Earl H Doppelt

CIK 1387654 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 31, 2007 · Latest: Jan. 31, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 7, 2010 III S 150,000 $3.48 $522,000 1,702,734 Direct -8.10% Disposed 41.2% (price as of 2026-08-21)
Jan. 29, 2007 III P 6,500,000 $1.00 $6,500,000 6,500,000 Indirect Acquired 391.5% (price as of 2026-08-21)
Dec. 21, 2006 III P 1,054,687 7,410,937 Indirect +16.59% Acquired (price as of 2026-08-21)
Dec. 21, 2006 III P 6,356,250 6,356,250 Indirect Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 17, 2008 III Warrants Shares of Common Stock (1,625,000) $6.00 Jan. 31, 2011 1,625,000 Acquired
Dec. 17, 2008 III Warrants Shares of Common Stock (6,500,000) $6.00 Jan. 31, 2011 6,500,000 Disposed
Jan. 29, 2007 III Warrants Shares of Common Stock (6,500,000) $6.00 Jan. 31, 2011 6,500,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 31, 2007 III Shares of Common Stock 7,410,937 Indirect
Jan. 31, 2007 III Warrants [F3]→ Shares of Common Stock (6,500,000) 6,500,000 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

III

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2009 $400,000 $9,800 $409,800
2008 $100,000 $125,000 $2,000 $227,000
2007

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.