Insider at

04

Insider transactions

05
0 buys (P) 8 sells (S) Net: $-2,932,391 + 56 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

56 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 3, 2026 MIAX S 10b5-1 11,000 $42.21 $464,310 119,601 Direct -8.42% Disposed -21.8% (price as of 2026-10-02)
Aug. 4, 2026 MIAX S 10b5-1 11,000 $45.78 $503,580 119,601 Direct -8.42% Disposed -27.9% (price as of 2026-10-02)
July 6, 2026 MIAX S 10b5-1 11,000 $42.04 $462,440 119,601 Direct -8.42% Disposed -21.5% (price as of 2026-10-02)
June 2, 2026 MIAX S 10b5-1 11,000 $42.16 $463,760 116,221 Direct -8.65% Disposed -21.7% (price as of 2026-10-02)
May 4, 2026 MIAX S 10b5-1 11,000 $47.28 $520,080 116,221 Direct -8.65% Disposed -30.2% (price as of 2026-10-02)
April 8, 2026 MIAX S 10b5-1 7,572 $42.02 $318,175 116,221 Direct -6.12% Disposed -21.4% (price as of 2026-10-02)
April 7, 2026 MIAX S 10b5-1 762 $42.00 $32,004 116,221 Direct -0.65% Disposed -21.4% (price as of 2026-10-02)
April 7, 2026 MIAX S 10b5-1 4,001 $42.00 $168,042 116,221 Direct -3.33% Disposed -21.4% (price as of 2026-10-02)
Aug. 13, 2025 MIAX P 100 $23.00 $2,300 32,193 Direct +0.31% Acquired 43.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 3, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (11,000) $12.00 July 31, 2029 11,000 Disposed
Aug. 4, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (11,000) $12.00 July 31, 2029 11,000 Disposed
July 6, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (3,667) $12.00 July 31, 2029 3,667 Disposed
July 6, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (7,333) $12.00 May 17, 2028 7,333 Disposed
June 16, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (7,101) $40.24 June 15, 2036 7,101 Acquired
June 16, 2026 MIAX Incentive Stock Option (Right to Buy) Common Stock (2,485) $40.24 June 15, 2036 2,485 Acquired
June 2, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (11,000) $12.00 May 17, 2028 11,000 Disposed
May 4, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (11,000) $12.00 May 17, 2028 11,000 Disposed
April 8, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (7,572) $12.00 Aug. 2, 2026 7,572 Disposed
April 7, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (762) $12.00 Aug. 2, 2026 762 Disposed
April 7, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (4,001) $12.00 May 17, 2028 4,001 Disposed
Sept. 10, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (16,666) $12.00 Aug. 2, 2026 16,666 Disposed
Sept. 9, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (62,500) $12.00 Sept. 17, 2025 62,500 Disposed
Aug. 15, 2025 MIAX Series B Preferred Stock Common Stock (500) · · 500 Disposed
Aug. 15, 2025 MIAX Nonvoting Common Stock Common Stock (49,194) · · 49,194 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (16,666) · Aug. 2, 2026 16,666 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (16,666) · Aug. 2, 2026 16,666 Acquired
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (16,666) · May 17, 2028 16,666 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (16,666) · May 17, 2028 16,666 Acquired
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (8,333) · July 31, 2029 8,333 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (8,333) · July 31, 2029 8,333 Acquired
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (6,570) · Nov. 30, 2030 6,570 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (6,570) · Nov. 30, 2030 6,570 Acquired
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (6,195) · Sept. 9, 2031 6,195 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (6,195) · Sept. 9, 2031 6,195 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Series B Preferred Stock (62,500) · Sept. 17, 2025 62,500 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (62,500) · Sept. 17, 2025 62,500 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (8,334) · Aug. 2, 2026 8,334 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (8,334) · Aug. 2, 2026 8,334 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (33,334) · May 17, 2028 33,334 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (33,334) · May 17, 2028 33,334 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (91,667) · July 31, 2029 91,667 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (91,667) · July 31, 2029 91,667 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (55,930) · Nov. 30, 2030 55,930 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (55,930) · Nov. 30, 2030 55,930 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (56,304) · Sept. 9, 2031 56,304 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (56,304) · Sept. 9, 2031 56,304 Acquired
Aug. 13, 2025 MIAX Nonvoting Common Stock Common Stock (5,303) · · 5,303 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 20 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 13, 2025 MIAX Common Stock 32,093 Direct
Aug. 13, 2025 MIAX Series B Preferred Stock→ Common Stock (500) 500 Direct
Aug. 13, 2025 MIAX Nonvoting Common Stock→ Common Stock (54,497) 54,497 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (16,666) 16,666 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (16,666) 16,666 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (8,333) 8,333 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (6,570) 6,570 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (6,195) 6,195 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (10,080) 10,080 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (4,980) 4,980 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (4,464) 4,464 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Series B Preferred Stock (62,500) 62,500 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (8,334) 8,334 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (33,334) 33,334 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (91,667) 91,667 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (55,930) 55,930 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (56,304) 56,304 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (14,920) 14,920 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (20,020) 20,020 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (20,536) 20,536 Direct