Douglas K Bratton
CIK 1281933 · View on SEC EDGAR ↗
First SEC filing: Dec. 4, 2024 · Latest: Dec. 4, 2024
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 2, 2024 | AQST | G | 40,000 | — | — | 199,841 Indirect | -16.68% | Disposed | (price as of 2026-08-19) |
| June 16, 2020 | AQST | A | 14,000 | — | — | 14,000 Direct | — | Acquired | (price as of 2026-08-19) |
| June 13, 2019 | AQST | A | 13,350 | — | — | 13,350 Direct | — | Acquired | (price as of 2026-08-19) |
| July 24, 2018 | AQST | A | 26,700 | — | — | 26,700 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 16, 2020 | AQST | Stock Option (Right to Purchase) | Common Stock (14,000) | $5.30 | June 16, 2030 | 14,000 | Acquired |
| June 13, 2019 | AQST | Stock Option (Right to Purchase) | Common Stock (13,350) | $4.38 | June 13, 2029 | 13,350 | Acquired |
| July 24, 2018 | AQST | Stock Option (Right to Purchase) | Common Stock (26,700) | $15.00 | July 24, 2028 | 26,700 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).