Douglas D Baker

CIK 1320792 · View on SEC EDGAR ↗

Insider

First SEC filing: April 13, 2011 · Latest: April 13, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

ROST selling April 10, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 30, 2014	ROST	A	29,219	—	—	281,581 Direct	+11.58%	Acquired	(price as of 2026-08-19)
May 27, 2014	ROST	F	11,723	$68.30	$800,681	252,362 Direct	-4.44%	Disposed	596.8% (price as of 2026-08-19)
April 10, 2014	ROST	M	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
April 10, 2014	ROST	S	4,000	$71.15	$284,600	264,085 Direct	-1.49%	Disposed	568.9% (price as of 2026-08-19)
April 10, 2014	ROST	M	4,000	$13.90	$55,600	268,085 Direct	+1.51%	Acquired	3323.7% (price as of 2026-08-19)
April 9, 2014	ROST	M	2,000	—	—	4,000 Direct	-33.33%	Disposed	(price as of 2026-08-19)
April 9, 2014	ROST	S	2,000	$71.15	$142,300	264,085 Direct	-0.75%	Disposed	568.9% (price as of 2026-08-19)
April 9, 2014	ROST	M	2,000	$13.90	$27,800	266,085 Direct	+0.76%	Acquired	3323.7% (price as of 2026-08-19)
April 8, 2014	ROST	M	2,000	—	—	6,000 Direct	-25.00%	Disposed	(price as of 2026-08-19)
April 8, 2014	ROST	S	2,000	$70.89	$141,780	264,085 Direct	-0.75%	Disposed	571.3% (price as of 2026-08-19)
April 8, 2014	ROST	M	2,000	$13.90	$27,800	266,085 Direct	+0.76%	Acquired	3323.7% (price as of 2026-08-19)
April 7, 2014	ROST	M	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
April 7, 2014	ROST	S	2,000	$70.84	$141,680	264,085 Direct	-0.75%	Disposed	571.8% (price as of 2026-08-19)
April 7, 2014	ROST	M	2,000	$14.57	$29,140	266,085 Direct	+0.76%	Acquired	3166.3% (price as of 2026-08-19)
April 1, 2014	ROST	M	10,000	—	—	8,000 Direct	-55.56%	Disposed	(price as of 2026-08-19)
April 1, 2014	ROST	S	10,000	$72.00	$720,000	264,085 Direct	-3.65%	Disposed	561.0% (price as of 2026-08-19)
April 1, 2014	ROST	M	10,000	$13.90	$139,000	274,085 Direct	+3.79%	Acquired	3323.7% (price as of 2026-08-19)
March 25, 2014	ROST	M	10,000	$13.90	$139,000	274,001 Direct	+3.79%	Acquired	3323.7% (price as of 2026-08-19)
March 25, 2014	ROST	S	10,000	$72.00	$720,000	264,001 Direct	-3.65%	Disposed	561.0% (price as of 2026-08-19)
March 25, 2014	ROST	M	10,000	—	—	18,000 Direct	-35.71%	Disposed	(price as of 2026-08-19)
March 24, 2014	ROST	A	11,262	—	—	265,743 Direct	+4.43%	Acquired	(price as of 2026-08-19)
March 24, 2014	ROST	F	1,742	$73.29	$127,671	264,001 Direct	-0.66%	Disposed	549.3% (price as of 2026-08-19)
March 21, 2014	ROST	M	10,000	$14.57	$145,700	264,481 Direct	+3.93%	Acquired	3166.3% (price as of 2026-08-19)
March 21, 2014	ROST	S	10,000	$73.14	$731,400	254,481 Direct	-3.78%	Disposed	550.7% (price as of 2026-08-19)
March 21, 2014	ROST	M	10,000	—	—	2,000 Direct	-83.33%	Disposed	(price as of 2026-08-19)
March 19, 2014	ROST	D	5,180	$72.66	$376,379	254,481 Direct	-1.99%	Disposed	555.0% (price as of 2026-08-19)
March 18, 2014	ROST	D	15,493	$73.25	$1,134,862	259,661 Direct	-5.63%	Disposed	549.7% (price as of 2026-08-19)
March 12, 2014	ROST	A	13,816	—	—	275,154 Direct	+5.29%	Acquired	(price as of 2026-08-19)
Sept. 11, 2013	ROST	M	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 11, 2013	ROST	S	12,000	$70.48	$845,760	261,197 Direct	-4.39%	Disposed	575.2% (price as of 2026-08-19)
Sept. 11, 2013	ROST	M	12,000	$14.57	$174,840	273,197 Direct	+4.59%	Acquired	3166.3% (price as of 2026-08-19)
March 25, 2013	ROST	F	2,185	$59.04	$129,002	260,963 Direct	-0.83%	Disposed	706.1% (price as of 2026-08-19)
