Douglas M Hagerman

CIK 1287504 · View on SEC EDGAR ↗

Insider

First SEC filing: May 3, 2004 · Latest: May 3, 2004

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 65 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

65 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 30, 2017 ROK S 1,071 $148.51 $159,054 5,388 Direct -16.58% Disposed 192.6% (price as of 2026-08-20)
Dec. 8, 2016 ROK S 10b5-1 588 $137.38 $80,779 7,418 Direct -7.34% Disposed 216.3% (price as of 2026-08-20)
Dec. 5, 2016 ROK S 10b5-1 592 $135.97 $80,494 8,006 Direct -6.89% Disposed 219.6% (price as of 2026-08-20)
Nov. 30, 2016 ROK S 4,200 $133.80 $561,960 8,338 Direct -33.50% Disposed 224.8% (price as of 2026-08-20)
Nov. 11, 2016 ROK S 8,000 $130.96 $1,047,680 9,338 Direct -46.14% Disposed 231.8% (price as of 2026-08-20)
Nov. 10, 2016 ROK S 6,000 $129.53 $777,180 9,338 Direct -39.12% Disposed 235.5% (price as of 2026-08-20)
Nov. 9, 2016 ROK S 1,466 $125.45 $183,910 12,311 Direct -10.64% Disposed 246.4% (price as of 2026-08-20)
Nov. 9, 2016 ROK S 1,600 $127.85 $204,560 10,711 Direct -13.00% Disposed 239.9% (price as of 2026-08-20)
Oct. 31, 2016 ROK S 10b5-1 19,069 $119.45 $2,277,792 25,922 Direct -42.38% Disposed 263.8% (price as of 2026-08-20)
Oct. 31, 2016 ROK S 10b5-1 12,145 $119.92 $1,456,428 13,777 Direct -46.85% Disposed 262.3% (price as of 2026-08-20)
Aug. 26, 2016 ROK S 1,400 $119.17 $166,838 30,691 Direct -4.36% Disposed 264.6% (price as of 2026-08-20)
Aug. 23, 2016 ROK S 9,700 $119.12 $1,155,464 30,691 Direct -24.02% Disposed 264.8% (price as of 2026-08-20)
Aug. 10, 2016 ROK S 3,500 $119.01 $416,535 29,227 Direct -10.69% Disposed 265.1% (price as of 2026-08-20)
June 23, 2016 ROK S 10b5-1 4,300 $119.96 $515,828 29,227 Direct -12.83% Disposed 262.2% (price as of 2026-08-20)
June 8, 2016 ROK S 10b5-1 400 $119.70 $47,880 33,527 Direct -1.18% Disposed 263.0% (price as of 2026-08-20)
June 7, 2016 ROK S 10b5-1 300 $119.75 $35,925 33,927 Direct -0.88% Disposed 262.9% (price as of 2026-08-20)
June 6, 2016 ROK S 10b5-1 6,000 $119.30 $715,800 34,227 Direct -14.92% Disposed 264.2% (price as of 2026-08-20)
April 13, 2016 ROK S 10b5-1 1,800 $115.11 $207,198 34,227 Direct -5.00% Disposed 277.5% (price as of 2026-08-20)
March 30, 2016 ROK S 10b5-1 200 $114.98 $22,996 36,027 Direct -0.55% Disposed 277.9% (price as of 2026-08-20)
Dec. 7, 2015 ROK S 10b5-1 1,372 $106.48 $146,091 36,227 Direct -3.65% Disposed 308.1% (price as of 2026-08-20)
Aug. 10, 2015 ROK S 1,000 $118.53 $118,530 33,723 Direct -2.88% Disposed 266.6% (price as of 2026-08-20)
May 18, 2015 ROK S 10b5-1 3,000 $125.18 $375,540 34,723 Direct -7.95% Disposed 247.1% (price as of 2026-08-20)
May 13, 2015 ROK S 2,400 $124.00 $297,600 37,723 Direct -5.98% Disposed 250.4% (price as of 2026-08-20)
May 4, 2015 ROK S 3,521 $122.29 $430,583 40,123 Direct -8.07% Disposed 255.3% (price as of 2026-08-20)
Dec. 2, 2014 ROK S 10b5-1 7,861 $116.01 $911,955 43,548 Direct -15.29% Disposed 274.6% (price as of 2026-08-20)
Aug. 20, 2014 ROK S 4,000 $117.18 $468,720 45,088 Direct -8.15% Disposed 270.8% (price as of 2026-08-20)
April 1, 2014 ROK S 10b5-1 2,250 $124.93 $281,092 45,088 Direct -4.75% Disposed 247.8% (price as of 2026-08-20)
March 31, 2014 ROK S 10b5-1 11,250 $125.06 $1,406,925 45,088 Direct -19.97% Disposed 247.5% (price as of 2026-08-20)
Feb. 24, 2014 ROK S 10b5-1 6,410 $120.62 $773,174 45,088 Direct -12.45% Disposed 260.2% (price as of 2026-08-20)
Feb. 21, 2014 ROK S 10b5-1 7,090 $119.97 $850,587 45,088 Direct -13.59% Disposed 262.2% (price as of 2026-08-20)
Feb. 14, 2014 ROK S 10b5-1 12,950 $116.91 $1,513,984 45,088 Direct -22.31% Disposed 271.7% (price as of 2026-08-20)
Feb. 12, 2014 ROK S 10b5-1 362 $115.10 $41,666 45,088 Direct -0.80% Disposed 277.5% (price as of 2026-08-20)
Feb. 3, 2014 ROK S 10b5-1 100 $115.05 $11,505 45,088 Direct -0.22% Disposed 277.7% (price as of 2026-08-20)
Jan. 31, 2014 ROK S 10b5-1 13,538 $114.95 $1,556,193 45,088 Direct -23.09% Disposed 278.0% (price as of 2026-08-20)
Dec. 9, 2013 ROK S 10b5-1 3,483 $111.35 $387,832 45,088 Direct -7.17% Disposed 290.2% (price as of 2026-08-20)

