Douglas K Bratton

CIK 1281933 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 4, 2024 · Latest: Dec. 4, 2024

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 2, 2024 AQST G 40,000 199,841 Indirect -16.68% Disposed (price as of 2026-08-19)
June 16, 2020 AQST A 14,000 14,000 Direct Acquired (price as of 2026-08-19)
June 13, 2019 AQST A 13,350 13,350 Direct Acquired (price as of 2026-08-19)
July 24, 2018 AQST A 26,700 26,700 Direct Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 16, 2020 AQST Stock Option (Right to Purchase) Common Stock (14,000) $5.30 June 16, 2030 14,000 Acquired
June 13, 2019 AQST Stock Option (Right to Purchase) Common Stock (13,350) $4.38 June 13, 2029 13,350 Acquired
July 24, 2018 AQST Stock Option (Right to Purchase) Common Stock (26,700) $15.00 July 24, 2028 26,700 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).