Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 36 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

36 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 10, 2013 NCMI S 2,320 $17.04 $39,533 18,416 Direct -11.19% Disposed -98.8% (price as of 2026-10-02)
May 10, 2013 NCMI S 7,680 $17.02 $130,714 10,736 Direct -41.70% Disposed -98.8% (price as of 2026-10-02)
Dec. 1, 2010 NCMI S 6,461 $19.33 $124,891 3,000 Direct -68.29% Disposed -98.9% (price as of 2026-10-02)
Sept. 14, 2007 ETD S 3,920 $32.46 $127,243 3,080 Direct -56.00% Disposed -35.1% (price as of 2026-10-02)
Feb. 8, 2007 NCMI P 1,000 $21.00 $21,000 1,000 Direct · Acquired -99.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 15, 2014 NCMI Restricted Stock Units Common Stock (5,144) · · 5,144 Acquired
Feb. 12, 2013 NCMI Restricted Stock Units Common Stock (7,610) · · 7,610 Disposed
Jan. 16, 2013 NCMI Restricted Stock Units Common Stock (6,676) · · 6,676 Acquired
Feb. 13, 2012 NCMI Restricted Stock Units Common Stock (5,446) · · 5,446 Disposed
Jan. 12, 2012 NCMI Restricted Stock Units Common Stock (7,610) · · 7,610 Acquired
Jan. 12, 2012 NCMI Restricted Stock Units Common Stock (5,984) · · 5,984 Acquired
Feb. 14, 2011 NCMI Restricted Stock Units Common Stock (5,680) · · 5,680 Disposed
Jan. 13, 2011 NCMI Restricted Stock Units Common Stock (5,446) · · 5,446 Acquired
Feb. 15, 2010 NCMI Restricted Stock Units Common Stock (0) · · 6,508 Acquired
Jan. 14, 2010 NCMI Restricted Stock Units Common Stock (5,680) · · 5,680 Acquired
Jan. 15, 2009 NCMI Restricted Stock Units Common Stock (6,508) · · 6,508 Acquired
Sept. 14, 2007 ETD Common Stock Common Stock (6,000) $21.17 Sept. 17, 2007 6,000 Disposed
July 25, 2006 ETD Option Ethan Allen Common Stock (1,500) $36.80 July 25, 2016 1,500 Acquired
July 25, 2006 ETD Option Ethan Allen Common Stock (1,500) $36.80 July 25, 2016 1,500 Acquired
July 26, 2005 ETD Ethan Allen Common Stock - Options Ethan Allen Common Stock -Option (1,500) $32.74 July 26, 2015 1,500 Acquired
July 26, 2005 ETD Ethan Allen Common Stock - Options Ethan Allen Common Stock -Option (1,500) $32.74 July 26, 2015 1,500 Acquired
July 28, 2004 ETD Ethan Allen Common Stock - Options Ethan Allen Common Stock -Option (1,500) $34.04 July 29, 2014 1,500 Acquired
July 28, 2004 ETD Ethan Allen Common Stock - Options Ethan Allen Common Stock -Option (1,500) $34.04 July 29, 2014 1,500 Acquired
May 3, 2004 ETD Exercised Option Ethan Allen Interiors Inc. Common Stock (4,500) $6.33 Aug. 8, 2005 4,500 Disposed
May 3, 2004 ETD Exercised Option Ethan Allen Interiors Inc. Common Stock (7,500) $6.50 July 27, 2004 7,500 Disposed
July 29, 2003 ETD Ethan Allen Common Stock - Options Ethan Allen Common Stock - Option (1,500) $34.95 July 29, 2013 1,500 Acquired
July 29, 2003 ETD Ethan Allen Common Stock - Options Ethan Allen Comon Stock - Option (1,500) $34.95 July 29, 2013 1,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 7, 2007 NCMI Common Stock 0 Direct