Edward D Breen
CIK 1223619 · View on SEC EDGAR ↗
Insider
First SEC filing: April 3, 2019 · Latest: April 3, 2019
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 100 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 17, 2026 | CCZ | G | 62,440 | — | — | 27,337 Direct | -69.55% | Disposed | (price as of 2026-08-19) |
| June 30, 2026 | CCZ | A | 815 | — | — | 89,777 Direct | +0.92% | Acquired | (price as of 2026-08-19) |
| May 21, 2026 | DD | A | 4,030 | — | — | 278,008 Direct | +1.47% | Acquired | (price as of 2026-08-19) |
| May 11, 2026 | CCZ | G | 32,440 | — | — | 88,962 Direct | +57.39% | Acquired | (price as of 2026-08-19) |
| March 31, 2026 | CCZ | A | 697 | — | — | 56,522 Direct | +1.25% | Acquired | (price as of 2026-08-19) |
| March 17, 2026 | CCZ | G | 30,000 | — | — | 55,825 Direct | +116.17% | Acquired | (price as of 2026-08-19) |
| Jan. 20, 2026 | CCZ | A | 705 | — | — | 25,825 Direct | +2.81% | Acquired | (price as of 2026-08-19) |
| Nov. 20, 2025 | CCZ | A | 9,013 | — | — | 25,089 Direct | +56.06% | Acquired | (price as of 2026-08-19) |
| Oct. 31, 2025 | DD | A | 192,332 | — | — | 330,351 Direct | +139.35% | Acquired | (price as of 2026-08-19) |
| Sept. 30, 2025 | CCZ | A | 637 | — | — | 16,069 Direct | +4.13% | Acquired | (price as of 2026-08-19) |
| Aug. 20, 2025 | DD | G | 28,111 | — | — | 137,295 Direct | -17.00% | Disposed | (price as of 2026-08-19) |
| Aug. 20, 2025 | CCZ | G | 43,850 | — | — | 15,432 Direct | -73.97% | Disposed | (price as of 2026-08-19) |
| Aug. 12, 2025 | DD | G | 13,754 | — | — | 165,406 Direct | +9.07% | Acquired | (price as of 2026-08-19) |
| June 30, 2025 | CCZ | A | 561 | — | — | 59,277 Direct | +0.96% | Acquired | (price as of 2026-08-19) |
| May 14, 2025 | CCZ | G | 43,850 | — | — | 58,710 Direct | +295.09% | Acquired | (price as of 2026-08-19) |
| May 4, 2025 | DD | F | 11,561 | $67.08 | $775,512 | 150,829 Direct | -7.12% | Disposed | 65.6% (price as of 2026-08-19) |
| March 31, 2025 | CCZ | A | 543 | — | — | 14,860 Direct | +3.79% | Acquired | (price as of 2026-08-19) |
| March 17, 2025 | CCZ | G | 55,250 | — | — | 14,317 Direct | -79.42% | Disposed | (price as of 2026-08-19) |
| March 13, 2025 | DD | G | 146,593 | — | — | 161,538 Direct | -47.57% | Disposed | (price as of 2026-08-19) |
| March 7, 2025 | CCZ | G | 43,150 | — | — | 69,563 Direct | +163.37% | Acquired | (price as of 2026-08-19) |
| Feb. 23, 2025 | DD | F | 5,053 | $82.36 | $416,165 | 308,131 Direct | -1.61% | Disposed | 34.8% (price as of 2026-08-19) |
| Feb. 21, 2025 | DD | A | 61,237 | — | — | 313,185 Direct | +24.31% | Acquired | (price as of 2026-08-19) |
| Feb. 20, 2025 | DD | F | 42,249 | $82.46 | $3,483,853 | 251,948 Direct | -14.36% | Disposed | 34.7% (price as of 2026-08-19) |
| Feb. 20, 2025 | DD | A | 89,865 | — | — | 294,197 Direct | +43.98% | Acquired | (price as of 2026-08-19) |
| Feb. 15, 2025 | DD | F | 8,821 | $84.11 | $741,934 | 204,332 Direct | -4.14% | Disposed | 32.0% (price as of 2026-08-19) |
| Dec. 31, 2024 | CCZ | A | 1,066 | — | — | 26,404 Direct | +4.21% | Acquired | (price as of 2026-08-19) |
| Dec. 13, 2024 | DD | F | 3,145 | $81.02 | $254,808 | 290,283 Direct | -1.07% | Disposed | 37.1% (price as of 2026-08-19) |
| Nov. 20, 2024 | CCZ | A | 5,234 | — | — | 25,338 Direct | +26.03% | Acquired | (price as of 2026-08-19) |
