Duane Carlson

Insider

First SEC filing: May 19, 2005 · Latest: May 19, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

AIFC selling Aug. 23, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 10, 2012	AIFC	A	7,500	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
May 12, 2011	AIFC	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)
May 13, 2010	AIFC	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)
May 14, 2009	AIFC	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 23, 2007	AIFC	M	7,500	—	—	22,500 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Aug. 23, 2007	AIFC	M	3,014	—	—	30,000 Direct	-9.13%	Disposed	(price as of 2026-08-20)
Aug. 23, 2007	AIFC	S	7,500	$7.39	$55,425	4,375 Direct	-63.16%	Disposed	-98.4% (price as of 2026-08-20)
Aug. 23, 2007	AIFC	S	3,014	$6.90	$20,797	4,375 Direct	-40.79%	Disposed	-98.3% (price as of 2026-08-20)
Aug. 20, 2007	AIFC	M	286	—	—	33,014 Direct	-0.86%	Disposed	(price as of 2026-08-20)
Aug. 20, 2007	AIFC	S	286	$6.90	$1,973	4,375 Direct	-6.14%	Disposed	-98.3% (price as of 2026-08-20)
Aug. 15, 2007	AIFC	M	4,200	—	—	33,300 Direct	-11.20%	Disposed	(price as of 2026-08-20)
Aug. 15, 2007	AIFC	S	4,200	$7.03	$29,526	4,375 Direct	-48.98%	Disposed	-98.3% (price as of 2026-08-20)
May 31, 2007	AIFC	S	12,296	$3.90	$47,954	4,375 Direct	-73.76%	Disposed	-96.9% (price as of 2026-08-20)
May 30, 2007	AIFC	M	7,500	—	—	37,500 Direct	-16.67%	Disposed	(price as of 2026-08-20)
May 30, 2007	AIFC	M	5,000	—	—	45,000 Direct	-10.00%	Disposed	(price as of 2026-08-20)
May 30, 2007	AIFC	S	204	$4.22	$861	16,671 Direct	-1.21%	Disposed	-97.2% (price as of 2026-08-20)
May 30, 2007	AIFC	M	7,500	$1.60	$12,000	16,875 Direct	+80.00%	Acquired	-92.5% (price as of 2026-08-20)
May 30, 2007	AIFC	M	5,000	$1.51	$7,550	9,375 Direct	+114.29%	Acquired	-92.1% (price as of 2026-08-20)
May 23, 2007	AIFC	M	2,500	—	—	50,000 Direct	+5.26%	Acquired	(price as of 2026-08-20)
May 23, 2007	AIFC	M	5,000	—	—	52,500 Direct	+10.53%	Acquired	(price as of 2026-08-20)
May 23, 2007	AIFC	S	7,500	$4.00	$30,000	4,375 Direct	-63.16%	Disposed	-97.0% (price as of 2026-08-20)
May 23, 2007	AIFC	M	2,500	$1.51	$3,775	11,875 Direct	+26.67%	Acquired	-92.1% (price as of 2026-08-20)
May 23, 2007	AIFC	M	5,000	$0.62	$3,100	9,375 Direct	+114.29%	Acquired	-80.7% (price as of 2026-08-20)
May 17, 2007	AIFC	M	2,500	—	—	57,500 Direct	-4.17%	Disposed	(price as of 2026-08-20)
May 17, 2007	AIFC	M	5,000	—	—	60,000 Direct	-7.69%	Disposed	(price as of 2026-08-20)
May 17, 2007	AIFC	S	7,500	$3.52	$26,400	4,375 Direct	-63.16%	Disposed	-96.6% (price as of 2026-08-20)
May 17, 2007	AIFC	M	2,500	$2.00	$5,000	11,875 Direct	+26.67%	Acquired	-94.0% (price as of 2026-08-20)
May 17, 2007	AIFC	M	5,000	$2.44	$12,200	9,375 Direct	+114.29%	Acquired	-95.1% (price as of 2026-08-20)
May 10, 2007	AIFC	A	7,500	$3.81	$28,575	65,000 Direct	+13.04%	Acquired	-96.9% (price as of 2026-08-20)
May 4, 2006	AIFC	A	7,500	$4.32	$32,400	57,500 Direct	+15.00%	Acquired	-97.2% (price as of 2026-08-20)
May 5, 2005	AIFC	A	7,500	$2.80	$21,000	50,000 Direct	+17.65%	Acquired	-95.7% (price as of 2026-08-20)
April 29, 2004	AIFC	A	7,500	$3.25	$24,375	42,500 Direct	+21.43%	Acquired	-96.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 10, 2012	AIFC	Stock Option Grant	Common Stock (7,500)	$4.05	May 10, 2022	7,500	Acquired
May 12, 2011	AIFC	Stock Option Grant	Common Stock (7,500)	$4.69	May 12, 2021	7,500	Acquired
May 13, 2010	AIFC	Stock Option Grant	Common Stock (7,500)	$3.55	May 13, 2020	7,500	Acquired
May 14, 2009	AIFC	Stock Option Grant	Common Stock (7,500)	$1.87	May 14, 2019	7,500	Acquired
Aug. 23, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o Par Value (7,500)	$3.25	April 29, 2014	7,500	Disposed
Aug. 23, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o Par Value (3,014)	$2.80	May 15, 2015	3,014	Disposed
Aug. 20, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o Par Value (286)	$2.80	May 15, 2015	286	Disposed
Aug. 15, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o Par Value (4,200)	$2.80	May 15, 2015	4,200	Disposed
May 30, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o Par Value (7,500)	$1.60	April 24, 2013	7,500	Disposed
May 30, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o Par Value (5,000)	$1.51	April 26, 2011	5,000	Disposed
May 23, 2007	AIFC	Stock Option, Right to Buy	Stock Option, Right to Buy (2,500)	$1.51	April 26, 2011	2,500	Acquired
May 23, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o par value (5,000)	$0.62	April 29, 2009	5,000	Acquired
May 17, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o par value (2,500)	$2.00	May 1, 2010	2,500	Disposed
May 17, 2007	AIFC	Stock Option, Right to Buy	Common Stock w/o par value (5,000)	$2.44	April 27, 2010	5,000	Disposed
May 10, 2007	AIFC	Stock Option, Right to buy	Common Stock w/o par value (7,500)	$3.81	May 10, 2017	7,500	Acquired
May 4, 2006	AIFC	Stock Option, Right to Buy	Common Stock w/o par value (7,500)	$4.32	May 4, 2016	7,500	Acquired
May 5, 2005	AIFC	Stock Option, Right to Buy	Common Stock w/o par value (7,500)	$2.80	May 5, 2015	7,500	Acquired
April 29, 2004	AIFC	Stock Option Right to Buy	Common Stock w/o par value (7,500)	$3.25	April 29, 2014	7,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).