Douglas Roth
CIK 1742517 · View on SEC EDGAR ↗
First SEC filing: June 4, 2018 · Latest: June 4, 2018
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 14, 2022 | NIXX | P | 4,762 | $0.97 | $4,619 | 5,175 Direct | +1153.03% | Acquired | -95.2% (price as of 2026-08-20) |
| June 13, 2022 | NIXX | P | 413 | $0.92 | $380 | 413 Direct | — | Acquired | -94.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 30, 2022 | NIXX | Stock Option (Right to Buy) | Common Stock, $.0001 par value (45,000) | $1.31 | Aug. 30, 2027 | 45,000 | Acquired |
| Jan. 20, 2022 | NIXX | Stock Option (Right to Buy) | Common Stock, $.0001 par value (15,000) | $2.40 | Jan. 20, 2027 | 15,000 | Acquired |
| Dec. 23, 2019 | NIXX | Stock Options (Right to Buy) | Common Stock (47,668) | $1.45 | Dec. 23, 2022 | 47,668 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 4, 2018 | NIXX | Stock Options [F1]→ Common Stock (1,000,000) | 1,000,000 | Direct |