| Sept. 30, 2024 | CCZ | A | 958 | — | — | 20,104 Direct | +5.00% | Acquired | (price as of 2026-08-19) |
| Aug. 21, 2024 | DD | G | 231,654 | — | — | 292,792 Direct | -44.17% | Disposed | (price as of 2026-08-19) |
| Aug. 21, 2024 | DD | G | 77,750 | — | — | 524,446 Direct | +17.41% | Acquired | (price as of 2026-08-19) |
| June 30, 2024 | CCZ | A | 1,022 | — | — | 19,137 Direct | +5.64% | Acquired | (price as of 2026-08-19) |
| May 9, 2024 | CCZ | G | 76,290 | — | — | 18,115 Direct | -80.81% | Disposed | (price as of 2026-08-19) |
| May 4, 2024 | DD | F | 11,340 | $77.76 | $881,798 | 446,050 Direct | -2.48% | Disposed | 42.8% (price as of 2026-08-19) |
| March 31, 2024 | CCZ | A | 923 | — | — | 94,396 Direct | +0.99% | Acquired | (price as of 2026-08-19) |
| March 19, 2024 | DD | G | 28,021 | — | — | 457,391 Direct | +6.53% | Acquired | (price as of 2026-08-19) |
| March 8, 2024 | CCZ | G | 37,500 | — | — | 93,473 Direct | +67.00% | Acquired | (price as of 2026-08-19) |
| March 2, 2024 | DD | F | 4,573 | $69.42 | $317,458 | 428,482 Direct | -1.06% | Disposed | 60.0% (price as of 2026-08-19) |
| Feb. 23, 2024 | DD | F | 4,957 | $70.24 | $348,180 | 433,056 Direct | -1.13% | Disposed | 58.1% (price as of 2026-08-19) |
| Feb. 15, 2024 | DD | A | 73,047 | — | — | 438,013 Direct | +20.01% | Acquired | (price as of 2026-08-19) |
| Feb. 14, 2024 | DD | F | 54,088 | $67.16 | $3,632,550 | 364,966 Direct | -12.91% | Disposed | 65.4% (price as of 2026-08-19) |
| Feb. 14, 2024 | DD | A | 115,202 | — | — | 419,054 Direct | +37.91% | Acquired | (price as of 2026-08-19) |
| Dec. 15, 2023 | DD | F | 3,345 | $73.33 | $245,289 | 303,881 Direct | -1.09% | Disposed | 51.4% (price as of 2026-08-19) |
| Nov. 20, 2023 | CCZ | A | 5,240 | — | — | 55,966 Direct | +10.33% | Acquired | (price as of 2026-08-19) |
| Aug. 28, 2023 | CCZ | G | 19,165 | — | — | 50,715 Direct | +60.74% | Acquired | (price as of 2026-08-19) |
| Aug. 21, 2023 | DD | G | 68,000 | — | — | 306,073 Direct | -18.18% | Disposed | (price as of 2026-08-19) |
| Aug. 14, 2023 | DD | G | 45,214 | — | — | 374,073 Direct | +13.75% | Acquired | (price as of 2026-08-19) |
| Aug. 11, 2023 | DD | G | 13,700 | — | — | 328,859 Direct | +4.35% | Acquired | (price as of 2026-08-19) |
| Aug. 3, 2023 | DD | F | 5,665 | $76.76 | $434,845 | 315,159 Direct | -1.77% | Disposed | 44.7% (price as of 2026-08-19) |
| May 4, 2023 | DD | A | 78,052 | — | — | 320,185 Direct | +32.24% | Acquired | (price as of 2026-08-19) |
| March 14, 2023 | DD | G | 30,000 | — | — | 241,839 Direct | +14.16% | Acquired | (price as of 2026-08-19) |
| March 7, 2023 | CCZ | G | 81,975 | — | — | 31,526 Direct | -72.22% | Disposed | (price as of 2026-08-19) |
| Nov. 20, 2022 | CCZ | A | 5,677 | — | — | 113,490 Direct | +5.27% | Acquired | (price as of 2026-08-19) |
| May 5, 2022 | IFF | M | 1,089 | — | — | 1,544 Direct | +239.34% | Acquired | (price as of 2026-08-19) |
| May 5, 2022 | IFF | M | 1,089 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| May 4, 2022 | IFF | A | 1,245 | — | — | 1,245 Direct | — | Acquired | (price as of 2026-08-19) |
| March 2, 2022 | DD | F | 4,011 | $76.64 | $307,403 | 241,407 Direct | -1.63% | Disposed | 44.9% (price as of 2026-08-19) |
