Douglas N Daft

CIK 1019420 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 5, 2004 · Latest: Oct. 5, 2004

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 6, 2014	WMT	A	2,267	—	—	39,254 Direct	+6.13%	Acquired	(price as of 2026-08-19)
June 7, 2013	WMT	A	2,293	—	—	36,337 Direct	+6.74%	Acquired	(price as of 2026-08-19)
June 1, 2012	WMT	A	2,670	—	—	33,310 Direct	+8.71%	Acquired	(price as of 2026-08-19)
Jan. 3, 2012	SPGI	A	2,379	—	—	19,074 Direct	+14.25%	Acquired	(price as of 2026-08-19)
June 3, 2011	WMT	A	3,261	—	—	30,067 Direct	+12.17%	Acquired	(price as of 2026-08-19)
Jan. 3, 2011	SPGI	A	2,879	—	—	16,695 Direct	+20.84%	Acquired	(price as of 2026-08-19)
June 4, 2010	WMT	A	3,175	—	—	26,505 Direct	+13.61%	Acquired	(price as of 2026-08-19)
Jan. 4, 2010	SPGI	A	3,438	—	—	13,815 Direct	+33.13%	Acquired	(price as of 2026-08-19)
June 5, 2009	WMT	A	3,133	—	—	22,912 Direct	+15.84%	Acquired	(price as of 2026-08-19)
Jan. 5, 2009	SPGI	A	2,429	—	—	10,377 Direct	+30.56%	Acquired	(price as of 2026-08-19)
Sept. 30, 2008	WMT	A	329	—	—	19,453 Direct	+1.72%	Acquired	(price as of 2026-08-19)
June 6, 2008	WMT	A	2,398	—	—	19,075 Direct	+14.38%	Acquired	(price as of 2026-08-19)
Jan. 2, 2008	SPGI	A	1,501	—	—	7,948 Direct	+23.28%	Acquired	(price as of 2026-08-19)
June 1, 2007	WMT	A	2,830	—	—	16,676 Direct	+20.44%	Acquired	(price as of 2026-08-19)
Jan. 2, 2007	SPGI	A	1,429	—	—	6,447 Direct	+28.48%	Acquired	(price as of 2026-08-19)
June 2, 2006	WMT	A	2,927	—	—	13,725 Direct	+27.11%	Acquired	(price as of 2026-08-19)
June 2, 2006	WMT	A	2,927	—	—	11,708 Direct	+33.33%	Acquired	(price as of 2026-08-19)
Jan. 3, 2006	SPGI	A	1,733	—	—	5,018 Direct	+52.75%	Acquired	(price as of 2026-08-19)
Dec. 1, 2005	WMT	P	2,000	$48.59	$97,180	10,798 Direct	+22.73%	Acquired	619.8% (price as of 2026-08-19)
Aug. 30, 2005	WMT	P	3,000	$45.36	$136,080	8,781 Direct	+51.89%	Acquired	671.0% (price as of 2026-08-19)
June 3, 2005	WMT	A	2,957	—	—	5,781 Direct	+104.71%	Acquired	(price as of 2026-08-19)
Feb. 22, 2005	WMT	P	2,000	$52.60	$105,200	2,824 Direct	+242.72%	Acquired	564.9% (price as of 2026-08-19)
Jan. 6, 2005	WMT	A	824	—	—	824 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 3, 2005	SPGI	A	837	—	—	1,642 Direct	+103.98%	Acquired	(price as of 2026-08-19)
Oct. 1, 2004	750556	A	158	$71.24	$11,256	4,350 Direct	+3.77%	Acquired
July 1, 2004	750556	A	175	$64.38	$11,266	4,161 Direct	+4.39%	Acquired
May 7, 2004	750556	A	22	$66.88	$1,471	3,956 Direct	+0.56%	Acquired
April 20, 2004	750556	A	44	$68.06	$2,995	3,933 Direct	+1.13%	Acquired
April 20, 2004	750556	A	1,200	$68.06	$81,672	1,200 Direct	—	Acquired
April 1, 2004	750556	A	161	$70.02	$11,273	3,889 Direct	+4.32%	Acquired
Feb. 10, 2004	750556	A	41	$73.19	$3,001	3,702 Direct	+1.12%	Acquired
Jan. 5, 2004	SPGI	A	805	—	—	805 Direct	—	Acquired	(price as of 2026-08-19)
Nov. 24, 2003	KO	G	32,600	—	—	32,600 Indirect	-50.00%	Disposed	(price as of 2026-08-19)
Aug. 4, 2003	KO	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Aug. 4, 2003	KO	F	12,029	$44.28	$532,644	1,053,801 Direct	-1.13%	Disposed	306.1% (price as of 2026-08-19)
Aug. 4, 2003	KO	F	5,795	$44.37	$257,124	1,065,830 Direct	-0.54%	Disposed	305.2% (price as of 2026-08-19)
Aug. 4, 2003	KO	M	30,000	$21.91	$657,300	1,071,625 Direct	+2.88%	Acquired	720.6% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 3, 2012	SPGI	Phantom Stock Units	Common Stock (2,379)	—	—	2,379	Acquired
Jan. 3, 2011	SPGI	Phantom Stock Units	Common Stock (2,879)	—	—	2,879	Acquired
Jan. 4, 2010	SPGI	Phantom Stock Units	Common Stock (3,438)	—	—	3,438	Acquired
Jan. 5, 2009	SPGI	Phantom Stock Units	Common Stock (2,429)	—	—	2,429	Acquired
Jan. 2, 2008	SPGI	Phantom Stock Units	Common Stock (1,501)	—	—	1,501	Acquired
Jan. 2, 2007	SPGI	Phantom Stock Units	Common Stock (1,429)	—	—	1,429	Acquired
Jan. 3, 2006	SPGI	Phantom Stock Units	Common Stock (1,733)	—	—	1,733	Acquired
Jan. 3, 2005	SPGI	Phantom Stock Units	Common Stock (837)	—	—	837	Acquired
Oct. 1, 2004	750556	Phantom Stock Units	Common Stock (158)	—	—	158	Acquired
July 1, 2004	750556	Phantom Stock Units	Common Stock (175)	—	—	175	Acquired
May 7, 2004	750556	Phantom Stock Units	Common Stock (22)	—	—	22	Acquired
April 20, 2004	750556	Phantom Stock Units	Common Stock (44)	—	—	44	Acquired
April 20, 2004	750556	Phantom Stock	Common Stock (1,200)	—	—	1,200	Acquired
April 1, 2004	750556	Phantom Stock Units	Common Stock (161)	—	—	161	Acquired
Feb. 10, 2004	750556	Phantom Stock Units [F1]	Common Stock (41)	—	—	41	Acquired
Jan. 5, 2004	SPGI	Phantom Stock Units	Common Stock (805)	$0.00	—	805	Acquired
Aug. 4, 2003	KO	Employee Stock Option (right to buy)	Common Stock, $.25 par value (30,000)	$21.91	Oct. 20, 2003	30,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 7, 2005	WMT	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

KO

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2003	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.