Dudley S Taft

CIK 1196660 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 6, 2010 · Latest: Dec. 6, 2010

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 29 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

29 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 30, 2010	FITB	A	5,027	—	—	90,728 Direct	+5.87%	Acquired	(price as of 2026-08-21)
April 30, 2010	FITB	A	18,293	—	—	103,994 Direct	+21.35%	Acquired	(price as of 2026-08-21)
Nov. 30, 2009	DUKU	M	15,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 30, 2009	DUKU	M	15,600	$8.69	$135,564	97,106 Direct	+19.14%	Acquired	478.5% (price as of 2026-08-21)
May 7, 2009	DUKU	A	7,047	$14.19	$99,997	81,506 Direct	+9.46%	Acquired	254.3% (price as of 2026-08-21)
April 30, 2009	FITB	A	10,000	—	—	85,701 Direct	+13.21%	Acquired	(price as of 2026-08-21)
May 8, 2008	DUKU	A	5,390	$18.55	$99,984	74,459 Direct	+7.80%	Acquired	171.0% (price as of 2026-08-21)
April 30, 2008	FITB	A	1,167	—	—	75,701 Direct	+1.57%	Acquired	(price as of 2026-08-21)
April 30, 2008	FITB	A	3,500	—	—	74,534 Direct	+4.93%	Acquired	(price as of 2026-08-21)
Dec. 19, 2007	FITB	G	12,220	—	—	71,034 Direct	-14.68%	Disposed	(price as of 2026-08-21)
May 10, 2007	DUKU	A	4,960	$20.15	$99,944	67,864 Direct	+7.89%	Acquired	149.5% (price as of 2026-08-21)
April 23, 2007	FITB	A	623	—	—	83,254 Direct	+0.75%	Acquired	(price as of 2026-08-21)
April 23, 2007	FITB	A	1,870	—	—	82,631 Direct	+2.32%	Acquired	(price as of 2026-08-21)
April 3, 2007	DUKU	M	2,600	—	—	62,904 Direct	+4.31%	Acquired	(price as of 2026-08-21)
April 3, 2007	DUKU	M	2,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 22, 2007	FITB	M	5,063	—	—	17,595 Direct	-22.35%	Disposed	(price as of 2026-08-21)
Jan. 22, 2007	FITB	M	5,063	$25.44	$128,803	80,761 Direct	+6.69%	Acquired	116.4% (price as of 2026-08-21)
Jan. 8, 2007	DUKU	D	15,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 8, 2007	DUKU	A	15,600	—	—	15,600 Direct	—	Acquired	(price as of 2026-08-21)
May 16, 2006	DUKU	M	26,204	—	—	60,304 Direct	+76.84%	Acquired	(price as of 2026-08-21)
May 16, 2006	DUKU	M	26,204	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 11, 2006	DUKU	A	2,600	—	—	2,600 Direct	—	Acquired	(price as of 2026-08-21)
April 3, 2006	FITB	A	638	—	—	75,698 Direct	+0.85%	Acquired	(price as of 2026-08-21)
April 3, 2006	FITB	A	1,914	—	—	75,060 Direct	+2.62%	Acquired	(price as of 2026-08-21)
Jan. 20, 2006	FITB	S	6,400	$37.53	$240,192	6,407 Indirect	-49.97%	Disposed	46.7% (price as of 2026-08-21)
March 22, 2005	FITB	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-21)
March 22, 2005	FITB	A	592	—	—	65,551 Direct	+0.91%	Acquired	(price as of 2026-08-21)
Jan. 31, 2005	FITB	M	7,595	—	—	15,063 Direct	-33.52%	Disposed	(price as of 2026-08-21)
Jan. 31, 2005	FITB	M	7,595	$10.30	$78,228	72,554 Direct	+11.69%	Acquired	434.5% (price as of 2026-08-21)
March 23, 2004	FITB	A	448	—	—	64,959 Direct	+0.69%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 30, 2009	DUKU	Stock Option (Right to Buy)	Common Stock	$8.69	Dec. 14, 2009	15,600	Disposed
April 3, 2007	DUKU	Phantom Stock	Common Stock (2,600)	—	—	2,600	Disposed
Jan. 22, 2007	FITB	Option to Purchase	Common Stock (5,063)	$25.44	March 18, 2007	5,063	Disposed
Jan. 8, 2007	DUKU	Stock Option (Right to buy)	Common Stock (15,600)	$15.26	Dec. 14, 2009	15,600	Disposed
Jan. 8, 2007	DUKU	Stock Option (Right to buy) [F2]	Common Stock (15,600)	$8.69	Dec. 14, 2009	15,600	Acquired
May 16, 2006	DUKU	Phantom Stock	Common Stock (26,204)	—	May 16, 2006	26,204	Disposed
May 11, 2006	DUKU	Phantom Stock	Common Stock (2,600)	—	—	2,600	Acquired
March 22, 2005	FITB	Stock Appreciation Right	Common Stock (5,000)	$42.22	March 22, 2015	5,000	Acquired
Jan. 31, 2005	FITB	Option to Purchase	Common Stock (7,595)	$10.30	March 21, 2005	7,595	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 13, 2006	DUKU	Common Stock	34,100	Direct
April 13, 2006	DUKU	Common Stock	19,274	Indirect
April 13, 2006	DUKU	Phantom Stock→ Common Stock	—	Direct
April 13, 2006	DUKU	Stock Option (Right to buy)→ Common Stock	—	Direct