| March 1, 2022 | DD | G | 19,532 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| Feb. 23, 2022 | DD | A | 33,312 | — | — | 210,626 Direct | +18.79% | Acquired | (price as of 2026-08-19) |
| Feb. 23, 2022 | DD | A | 143,596 | — | — | 143,596 Direct | — | Acquired | (price as of 2026-08-19) |
| Feb. 16, 2022 | DD | F | 16,523 | $81.88 | $1,352,903 | 177,314 Direct | -8.52% | Disposed | 35.6% (price as of 2026-08-19) |
| Feb. 16, 2022 | DD | A | 37,972 | — | — | 193,837 Direct | +24.36% | Acquired | (price as of 2026-08-19) |
| Feb. 14, 2022 | DD | F | 11,219 | $79.54 | $892,359 | 155,865 Direct | -6.71% | Disposed | 39.6% (price as of 2026-08-19) |
| Nov. 20, 2021 | CCZ | A | 3,786 | — | — | 25,804 Direct | +17.20% | Acquired | (price as of 2026-08-19) |
| Nov. 20, 2021 | CCZ | F | 21 | $51.51 | $1,082 | 25,783 Direct | -0.08% | Disposed | 23.5% (price as of 2026-08-19) |
| Aug. 16, 2021 | CCZ | G | 12,837 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| May 6, 2021 | IFF | M | 255 | — | — | 455 Direct | +127.50% | Acquired | (price as of 2026-08-19) |
| May 6, 2021 | IFF | M | 255 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| May 5, 2021 | IFF | A | 1,089 | — | — | 1,089 Direct | — | Acquired | (price as of 2026-08-19) |
| March 1, 2021 | IFF | A | 255 | — | — | 255 Direct | — | Acquired | (price as of 2026-08-19) |
| Nov. 20, 2020 | CCZ | A | 3,966 | — | — | 82,002 Direct | +5.08% | Acquired | (price as of 2026-08-19) |
| June 30, 2020 | CCZ | A | 353 | — | — | 22,115 Direct | +1.62% | Acquired | (price as of 2026-08-19) |
| March 31, 2020 | CCZ | A | 400 | — | — | 21,767 Direct | +1.87% | Acquired | (price as of 2026-08-19) |
| March 31, 2020 | CCZ | F | 5 | $34.38 | $172 | 21,762 Direct | -0.02% | Disposed | 85.0% (price as of 2026-08-19) |
| Feb. 14, 2020 | CTVA | F | 11,602 | $30.76 | $356,878 | 123,035 Direct | -8.62% | Disposed | 156.9% (price as of 2026-08-19) |
| Jan. 31, 2020 | CTVA | A | 994 | $28.92 | $28,746 | 134,638 Direct | +0.74% | Acquired | 173.3% (price as of 2026-08-19) |
| Dec. 31, 2019 | CCZ | A | 306 | — | — | 21,371 Direct | +1.45% | Acquired | (price as of 2026-08-19) |
| Dec. 31, 2019 | CCZ | F | 4 | $44.97 | $180 | 21,367 Direct | -0.02% | Disposed | 41.4% (price as of 2026-08-19) |
| Dec. 31, 2019 | CTVA | F | 16,886 | $29.20 | $493,071 | 133,644 Direct | -11.22% | Disposed | 170.7% (price as of 2026-08-19) |
| Nov. 20, 2019 | CCZ | A | 4,185 | — | — | 21,110 Direct | +24.73% | Acquired | (price as of 2026-08-19) |
| Nov. 20, 2019 | CCZ | F | 45 | $44.22 | $1,990 | 21,065 Direct | -0.21% | Disposed | 43.8% (price as of 2026-08-19) |
| Oct. 31, 2019 | CTVA | A | 1,090 | $26.38 | $28,754 | 196,295 Direct | +0.56% | Acquired | 199.6% (price as of 2026-08-19) |
| Sept. 30, 2019 | CCZ | A | 306 | — | — | 16,930 Direct | +1.84% | Acquired | (price as of 2026-08-19) |
| Sept. 30, 2019 | CCZ | F | 5 | $45.08 | $225 | 16,925 Direct | -0.03% | Disposed | 41.1% (price as of 2026-08-19) |
| Aug. 31, 2019 | CTVA | F | 31,380 | $29.64 | $930,103 | 194,647 Direct | -13.88% | Disposed | 166.6% (price as of 2026-08-19) |
| July 31, 2019 | CTVA | A | 650 | $29.50 | $19,175 | 253,969 Direct | +0.26% | Acquired | 167.9% (price as of 2026-08-19) |
| June 30, 2019 | CCZ | F | 3 | $42.28 | $127 | 126,461 Direct | 0.00% | Disposed | 50.4% (price as of 2026-08-19) |
