Edward D I Smyth

Insider

First SEC filing: March 2, 2004 · Latest: March 2, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 2, 2015	SPGI	S	19,917	$103.34	$2,058,223	37,286 Direct	-34.82%	Disposed	339.4% (price as of 2026-08-20)
Feb. 26, 2015	SPGI	M	25,000	—	—	16,908 Direct	-59.65%	Disposed	(price as of 2026-08-20)
Feb. 26, 2015	SPGI	F	9,374	$103.49	$970,115	57,203 Direct	-14.08%	Disposed	338.8% (price as of 2026-08-20)
Feb. 26, 2015	SPGI	F	8,209	$103.49	$849,549	66,577 Direct	-10.98%	Disposed	338.8% (price as of 2026-08-20)
Feb. 26, 2015	SPGI	M	25,000	$33.98	$849,500	74,786 Direct	+50.21%	Acquired	1236.4% (price as of 2026-08-20)
Jan. 7, 2015	SPGI	F	13,081	—	—	49,786 Direct	-20.81%	Disposed	(price as of 2026-08-20)
June 24, 2014	SPGI	S	12,139	$83.30	$1,011,179	62,867 Direct	-16.18%	Disposed	445.1% (price as of 2026-08-20)
June 20, 2014	SPGI	M	40,296	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 20, 2014	SPGI	F	16,524	$82.71	$1,366,700	75,006 Direct	-18.05%	Disposed	449.0% (price as of 2026-08-20)
June 20, 2014	SPGI	F	10,694	$82.71	$884,501	91,530 Direct	-10.46%	Disposed	449.0% (price as of 2026-08-20)
June 20, 2014	SPGI	M	40,296	$21.95	$884,497	102,224 Direct	+65.07%	Acquired	1968.8% (price as of 2026-08-20)
April 1, 2014	SPGI	A	10,004	—	—	10,004 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 25, 2014	SPGI	F	9,822	—	—	61,928 Direct	-13.69%	Disposed	(price as of 2026-08-20)
Feb. 25, 2014	SPGI	A	20,852	$79.99	$1,667,951	71,750 Direct	+40.97%	Acquired	467.7% (price as of 2026-08-20)
May 2, 2013	SPGI	A	1	—	—	50,898 Direct	0.00%	Acquired	(price as of 2026-08-20)
April 1, 2013	SPGI	A	16,227	—	—	16,227 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 26, 2013	SPGI	A	26,260	$45.87	$1,204,546	50,897 Direct	+106.59%	Acquired	890.0% (price as of 2026-08-20)
Jan. 11, 2013	SPGI	F	7,213	—	—	24,637 Direct	-22.65%	Disposed	(price as of 2026-08-20)
March 2, 2012	SPGI	F	5,995	$46.23	$277,149	31,850 Direct	-15.84%	Disposed	882.3% (price as of 2026-08-20)
Jan. 6, 2012	SPGI	F	4,668	—	—	37,845 Direct	-10.98%	Disposed	(price as of 2026-08-20)
April 1, 2011	SPGI	A	36,792	—	—	36,792 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 22, 2011	SPGI	A	17,265	$38.04	$656,761	42,513 Direct	+68.38%	Acquired	1093.7% (price as of 2026-08-20)
April 1, 2010	SPGI	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 23, 2010	SPGI	A	11,320	$34.30	$388,276	25,248 Direct	+81.28%	Acquired	1223.9% (price as of 2026-08-20)
April 1, 2009	SPGI	A	38,462	—	—	38,462 Direct	—	Acquired	(price as of 2026-08-20)
March 2, 2009	SPGI	A	13,928	$17.95	$250,008	13,928 Direct	—	Acquired	2429.8% (price as of 2026-08-20)
Feb. 26, 2004	HAIN	A	23,000	—	—	23,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 26, 2015	SPGI	Options (Right to Buy)	Common Stock (25,000)	$33.98	March 31, 2020	25,000	Disposed
June 20, 2014	SPGI	Options (Right to Buy)	Common Stock (40,296)	$21.95	March 31, 2019	40,296	Disposed
April 1, 2014	SPGI	Options (Right to Buy)	Common Stock (10,004)	$77.81	March 31, 2024	10,004	Acquired
April 1, 2013	SPGI	Options (Right to Buy)	Common Stock (16,227)	$51.55	March 31, 2023	16,227	Acquired
April 1, 2011	SPGI	Options (Right to Buy)	Common Stock (36,792)	$39.19	March 31, 2021	36,792	Acquired
April 1, 2010	SPGI	Options (Right to Buy)	Common Stock (40,000)	$35.60	March 31, 2020	40,000	Acquired
April 1, 2009	SPGI	Options (Right to Buy)	Common Stock (38,462)	$22.99	March 31, 2019	38,462	Acquired
Feb. 26, 2004	HAIN	Stock option (right to buy)	Common Stock (23,000)	$22.08	Feb. 26, 2014	23,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SPGI

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	$560,000	—	—	—	$525,000	$0	$125,308	$1,990,308
2009	$437,539	—	—	—	$330,000	$0	$19,689	$1,480,557

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.