Duane Ralph Froeschle

Insider

First SEC filing: July 1, 2005 · Latest: July 1, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

WAL selling Nov. 14, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 14, 2016	WAL	S	5,000	$44.61	$223,050	68,174 Indirect	-6.83%	Disposed	78.8% (price as of 2026-08-21)
Nov. 9, 2016	WAL	S	10,000	$40.24	$402,400	73,174 Indirect	-12.02%	Disposed	98.2% (price as of 2026-08-21)
Nov. 7, 2016	WAL	S	10,000	$38.00	$380,000	83,174 Indirect	-10.73%	Disposed	109.9% (price as of 2026-08-21)
May 25, 2016	WAL	S	10,907	$37.00	$403,559	28,946 Indirect	-27.37%	Disposed	115.6% (price as of 2026-08-21)
May 25, 2016	WAL	S	10,907	$37.00	$403,559	104,224 Direct	-9.47%	Disposed	115.6% (price as of 2026-08-21)
May 18, 2016	WAL	S	10,147	$35.25	$357,682	115,131 Direct	-8.10%	Disposed	126.3% (price as of 2026-08-21)
Feb. 17, 2016	WAL	F	4,853	$29.78	$144,522	125,278 Direct	-3.73%	Disposed	167.8% (price as of 2026-08-21)
Feb. 17, 2016	WAL	A	15,000	—	—	130,131 Direct	+13.03%	Acquired	(price as of 2026-08-21)
Jan. 29, 2016	WAL	F	1,221	$32.58	$39,780	115,131 Direct	-1.05%	Disposed	144.8% (price as of 2026-08-21)
Jan. 28, 2016	WAL	F	942	$32.05	$30,191	116,352 Direct	-0.80%	Disposed	148.9% (price as of 2026-08-21)
Jan. 26, 2016	WAL	A	4,050	—	—	117,294 Direct	+3.58%	Acquired	(price as of 2026-08-21)
June 10, 2015	WAL	S	23,725	$34.16	$810,446	113,244 Direct	-17.32%	Disposed	133.5% (price as of 2026-08-21)
June 3, 2015	WAL	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 3, 2015	WAL	S	20,000	$32.52	$650,400	136,969 Direct	-12.74%	Disposed	145.3% (price as of 2026-08-21)
June 3, 2015	WAL	M	20,000	$7.61	$152,200	156,969 Direct	+14.60%	Acquired	948.1% (price as of 2026-08-21)
June 3, 2015	WAL	S	455	$32.60	$14,833	0 Indirect	-100.00%	Disposed	144.7% (price as of 2026-08-21)
May 11, 2015	WAL	S	34,456	$31.41	$1,082,263	141,969 Direct	-19.53%	Disposed	153.9% (price as of 2026-08-21)
May 8, 2015	WAL	S	1,493	$31.40	$46,880	176,425 Direct	-0.84%	Disposed	154.0% (price as of 2026-08-21)
Feb. 18, 2015	WAL	F	4,853	$28.39	$137,777	177,918 Direct	-2.66%	Disposed	180.9% (price as of 2026-08-21)
Feb. 18, 2015	WAL	A	15,000	—	—	182,771 Direct	+8.94%	Acquired	(price as of 2026-08-21)
Jan. 29, 2015	WAL	F	1,187	$26.26	$31,171	167,771 Direct	-0.70%	Disposed	203.7% (price as of 2026-08-21)
Jan. 27, 2015	WAL	A	4,500	—	—	168,958 Direct	+2.74%	Acquired	(price as of 2026-08-21)
Jan. 24, 2015	WAL	F	1,406	$26.35	$37,048	164,458 Direct	-0.85%	Disposed	202.7% (price as of 2026-08-21)
Nov. 3, 2014	WAL	A	6,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 3, 2014	WAL	M	6,000	$16.50	$99,000	165,864 Direct	+3.75%	Acquired	383.4% (price as of 2026-08-21)
Oct. 30, 2014	WAL	S	13,551	$25.88	$350,700	159,864 Direct	-7.81%	Disposed	208.2% (price as of 2026-08-21)
Sept. 2, 2014	WAL	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 2, 2014	WAL	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 2, 2014	WAL	S	15,000	$24.01	$360,150	173,415 Direct	-7.96%	Disposed	232.2% (price as of 2026-08-21)
Sept. 2, 2014	WAL	M	15,000	$15.90	$238,500	188,415 Direct	+8.65%	Acquired	401.6% (price as of 2026-08-21)
Sept. 2, 2014	WAL	S	1,500	$23.95	$35,925	173,415 Direct	-0.86%	Disposed	233.0% (price as of 2026-08-21)
Sept. 2, 2014	WAL	M	1,500	$16.50	$24,750	174,915 Direct	+0.86%	Acquired	383.4% (price as of 2026-08-21)
March 14, 2014	WAL	S	7,265	$23.28	$169,129	173,415 Direct	-4.02%	Disposed	242.6% (price as of 2026-08-21)