| June 30, 2019 | CCZ | A | 326 | — | — | 126,464 Direct | +0.26% | Acquired | (price as of 2026-08-19) |
| June 3, 2019 | CTVA | A | 6,860 | — | — | 253,320 Direct | +2.78% | Acquired | (price as of 2026-08-19) |
| April 1, 2019 | DD | A | 209,388 | — | — | 713,816 Direct | +41.51% | Acquired | (price as of 2026-08-19) |
| March 31, 2019 | CCZ | A | 344 | — | — | 126,141 Direct | +0.27% | Acquired | (price as of 2026-08-19) |
| March 31, 2019 | CCZ | F | 3 | $39.98 | $120 | 126,138 Direct | 0.00% | Disposed | 59.1% (price as of 2026-08-19) |
| Feb. 14, 2019 | DD | A | 241,170 | — | — | 501,932 Direct | +92.49% | Acquired | (price as of 2026-08-19) |
| Dec. 31, 2018 | DD | F | 71,267 | $53.37 | $3,803,520 | 260,762 Direct | -21.46% | Disposed | 46.2% (price as of 2026-08-19) |
| Dec. 31, 2018 | CCZ | A | 404 | — | — | 125,801 Direct | +0.32% | Acquired | (price as of 2026-08-19) |
| Dec. 31, 2018 | CCZ | F | 4 | $34.05 | $136 | 125,797 Direct | 0.00% | Disposed | 86.8% (price as of 2026-08-19) |
| Nov. 20, 2018 | CCZ | A | 5,033 | — | — | 125,435 Direct | +4.18% | Acquired | (price as of 2026-08-19) |
| Nov. 20, 2018 | CCZ | F | 38 | $36.76 | $1,397 | 125,397 Direct | -0.03% | Disposed | 73.0% (price as of 2026-08-19) |
| Sept. 30, 2018 | CCZ | A | 389 | — | — | 120,407 Direct | +0.32% | Acquired | (price as of 2026-08-19) |
| Sept. 30, 2018 | CCZ | F | 5 | $35.41 | $177 | 120,402 Direct | 0.00% | Disposed | 79.6% (price as of 2026-08-19) |
Showing latest 100 of 399 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 5, 2022 | IFF | Restricted Stock Units | Common Stock (1,089) | — | May 5, 2022 | 1,089 | Disposed |
| May 4, 2022 | IFF | Restricted Stock Units | Common Stock (1,245) | — | May 4, 2023 | 1,245 | Acquired |
| Feb. 23, 2022 | DD | Stock Options (Right to Buy) NQOs | Common Stock (143,596) | $75.05 | Feb. 22, 2032 | 143,596 | Acquired |
| May 6, 2021 | IFF | Restricted Stock Units | Common Stock (255) | — | May 6, 2021 | 255 | Disposed |
| May 5, 2021 | IFF | Restricted Stock Units | Common Stock (1,089) | — | May 5, 2022 | 1,089 | Acquired |
| March 1, 2021 | IFF | Restricted Stock Units | Common Stock (255) | — | May 6, 2021 | 255 | Acquired |
| Sept. 29, 2017 | DD | Deferred Stock Units | Common Stock (3) | — | — | 3 | Acquired |
| Jan. 3, 2017 | CCZ | Phantom Stock | Class A Common Stock (3,177) | — | — | 3,177 | Disposed |
| Jan. 3, 2017 | CCZ | Phantom Stock | Class A Common Stock (3,122) | — | — | 3,122 | Disposed |
| Aug. 11, 2016 | JCI | Stock Option (Right to Buy) | Common Shares (553,990) | $14.33 | Oct. 6, 2018 | 553,990 | Disposed |
| May 5, 2016 | JCI | Stock Option (Right to Buy) | Common Shares (291,942) | $26.37 | July 1, 2017 | 291,942 | Disposed |
| Aug. 12, 2015 | JCI | Stock Option (Right to Buy) | Common Shares (399,634) | $23.79 | Nov. 20, 2016 | 399,634 | Disposed |
| Nov. 25, 2014 | JCI | Stock Option (Right to Buy) | Common Shares (124,349) | $22.77 | Nov. 21, 2015 | 124,349 | Disposed |
| Nov. 25, 2014 | JCI | Stock Option (Right to Buy) | Common Shares (49,739) | $29.05 | March 9, 2015 | 49,739 | Disposed |
| Nov. 25, 2014 | JCI | Stock Option (Right to Buy) | Common Shares (49,739) | $32.19 | March 9, 2015 | 49,739 | Disposed |