Showing latest 100 of 232 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 4, 2016 ROK Performance Shares Common Stock (260) — Dec. 4, 2016 260 Disposed
Nov. 30, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (4,200) $74.14 Dec. 1, 2021 4,200 Disposed
Nov. 11, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (8,000) $74.14 Dec. 1, 2021 8,000 Disposed
Nov. 10, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (6,000) $74.14 Dec. 1, 2021 6,000 Disposed
Oct. 31, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (14,300) $69.57 Dec. 7, 2020 14,300 Disposed
Oct. 3, 2016 ROK Performance Shares Common Stock (260) — Dec. 4, 2016 260 Acquired
Aug. 26, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (1,400) $69.57 Dec. 7, 2020 1,400 Disposed
Aug. 23, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (9,700) $69.57 Dec. 7, 2020 9,700 Disposed
Aug. 16, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (1,400) $69.57 Dec. 7, 2020 1,400 Disposed
Aug. 16, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (1,300) $74.14 Dec. 1, 2021 1,300 Disposed
Aug. 16, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (1,200) $80.11 Dec. 6, 2022 1,200 Disposed
Aug. 10, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (3,500) $46.16 Dec. 9, 2019 3,500 Disposed
June 6, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (6,000) $46.16 Dec. 9, 2019 6,000 Disposed
Dec. 6, 2015 ROK Performance Shares Common Stock (2,716) — Dec. 6, 2015 2,716 Disposed
Dec. 3, 2015 ROK Employee Stock Option (Right to Buy) - SO 12/03/2015 Common Stock (17,000) $104.08 Dec. 3, 2025 17,000 Acquired
Oct. 1, 2015 ROK Performance Shares Common Stock (2,716) — Dec. 6, 2015 2,716 Acquired
Dec. 2, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (15,100) $115.69 Dec. 2, 2024 15,100 Acquired
Dec. 1, 2014 ROK Performance Shares Common Stock (6,321) — Dec. 1, 2014 6,321 Disposed
Oct. 2, 2014 ROK Performance Shares Common Stock (6,321) — Dec. 1, 2014 6,321 Acquired
Aug. 20, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $46.16 Dec. 9, 2019 4,000 Disposed
April 1, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (2,250) $46.16 Dec. 9, 2019 2,250 Disposed
March 31, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (11,250) $46.16 Dec. 9, 2019 11,250 Disposed
Feb. 24, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (6,410) $46.16 Dec. 9, 2019 6,410 Disposed
Feb. 21, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (7,090) $46.16 Dec. 9, 2019 7,090 Disposed
Feb. 14, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (12,950) $68.04 Dec. 5, 2017 12,950 Disposed
Feb. 12, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (362) $68.04 Dec. 5, 2017 362 Disposed
Feb. 3, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (100) $68.04 Dec. 5, 2017 100 Disposed
Jan. 31, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (13,538) $68.04 Dec. 5, 2017 13,538 Disposed
Dec. 7, 2013 ROK Performance Shares Common Stock (5,364) — Dec. 7, 2013 5,364 Disposed
Dec. 4, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (11,900) $108.89 Dec. 4, 2023 11,900 Acquired
Nov. 21, 2013 ROK Employee Stock Option(Right to Buy) Common Stock (1,450) $68.04 Dec. 5, 2017 1,450 Disposed
Nov. 11, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (23,550) $63.59 Dec. 6, 2016 23,550 Disposed
Nov. 11, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (32,355) $29.37 Dec. 3, 2018 32,355 Disposed
Nov. 11, 2013 ROK Common Stock Share Equivalents Common Stock (0) $0.00 — 2,836 Disposed
Oct. 1, 2013 ROK Performance Shares Common Stock (5,364) — Dec. 7, 2013 5,364 Acquired
Sept. 9, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (11,550) $56.36 Nov. 7, 2015 11,550 Disposed
Aug. 1, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (11,500) $56.36 Nov. 7, 2015 11,500 Disposed
July 30, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (11,500) $56.36 Nov. 7, 2015 11,500 Disposed
Feb. 5, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (1,550) $63.59 Dec. 6, 2016 1,550 Disposed
Feb. 5, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (700) $46.16 Dec. 9, 2019 700 Disposed
Feb. 1, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (22,600) $43.90 Nov. 8, 2014 22,600 Disposed
Jan. 4, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (22,500) $43.90 Nov. 8, 2014 22,500 Disposed
Jan. 3, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (100) $43.90 Nov. 8, 2014 100 Disposed