Jan. 31, 2014	WAL	F	942	$22.42	$21,120	180,680 Direct	-0.52%	Disposed	255.8% (price as of 2026-08-21)
Jan. 28, 2014	WAL	A	5,000	—	—	181,622 Direct	+2.83%	Acquired	(price as of 2026-08-21)
Jan. 25, 2014	WAL	F	1,631	$23.09	$37,660	176,622 Direct	-0.91%	Disposed	245.4% (price as of 2026-08-21)
Jan. 24, 2014	WAL	F	1,412	$23.09	$32,603	178,253 Direct	-0.79%	Disposed	245.4% (price as of 2026-08-21)
Dec. 13, 2013	WAL	S	1,364	$22.75	$31,031	179,665 Direct	-0.75%	Disposed	250.6% (price as of 2026-08-21)
Dec. 12, 2013	WAL	S	4,000	$22.70	$90,800	181,029 Direct	-2.16%	Disposed	251.4% (price as of 2026-08-21)
Feb. 22, 2013	WAL	F	809	$12.30	$9,951	185,029 Direct	-0.44%	Disposed	548.5% (price as of 2026-08-21)
Jan. 29, 2013	WAL	A	7,500	—	—	185,838 Direct	+4.21%	Acquired	(price as of 2026-08-21)
Jan. 25, 2013	WAL	F	6,140	$12.36	$75,890	178,338 Direct	-3.33%	Disposed	545.3% (price as of 2026-08-21)
Jan. 25, 2012	WAL	F	4,557	$8.19	$37,322	183,114 Direct	-2.43%	Disposed	873.9% (price as of 2026-08-21)
Jan. 24, 2012	WAL	A	7,500	—	—	187,671 Direct	+4.16%	Acquired	(price as of 2026-08-21)
Jan. 31, 2011	WAL	A	5,000	—	—	180,171 Direct	+2.85%	Acquired	(price as of 2026-08-21)
Jan. 25, 2011	WAL	A	10,000	—	—	175,171 Direct	+6.05%	Acquired	(price as of 2026-08-21)
Jan. 24, 2011	WAL	F	820	$7.21	$5,912	165,171 Direct	-0.49%	Disposed	1006.2% (price as of 2026-08-21)
June 11, 2010	WAL	X	44,381	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 11, 2010	WAL	X	251	$7.66	$1,923	139,115 Direct	+0.18%	Acquired	941.3% (price as of 2026-08-21)
Jan. 25, 2010	WAL	A	26,000	—	—	26,000 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 22, 2008	WAL	A	2,300	—	—	132,321 Direct	+1.77%	Acquired	(price as of 2026-08-21)
Jan. 22, 2008	WAL	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 28, 2007	WAL	G	455	—	—	455 Indirect	—	Acquired	(price as of 2026-08-21)
Feb. 28, 2007	WAL	G	5,000	—	—	136,969 Direct	-3.52%	Disposed	(price as of 2026-08-21)
Jan. 23, 2007	WAL	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 17, 2006	WAL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 3, 2015	WAL	Employee Stock Options (Right to buy)	Common Stock (20,000)	$7.61	Jan. 30, 2016	20,000	Disposed
Nov. 3, 2014	WAL	Employee Stock Options (Right to buy)	Common Stock (6,000)	$16.50	Jan. 25, 2015	6,000	Disposed
Sept. 2, 2014	WAL	Employee Stock Options (Right to buy)	Common Stock (15,000)	$15.90	Jan. 23, 2015	15,000	Disposed
Sept. 2, 2014	WAL	Employee Stock Options (Right to buy)	Common Stock (1,500)	$16.50	Jan. 25, 2015	1,500	Disposed
June 11, 2010	WAL	Common Stock Warrants (right to buy)	Common Stock (44,381)	$7.66	June 12, 2010	44,381	Disposed
Jan. 25, 2010	WAL	Restricted Stock	Common Stock (26,000)	$5.21	—	26,000	Acquired
Jan. 22, 2008	WAL	Stock Option (right to buy)	Common Stock (15,000)	$15.90	Jan. 22, 2015	15,000	Acquired
Jan. 23, 2007	WAL	Stock Option (right to buy)	Common Stock (12,500)	$34.60	Jan. 23, 2014	12,500	Acquired
Jan. 17, 2006	WAL	Stock Option (right to buy)	Common Stock (10,000)	$29.00	Jan. 17, 2013	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 1, 2005	WAL	Common Stock	9,438	Direct
July 1, 2005	WAL	Common Stock	118,992	Indirect
July 1, 2005	WAL	Employee Stock Option (right to buy)→ Common Stock (60,000)	60,000	Direct
July 1, 2005	WAL	Employee Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
July 1, 2005	WAL	Common Stock Warrants (right to buy)→ Common Stock (44,381)	44,381	Direct