| Nov. 25, 2014 | JCI | Stock Option (Right to Buy) | Common Shares (49,739) | $35.33 | March 9, 2015 | 49,739 | Disposed |
| Nov. 20, 2014 | CCZ | Phantom Stock | Class A Common Stock (8,327) | — | — | 8,327 | Disposed |
| Nov. 20, 2014 | CCZ | Phantom Stock | Class A Common Stock (5) | — | — | 5 | Disposed |
| Nov. 20, 2014 | CCZ | Phantom Stock | Class A Common Stock (3,127) | — | — | 3,127 | Acquired |
| Feb. 13, 2014 | CCZ | Phantom Stock | Class A Common Stock (33) | — | — | 33 | Disposed |
| Feb. 13, 2014 | CCZ | Phantom Stock | Class A Common Stock (3,210) | — | — | 3,210 | Acquired |
| Nov. 20, 2013 | JCI | Stock Option (Right to Buy) | Common Shares (49,739) | $25.91 | March 25, 2014 | 49,739 | Disposed |
| Nov. 20, 2013 | JCI | Stock Option (Right to Buy) | Common Shares (49,739) | $28.26 | March 25, 2014 | 49,739 | Disposed |
| Nov. 20, 2013 | JCI | Stock Option (Right to Buy) | Common Shares (49,739) | $31.40 | March 25, 2014 | 49,739 | Disposed |
| March 28, 2013 | JCI | Performance Share Units | Common Shares (127,300) | — | — | 127,300 | Disposed |
| March 28, 2013 | JCI | Performance Share Units | Common Shares (107,100) | — | — | 107,100 | Disposed |
| March 28, 2013 | JCI | Deferred Stock Units (Call Equivalent) | Common Shares (1,002,052) | — | — | 1,002,052 | Disposed |
| Sept. 28, 2012 | JCI | Performance Share Units | Common Shares (125,900) | — | — | 125,900 | Disposed |
| Oct. 12, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (396,900) | $44.32 | Oct. 11, 2021 | 396,900 | Acquired |
| Oct. 12, 2011 | JCI | Performance Share Units | Common Shares (155,100) | — | — | 155,100 | Disposed |
| Oct. 12, 2011 | JCI | Performance Share Units | Common Shares (107,100) | — | — | 107,100 | Acquired |
| Aug. 15, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,363) | $15.89 | July 24, 2012 | 152,363 | Disposed |
| July 13, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| July 2, 2011 | JCI | Restricted Stock Units | Common Shares (34,046) | — | — | 34,046 | Disposed |
| June 13, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| May 13, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| April 13, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| March 14, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| Feb. 14, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| Jan. 14, 2011 | CCZ | Phantom Stock | Class A Common Stock (5,058) | — | — | 5,058 | Disposed |
| Jan. 13, 2011 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| Dec. 13, 2010 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| Nov. 23, 2010 | JCI | Restricted Stock Units | Common shares (289) | — | — | 289 | Disposed |
| Nov. 23, 2010 | JCI | Restricted Stock Units | Common shares (289) | — | — | 289 | Acquired |
| Nov. 21, 2010 | JCI | Restricted Stock Units | Common Shares (46,825) | — | — | 46,825 | Disposed |
| Nov. 20, 2010 | CCZ | Phantom Stock | Class A Common Stock (5,527) | — | — | 5,527 | Disposed |
| Nov. 15, 2010 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| Oct. 13, 2010 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| Oct. 12, 2010 | JCI | Stock Option (Right to Buy) | Common Shares (471,700) | $37.29 | Oct. 11, 2020 | 471,700 | Acquired |
