Douglas M Kratz
CIK 1040832 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 6, 2014 · Latest: Nov. 6, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 12 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 1, 2020 | TFIN | A | 1,316 | — | — | 295,996 Direct | +0.45% | Acquired | (price as of 2026-08-21) |
| Feb. 3, 2020 | TFIN | A | 775 | — | — | 294,680 Direct | +0.26% | Acquired | (price as of 2026-08-21) |
| July 1, 2019 | TFIN | A | 789 | — | — | 293,905 Direct | +0.27% | Acquired | (price as of 2026-08-21) |
| Feb. 1, 2019 | TFIN | A | 752 | — | — | 293,116 Direct | +0.26% | Acquired | (price as of 2026-08-21) |
| Oct. 26, 2018 | TFIN | C | 20,325 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 26, 2018 | TFIN | C | 141,057 | — | — | 292,364 Direct | +93.23% | Acquired | (price as of 2026-08-21) |
| July 1, 2018 | TFIN | A | 552 | — | — | 151,307 Direct | +0.37% | Acquired | (price as of 2026-08-21) |
| Jan. 31, 2018 | TFIN | A | 583 | — | — | 150,755 Direct | +0.39% | Acquired | (price as of 2026-08-21) |
| July 1, 2017 | TFIN | A | 509 | — | — | 150,172 Direct | +0.34% | Acquired | (price as of 2026-08-21) |
| Jan. 31, 2017 | TFIN | A | 462 | — | — | 149,663 Direct | +0.31% | Acquired | (price as of 2026-08-21) |
| April 1, 2016 | TFIN | A | 1,260 | — | — | 141,403 Direct | +0.90% | Acquired | (price as of 2026-08-21) |
| April 1, 2015 | TFIN | A | 1,481 | — | — | 140,143 Direct | +1.07% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 26, 2018 | TFIN | Series B Preferred Stock | Common Stock (141,057) | — | — | 20,325 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.