March 25, 2013	ROST	F	7,402	$59.04	$437,014	263,148 Direct	-2.74%	Disposed	706.1% (price as of 2026-08-19)
March 25, 2013	ROST	F	4,587	$59.04	$270,816	270,550 Direct	-1.67%	Disposed	706.1% (price as of 2026-08-19)
March 25, 2013	ROST	F	3,885	$59.04	$229,370	275,137 Direct	-1.39%	Disposed	706.1% (price as of 2026-08-19)
March 20, 2013	ROST	A	23,145	—	—	279,022 Direct	+9.05%	Acquired	(price as of 2026-08-19)
March 18, 2013	ROST	A	14,121	—	—	255,877 Direct	+5.84%	Acquired	(price as of 2026-08-19)
May 22, 2012	ROST	S	8,663	$61.42	$532,081	241,470 Direct	-3.46%	Disposed	674.8% (price as of 2026-08-19)
April 9, 2012	ROST	F	6,484	$59.20	$383,853	250,133 Direct	-2.53%	Disposed	703.9% (price as of 2026-08-19)
April 9, 2012	ROST	F	15,723	$59.20	$930,802	256,617 Direct	-5.77%	Disposed	703.9% (price as of 2026-08-19)
March 21, 2012	ROST	F	3,073	$57.38	$176,329	272,214 Direct	-1.12%	Disposed	729.4% (price as of 2026-08-19)
March 19, 2012	ROST	F	3,470	$55.71	$193,314	275,287 Direct	-1.24%	Disposed	754.2% (price as of 2026-08-19)
March 19, 2012	ROST	A	25,114	—	—	278,757 Direct	+9.90%	Acquired	(price as of 2026-08-19)
March 14, 2012	ROST	A	17,678	—	—	253,643 Direct	+7.49%	Acquired	(price as of 2026-08-19)
April 11, 2011	ROST	F	3,545	$71.25	$252,581	117,766 Direct	-2.92%	Disposed	1235.9% (price as of 2026-08-19)
March 21, 2011	ROST	F	4,532	$68.60	$310,895	121,208 Direct	-3.60%	Disposed	1287.5% (price as of 2026-08-19)
March 21, 2011	ROST	A	11,120	—	—	125,740 Direct	+9.70%	Acquired	(price as of 2026-08-19)
March 16, 2011	ROST	A	14,462	—	—	114,620 Direct	+14.44%	Acquired	(price as of 2026-08-19)
Jan. 11, 2006	ROST	S	3,006	$30.49	$91,653	75,800 Direct	-3.81%	Disposed	3021.7% (price as of 2026-08-19)
March 31, 2005	ROST	A	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-19)
March 22, 2005	ROST	F	2,807	$27.73	$77,838	77,905 Direct	-3.48%	Disposed	3332.4% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 10, 2014	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (4,000)	$13.90	March 16, 2016	4,000	Disposed
April 9, 2014	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (2,000)	$13.90	March 16, 2016	2,000	Disposed
April 8, 2014	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (2,000)	$13.90	March 16, 2016	2,000	Disposed
April 7, 2014	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (2,000)	$14.57	March 31, 2015	2,000	Disposed
April 1, 2014	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$13.90	March 16, 2016	10,000	Disposed
March 25, 2014	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$13.90	March 16, 2014	10,000	Disposed
March 21, 2014	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$14.57	March 31, 2015	10,000	Disposed
Sept. 11, 2013	ROST	Non-Qualified Stock Option (right to buy)	Common Stock (12,000)	$14.57	March 31, 2015	12,000	Acquired
March 31, 2005	ROST	Non-Qualified Stock Option	Common Stock (12,000)	$29.14	March 31, 2015	12,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 13, 2011	ROST	Common Stock	100,158	Direct
April 13, 2011	ROST	Non Qualified Stock Option→ Common Stock (12,000)	12,000	Direct
April 13, 2011	ROST	Non Qualified Stock Option→ Common Stock (14,000)	14,000	Direct
March 24, 2005	ROST	Common Stock	80,712	Direct
March 24, 2005	ROST	Non-Qualified Stock Option→ Common Stock (2,660)	2,660	Direct
March 24, 2005	ROST	Non-Qualified Stock Option→ Common Stock (4,188)	4,188	Direct
March 24, 2005	ROST	Non-Qualified Stock Option→ Common Stock (25,024)	25,024	Direct