| Oct. 12, 2010 | JCI | Performance Share Units | Common Shares (127,300) | — | — | 127,300 | Acquired |
| Sept. 13, 2010 | JCI | Stock Option (Right to Buy) | Common Shares (152,358) | $15.89 | July 24, 2012 | 152,358 | Disposed |
| July 2, 2010 | JCI | Restricted Stock Units | Common Shares (33,302) | — | — | 33,302 | Disposed |
| Nov. 21, 2009 | JCI | Restricted Stock Units | Common Shares (45,465) | — | — | 45,465 | Disposed |
| Nov. 20, 2009 | CCZ | Phantom Stock | Class A Common Stock (8,327) | — | — | 8,327 | Acquired |
| Oct. 1, 2009 | JCI | Stock Option (Right to Buy) | Common Shares (449,700) | $33.75 | Sept. 30, 2019 | 449,700 | Acquired |
| Oct. 1, 2009 | JCI | Performance Share Units | Common Shares (125,900) | — | — | 125,900 | Acquired |
| July 2, 2009 | JCI | Restricted Stock Units | Common Shares (32,494) | — | — | 32,494 | Disposed |
| Nov. 21, 2008 | JCI | Restricted Stock Units | Common Shares (44,379) | — | — | 44,379 | Disposed |
| Nov. 20, 2008 | CCZ | Phantom Stock | Class A Common Stock (9,398) | — | — | 9,398 | Acquired |
| Oct. 7, 2008 | JCI | Stock Option (Right to Buy) | Common Shares (554,100) | $29.00 | — | 554,100 | Acquired |
| Oct. 7, 2008 | JCI | Performance Share Units | Common Shares (155,100) | — | — | 155,100 | Acquired |
| Sept. 30, 2008 | JCI | Restricted Stock Units | Common Shares (35,818) | — | — | 35,818 | Disposed |
| Nov. 20, 2007 | CCZ | Phantom Stock | Class A Common Stock (6,453) | — | — | 6,453 | Acquired |
| July 2, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (292,200) | $53.36 | July 1, 2017 | 292,000 | Acquired |
| July 2, 2007 | JCI | Performance Share Units | Common Shares (93,700) | — | — | 93,700 | Acquired |
| July 2, 2007 | JCI | Restricted Stock Units | Common Shares (93,700) | — | — | 93,700 | Acquired |
| June 29, 2007 | JCI | Deferred Stock Units (Call Equivalent) | Common Shares | — | — | 887,002 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (124,374) | $46.07 | Nov. 22, 2015 | 124,374 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (399,714) | $48.14 | Nov. 20, 2016 | 399,714 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (1,828,301) | $15.89 | July 24, 2012 | 1,828,301 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (49,749) | $63.55 | March 26, 2014 | 49,749 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (49,749) | $57.19 | March 26, 2014 | 49,749 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (49,749) | $52.43 | March 26, 2014 | 49,749 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (49,749) | $65.13 | March 10, 2015 | 49,749 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (49,749) | $71.49 | March 10, 2015 | 49,749 | Acquired |
| June 29, 2007 | JCI | Stock Option (Right to Buy) | Common Shares (49,749) | $58.78 | March 10, 2015 | 49,749 | Acquired |
| June 29, 2007 | JCI | Deferred Stock Units (Call Equivalent) | Common Shares (886,974) | — | — | 886,974 | Acquired |
| June 29, 2007 | JCI | Restricted Stock Units | Common Shares (166,042) | — | — | 166,042 | Acquired |
| Nov. 21, 2006 | JCI | Stock Option (Right to Buy) | Common Shares (635,000) | $30.30 | Nov. 20, 2016 | 635,000 | Acquired |
| Nov. 21, 2006 | JCI | Restricted Stock Units | Common Shares (205,000) | — | — | 205,000 | Acquired |
| Nov. 20, 2006 | CCZ | Phantom Stock | Class A Common Stock (2,451) | — | — | 2,451 | Acquired |
