Douglas Bagby

CIK 1220212 · View on SEC EDGAR ↗

Insider

First SEC filing: May 27, 2020 · Latest: May 27, 2020

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Insider at

Insider transactions

0 buys (P) 1 sells (S) Net: $-39,962 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 6, 2026 SMBC S 580 $68.90 $39,962 21,220 Direct -2.66% Disposed 6.7% (price as of 2026-08-20)
May 22, 2020 SMBC P 500 $22.28 $11,140 27,000 Direct +1.89% Acquired 229.9% (price as of 2026-08-20)
Aug. 28, 2017 SMBC S 1,600 $32.37 $51,792 25,000 Direct -6.02% Disposed 127.1% (price as of 2026-08-20)
Aug. 28, 2017 SMBC S 393 $32.19 $12,651 26,600 Direct -1.46% Disposed 128.3% (price as of 2026-08-20)
Aug. 28, 2017 SMBC S 2,007 $31.97 $64,164 26,993 Direct -6.92% Disposed 129.9% (price as of 2026-08-20)
Aug. 28, 2017 SMBC S 500 $31.96 $15,980 29,000 Direct -1.69% Disposed 130.0% (price as of 2026-08-20)
Aug. 25, 2017 SMBC S 900 $31.55 $28,395 29,500 Direct -2.96% Disposed 133.0% (price as of 2026-08-20)
Aug. 25, 2017 SMBC S 2,000 $31.21 $62,420 30,400 Direct -6.17% Disposed 135.5% (price as of 2026-08-20)
Aug. 25, 2017 SMBC S 1,499 $31.09 $46,604 32,400 Direct -4.42% Disposed 136.4% (price as of 2026-08-20)
Aug. 25, 2017 SMBC S 1 $31.40 $31 33,899 Direct 0.00% Disposed 134.1% (price as of 2026-08-20)
Aug. 25, 2017 SMBC S 502 $31.30 $15,713 33,900 Direct -1.46% Disposed 134.8% (price as of 2026-08-20)
Nov. 17, 2011 SMBC P 400 $19.00 $7,600 15,201 Direct +2.70% Acquired 673.7% (price as of 2026-08-20)
Dec. 3, 2008 SMBC P 1,000 $11.47 $11,470 14,801 Direct +7.25% Acquired 1181.6% (price as of 2026-08-20)
Nov. 5, 2004 SMBC P 348 $16.01 $5,571 9,435 Direct +3.83% Acquired 818.2% (price as of 2026-08-20)
May 6, 2004 SMBC P 250 $15.30 $3,825 9,087 Direct +2.83% Acquired 860.8% (price as of 2026-08-20)
May 6, 2004 SMBC P 250 $15.30 $3,825 4,667 Direct +5.66% Acquired 860.8% (price as of 2026-08-20)
Aug. 6, 2003 SMBC P 250 $26.17 $6,542 4,400 Direct +6.02% Acquired 1023.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 5, 2008 SMBC Stock Option Right to Buy Common STock (10,000) $6.75 May 18, 2009 10,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).