DP VII ASSOCIATES LP

Insider

First SEC filing: Nov. 13, 2013 · Latest: Nov. 13, 2013

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 19, 2013	TNDM	J	6,008	—	—	6,008 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 19, 2013	TNDM	J	10,068	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 19, 2013	TNDM	C	38,941	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 19, 2013	TNDM	C	9,378	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 19, 2013	TNDM	C	6,071	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 19, 2013	TNDM	C	54,390	—	—	54,390 Direct	—	Acquired	(price as of 2026-08-21)
July 1, 2013	ESPR	J	1,193	—	—	1,193 Direct	—	Acquired
July 1, 2013	ESPR	J	8,346	—	—	0 Direct	-100.00%	Disposed
July 1, 2013	ESPR	C	30,462	—	—	0 Direct	-100.00%	Disposed
July 1, 2013	ESPR	P	4,791	$14.00	$67,074	35,253 Direct	+15.73%	Acquired
July 1, 2013	ESPR	C	30,462	—	—	30,462 Direct	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 19, 2013	TNDM	Warrant to Purchase Common Stock	Common Stock (6,008)	$7.37	—	6,008	Acquired
Nov. 19, 2013	TNDM	Warrant to Purchase Series D Preferred Stock	Series D Preferred Stock (10,068)	$4.40	—	10,068	Disposed
Nov. 19, 2013	TNDM	Series D Preferred Stock	Common Stock (38,941)	—	—	38,941	Disposed
Nov. 19, 2013	TNDM	Series C Preferred Stock	Common Stock (9,378)	—	—	9,378	Disposed
Nov. 19, 2013	TNDM	Series B Preferred Stock	Common Stock (6,071)	—	—	6,071	Disposed
July 1, 2013	ESPR	Warrant to Purchase Common Stock	Common Stock (1,193)	$6.99	Feb. 12, 2018	1,193	Acquired
July 1, 2013	ESPR	Warrant to Purchase Series A Preferred Stock	Series A Preferred Stock (8,346)	$1.00	—	8,346	Disposed
July 1, 2013	ESPR	Series A Preferred Stock	Common Stock (30,462)	—	—	30,462	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 13, 2013	TNDM	Series B Preferred Stock→ Common Stock (6,071)	6,071	Direct
Nov. 13, 2013	TNDM	Series C Preferred Stock→ Common Stock (9,378)	9,378	Direct
Nov. 13, 2013	TNDM	Series D Preferred Stock→ Common Stock (38,941)	38,941	Direct
Nov. 13, 2013	TNDM	Warrant to Purchase Series D Preferred Stock→ Series D Preferred Stock [F3]	—	Direct
June 25, 2013	ESPR	Series A Preferred Stock→ Common Stock (30,462)	30,462	Direct
June 25, 2013	ESPR	Warrant to Purchase Series A Preferred Stock→ Series A Preferred Stock [F3]	—	Direct