| Nov. 22, 2005 | JCI | Performance Share Units | Common Shares (120,000) | — | — | 120,000 | Acquired |
| Nov. 22, 2005 | JCI | Stock Option (Right to Buy) | Common Shares (500,000) | $29.00 | Nov. 22, 2015 | 500,000 | Acquired |
| Nov. 21, 2005 | CCZ | Phantom Stock | Class A Common Stock (3,685) | — | — | 3,685 | Acquired |
| June 1, 2005 | CCZ | Option to Purchase [F1] | Class A Common Stock (3,750) | $31.57 | June 1, 2015 | 3,750 | Acquired |
| March 10, 2005 | JCI | Stock Option (Right to Buy) | Common Shares (600,000) | — | March 10, 2015 | 600,000 | Acquired |
| Aug. 2, 2004 | JCI | Deferred Stock Units (Call Equivalent) | Common Shares (545) | $0.00 | — | 545 | Acquired |
| May 3, 2004 | JCI | Deferred Stock Units (Call Equivalent) | Common Shares (607) | $0.00 | — | 607 | Acquired |
| March 26, 2004 | JCI | Stock Option (Right to buy) | Common Shares (600,000) | — | March 26, 2014 | 600,000 | Acquired |
| Feb. 2, 2004 | JCI | Deferred Stock Units (Call Equivalent) | Common Shares (630) | $0.00 | — | 630 | Acquired |
| Nov. 3, 2003 | JCI | Deferred Stock Units (Call Equivalent) | Common Shares (807) | $0.00 | — | 807 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 17 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 10, 2021 | IFF | Common Stock | 200 | Direct |
| June 5, 2019 | CTVA | Common Stock | — | Direct |
| June 5, 2019 | CTVA | Common Stock | — | Indirect |
| June 5, 2019 | CTVA | Non-Qualified Stock Options [F3]→ Common Stock (170,933) | 170,933 | Direct |
| June 5, 2019 | CTVA | Non-Qualified Stock Options [F3]→ Common Stock (113,955) | 113,955 | Direct |
| June 5, 2019 | CTVA | Non-Qualified Stock Options [F3]→ Common Stock (35,890) | 35,890 | Direct |
| June 5, 2019 | CTVA | Non-Qualified Stock Options [F3]→ Common Stock (273,825) | 273,825 | Direct |
| June 5, 2019 | CTVA | Phantom Stock Units [F8]→ Common Stock (254) | 254 | Direct |
| Sept. 11, 2017 | DD | Common Stock | 316,012 | Direct |
| Sept. 11, 2017 | DD | Common Stock | 19,422 | Indirect |
| Sept. 11, 2017 | DD | Employee Stock Options (Right to Buy)→ Common Stock (512,800) | 512,800 | Direct |
| Sept. 11, 2017 | DD | Employee Stock Options (Right to Buy)→ Common Stock (341,867) | 341,867 | Direct |
| Feb. 24, 2015 | CCZ | Class A Common Stock | — | Direct |
| Feb. 24, 2015 | CCZ | Class A Common Stock | — | Indirect |
| Feb. 24, 2015 | CCZ | Phantom Stock→ Class A Common Stock | — | Direct |
| Feb. 18, 2014 | CCZ | Class A Common Stock | 39,083,000 | Direct |
| Feb. 18, 2014 | CCZ | Phantom Stock→ Class A Common Stock (8,327,000) | 8,327,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $1,625,000 | — | — | $5,227,387 | $1,868,750 | $6,650,000 | $8,212,703 | $30,552,734 |
| 2011 | $1,625,000 | — | — | $4,797,849 | $2,925,000 | $3,880,000 | $2,238,610 | $20,379,622 |
| 2010 | $1,625,000 | — | — | $4,515,932 | $4,062,500 | $3,842,000 | $1,399,351 | $19,863,873 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $1,000,000 | — | — | — | $1,678,500 | — | $321,943 | $15,680,270 |
| 2023 | $1,000,000 | $5,000,000 | — | — | $675,000 | — | $349,783 | $19,854,971 |
| 2021 | $1,000,000 | — | — | — | $2,269,500 | — | $362,617 | $15,106,986 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.