Donald Haut
CIK 1708374 · View on SEC EDGAR ↗
First SEC filing: Oct. 3, 2018 · Latest: Oct. 3, 2018
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 1, 2018 | OCGN | A | 105,000 | — | — | 105,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2018 | OCGN | D | 105,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2018 | OCGN | A | 195,000 | — | — | 195,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2018 | OCGN | D | 195,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Feb. 16, 2018 | OCGN | A | 105,000 | — | — | 105,000 Direct | — | Acquired | (price as of 2026-08-21) |
| June 5, 2017 | OCGN | A | 195,000 | — | — | 195,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2018 | OCGN | Employee Stock Option (Right to Buy) | Common Stock (105,000) | $0.57 | Feb. 15, 2028 | 105,000 | Acquired |
| Oct. 1, 2018 | OCGN | Employee Stock Option (Right to Buy) | Common Stock (105,000) | $2.63 | Feb. 15, 2028 | 105,000 | Disposed |
| Oct. 1, 2018 | OCGN | Employee Stock Option (Right to Buy) | Common Stock (195,000) | $0.57 | June 4, 2027 | 195,000 | Acquired |
| Oct. 1, 2018 | OCGN | Employee Stock Option (Right to Buy) | Common Stock (195,000) | $1.67 | June 4, 2027 | 195,000 | Disposed |
| Feb. 16, 2018 | OCGN | Employee Stock Option (Right to Buy) | Common Stock (105,000) | $2.63 | Feb. 15, 2028 | 105,000 | Acquired |
| June 5, 2017 | OCGN | Employee Stock Option (Right to Buy) | Common Stock (195,000) | $1.67 | June 4, 2027 | 195,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $377,415 | — | — | $40,436 | — | — | — | $417,851 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.