Eckhart G Grohmann

CIK 1418632 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 18, 2007 · Latest: Dec. 18, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 8, 2008 OESX A 1,869 4,553 Direct +69.63% Acquired (price as of 2026-08-20)
May 19, 2008 OESX A 14,851 14,851 Direct Acquired (price as of 2026-08-20)
May 19, 2008 OESX A 1,723 2,684 Direct +179.29% Acquired (price as of 2026-08-20)
Jan. 7, 2008 OESX A 961 961 Direct Acquired (price as of 2026-08-20)
Dec. 24, 2007 OESX C 480,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Dec. 24, 2007 OESX C 480,000 1,270,000 Indirect +60.76% Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 19, 2008 OESX Stock Options (right to buy) Common Stock (14,851) $11.61 May 19, 2018 14,851 Acquired
Dec. 24, 2007 OESX Series B Convertible Preferred Stock Common Stock (480,000) 480,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 18, 2007 OESX Common Stock 790,000 Indirect
Dec. 18, 2007 OESX Stock Options (right to buy)→ Common Stock (10,000) 10,000 Direct
Dec. 18, 2007 OESX Stock Options (right to buy)→ Common Stock (10,000) 10,000 Direct
Dec. 18, 2007 OESX Series B Convertible Preferred Stock→ Common Stock (480,000) 480,000 Indirect