Dorothy J Kim

Insider

First SEC filing: Dec. 15, 2004 · Latest: Dec. 15, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SBUX selling May 17, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 17, 2008	SBUX	A	49,603	—	—	49,603 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 19, 2007	SBUX	A	74,958	—	—	74,958 Direct	—	Acquired	(price as of 2026-08-21)
May 17, 2007	SBUX	S	7,900	$28.20	$222,780	4,575 Direct	-63.33%	Disposed	635.2% (price as of 2026-08-21)
May 17, 2007	SBUX	S	1,483	$28.18	$41,791	12,475 Direct	-10.62%	Disposed	635.7% (price as of 2026-08-21)
May 17, 2007	SBUX	S	6,456	$28.17	$181,866	13,958 Direct	-31.63%	Disposed	636.0% (price as of 2026-08-21)
May 17, 2007	SBUX	S	8,161	$28.16	$229,814	20,414 Direct	-28.56%	Disposed	636.2% (price as of 2026-08-21)
May 17, 2007	SBUX	S	14,100	$28.20	$397,620	28,575 Direct	-33.04%	Disposed	635.2% (price as of 2026-08-21)
May 17, 2007	SBUX	S	5,400	$28.17	$152,118	42,675 Direct	-11.23%	Disposed	636.0% (price as of 2026-08-21)
May 17, 2007	SBUX	S	6,500	$28.16	$183,040	48,075 Direct	-11.91%	Disposed	636.2% (price as of 2026-08-21)
May 16, 2007	SBUX	M	24,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 16, 2007	SBUX	M	26,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 16, 2007	SBUX	M	24,000	$10.32	$247,680	54,575 Direct	+78.50%	Acquired	1908.9% (price as of 2026-08-21)
May 16, 2007	SBUX	M	26,000	$7.40	$192,400	30,575 Direct	+568.31%	Acquired	2701.6% (price as of 2026-08-21)
Nov. 20, 2006	SBUX	A	100,680	—	—	100,680 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 5, 2005	SBUX	M	12,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 5, 2005	SBUX	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 5, 2005	SBUX	S	2,000	$31.53	$63,060	3,560 Direct	-35.97%	Disposed	557.5% (price as of 2026-08-21)
Dec. 5, 2005	SBUX	S	8,000	$31.52	$252,160	5,560 Direct	-59.00%	Disposed	557.7% (price as of 2026-08-21)
Dec. 5, 2005	SBUX	S	2,900	$31.49	$91,321	13,560 Direct	-17.62%	Disposed	558.4% (price as of 2026-08-21)
Dec. 5, 2005	SBUX	S	3,576	$31.48	$112,572	16,460 Direct	-17.85%	Disposed	558.6% (price as of 2026-08-21)
Dec. 5, 2005	SBUX	S	100	$31.47	$3,147	20,036 Direct	-0.50%	Disposed	558.8% (price as of 2026-08-21)
Dec. 5, 2005	SBUX	S	5,424	$31.46	$170,639	20,136 Direct	-21.22%	Disposed	559.0% (price as of 2026-08-21)
Dec. 5, 2005	SBUX	M	12,000	$5.81	$69,720	25,560 Direct	+88.50%	Acquired	3468.3% (price as of 2026-08-21)
Dec. 5, 2005	SBUX	M	10,000	$5.37	$53,700	13,560 Direct	+280.90%	Acquired	3760.7% (price as of 2026-08-21)
Nov. 16, 2005	SBUX	A	86,982	—	—	86,982 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 13, 2004	SBUX	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 17, 2008	SBUX	Employee Stock Option (right to buy)	Common Stock (49,603)	$8.64	Nov. 17, 2018	49,603	Acquired
Nov. 19, 2007	SBUX	Employee Stock Option (right to buy)	Common Stock (74,958)	$22.87	Nov. 19, 2017	74,958	Acquired
May 16, 2007	SBUX	Employe Nonqualified stock option (right to buy)	Common Stock (24,000)	—	Sept. 30, 2012	24,000	Disposed
May 16, 2007	SBUX	Employe Nonqualified stock option (right to buy)	Common Stock (26,000)	—	Oct. 1, 2011	26,000	Disposed
Nov. 20, 2006	SBUX	Nonqualified Stock Option (right to buy)	Common Stock (100,680)	$36.75	Nov. 20, 2016	100,680	Acquired
Dec. 5, 2005	SBUX	Employee Stock Option (right to buy)	Common Stock (12,000)	—	Oct. 4, 2009	12,000	Disposed
Dec. 5, 2005	SBUX	Employee Stock Option (right to buy)	Common Stock (10,000)	—	Nov. 13, 2008	10,000	Disposed
Nov. 16, 2005	SBUX	Employee Stock Option (right to buy)	Common Stock (86,982)	$30.42	Nov. 16, 2015	86,982	Acquired
Dec. 13, 2004	SBUX	Non-qualified Stock Option (right to buy)	Common Stock (35,000)	$58.69	Dec. 13, 2014	35,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 15, 2004	SBUX	Common Stock	1,229	Direct
Dec. 15, 2004	SBUX	Incentive Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Dec. 15, 2004	SBUX	Incentive Stock Option (right to buy)→ Common Stock (6,000)	6,000	Direct
Dec. 15, 2004	SBUX	Non-qualified Stock Option (right to buy)→ Common Stock (13,000)	13,000	Direct
Dec. 15, 2004	SBUX	Non-qualified Stock Option (right to buy)→ Common Stock (12,000)	12,000	Direct
Dec. 15, 2004	SBUX	Non-qualified Stock Option (right to buy)→ Common Stock (17,500)	17,500	Direct
Dec. 15, 2004	SBUX	Non-qualified Stock Option (right to buy)→ Common Stock (25,500)	25,500	Direct
Dec. 15, 2004	SBUX	Non-qualified Stock Option (right to buy)→ Common Stock (36,000)	36,000	Direct