Dec. 18, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (22,600) $43.90 Nov. 8, 2014 22,600 Disposed
Dec. 9, 2012 ROK Performance Shares Common Stock (10,380) — Dec. 9, 2012 10,380 Disposed
Dec. 6, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (15,000) $80.11 Dec. 6, 2022 15,000 Acquired
Nov. 30, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (1,200) $29.37 Dec. 3, 2018 1,200 Disposed
Nov. 29, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (200) $29.37 Dec. 3, 2018 200 Disposed
Oct. 1, 2012 ROK Performance Shares Common Stock (10,380) — Dec. 9, 2012 10,380 Acquired
May 2, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (1,750) $56.36 Nov. 7, 2015 1,750 Disposed
May 2, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (1,134) $29.37 Dec. 3, 2018 1,134 Disposed
May 2, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (1,400) $46.16 Dec. 9, 2019 1,400 Disposed
Dec. 3, 2011 ROK Performance Shares Common Stock (15,600) — Dec. 3, 2011 15,600 Disposed
Dec. 1, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (19,500) $74.14 Dec. 1, 2021 19,500 Acquired
Oct. 3, 2011 ROK Performance Shares Common Stock (15,600) — Dec. 3, 2011 15,600 Acquired
Feb. 16, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (7,370) $32.69 May 1, 2014 7,370 Disposed
Jan. 28, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (20,411) $29.37 Dec. 3, 2018 20,411 Disposed
Dec. 7, 2010 ROK Employee Stock Option (Right to Buy) Common Stock (26,800) $69.57 Dec. 7, 2020 26,800 Acquired
Dec. 5, 2010 ROK Performance Shares Common Stock (1,932) — Dec. 5, 2010 1,932 Disposed
Oct. 1, 2010 ROK Performance Shares Common Stock (1,932) — Dec. 5, 2010 1,932 Acquired
Dec. 9, 2009 ROK Employee Stock Option (Right to Buy) Common Stock (42,600) $46.16 Dec. 9, 2019 42,600 Acquired
Dec. 6, 2009 ROK Performance Shares Common Stock (585) — Dec. 6, 2009 585 Disposed
Oct. 1, 2009 ROK Performance Shares Common Stock (585) — Dec. 6, 2009 585 Acquired
Dec. 3, 2008 ROK Employee Stock Option (Right to Buy) Common Stock (55,300) $29.37 Dec. 3, 2018 55,300 Acquired
Dec. 5, 2007 ROK Employee Stock Option(Right to Buy) Common Stock (28,400) $68.04 Dec. 5, 2017 28,400 Acquired
Nov. 27, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (1,700) $32.69 May 1, 2014 1,700 Disposed
Nov. 27, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (734) $43.90 Nov. 8, 2014 734 Disposed
Nov. 12, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $32.69 May 1, 2014 4,000 Disposed
Aug. 7, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $32.69 May 1, 2014 4,000 Disposed
May 1, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $32.69 May 1, 2014 4,000 Disposed
Feb. 8, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (1,800) $32.69 May 1, 2014 1,800 Disposed
Feb. 8, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (733) $43.90 Nov. 8, 2014 733 Disposed
Jan. 31, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $32.69 May 1, 2014 4,000 Disposed
Dec. 6, 2006 ROK Employee Stock Option (Right to Buy) Common Stock (25,100) $63.59 Dec. 6, 2016 25,100 Acquired
Nov. 9, 2006 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $32.69 May 1, 2014 4,000 Disposed
Aug. 28, 2006 ROK Common Stock Share Equivalents Common Stock (1,019) $56.91 — 1,019 Acquired
Aug. 2, 2006 ROK Employee Stock Option (right to buy) Common Stock (4,000) $32.69 May 1, 2014 4,000 Disposed
May 3, 2006 ROK Employee Stock Option (right to buy) Common Stock (5,130) $32.69 May 1, 2014 5,130 Disposed
May 3, 2006 ROK Employee Stock Option (right to buy) Common Stock (733) $43.90 Nov. 8, 2014 733 Disposed
Nov. 7, 2005 ROK Employee Stock Option (right to buy) Common Stock (36,300) $56.36 Nov. 7, 2015 36,300 Acquired
Nov. 8, 2004 ROK Employee Stock Option Common Stock (70,000) $43.90 Nov. 8, 2014 70,000 Acquired
May 1, 2004 ROK Employee Stock Option Common Stock (40,000) $32.69 May 1, 2014 40,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 3, 2004 ROK Common Stock 15 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ROK

General Counsel
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014 $573,852 $0 $382,227 $404,124 $380,600 $307,966 $26,070 $2,074,839
2011 $517,036 $0 — — $624,600 $212,288 $26,457 $2,324,040
2007 $446,077 $0 — — $300,000 $68,829 $60,748 $1,930,937

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.