Douglas Goddard

CIK 1185549 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 11, 2016 · Latest: Aug. 11, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 27, 2017 HOPE A 1,000 1,000 Direct Acquired (price as of 2026-08-20)
July 27, 2017 HOPE A 1,000 1,000 Direct Acquired (price as of 2026-08-20)
July 27, 2017 HOPE A 2,000 2,000 Direct Acquired (price as of 2026-08-20)
Sept. 1, 2016 HOPE A 20,000 20,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 27, 2017 HOPE Performance-based Restricted Stock Units Common Stock 1,000 Acquired
July 27, 2017 HOPE Performance-based Restricted Stock Units Common Stock 1,000 Acquired
July 27, 2017 HOPE Time-based Restricted Stock Units Common Stock (2,000) 2,000 Acquired
Sept. 1, 2016 HOPE Incentive Stock Option (right to buy) Common stock (20,000) $17.18 Sept. 1, 2026 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 11, 2016 HOPE Common Stock 10,800 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2013 $273,416 $1,665 $100,000 $0 $25,050 $400,131
2012 $248,846 $2,240 $77,500 $0 $24,243 $464,393

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.