A 105,000 105,000 Direct Acquired (price as of 2026-08-21)
June 5, 2017 OCGN A 195,000 195,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (105,000) $0.57 Feb. 15, 2028 105,000 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (105,000) $2.63 Feb. 15, 2028 105,000 Disposed
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (195,000) $0.57 June 4, 2027 195,000 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (195,000) $1.67 June 4, 2027 195,000 Disposed
Feb. 16, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (105,000) $2.63 Feb. 15, 2028 105,000 Acquired
June 5, 2017 OCGN Employee Stock Option (Right to Buy) Common Stock (195,000) $1.67 June 4, 2027 195,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $377,415 $40,436 $417,851

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.