Edward J Mathias

Insider

First SEC filing: May 3, 2012 · Latest: May 3, 2012

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 20, 2017	CGABL	S	17,133	$21.21	$363,391	16,981 Direct	-50.22%	Disposed	-24.4% (price as of 2026-08-20)
Aug. 2, 2017	CGABL	S	6,593	$21.25	$140,101	34,114 Direct	-16.20%	Disposed	-24.5% (price as of 2026-08-20)
Feb. 1, 2017	CGABL	A	2,617	—	—	40,707 Direct	+6.87%	Acquired	(price as of 2026-08-20)
Feb. 1, 2016	CGABL	A	4,485	—	—	38,090 Direct	+13.35%	Acquired	(price as of 2026-08-20)
Aug. 3, 2015	CGABL	S	1,542	$25.65	$39,552	33,605 Direct	-4.39%	Disposed	-37.5% (price as of 2026-08-20)
June 5, 2015	CGABL	D	49,781	$30.07	$1,496,915	569,461 Direct	-8.04%	Disposed	-46.7% (price as of 2026-08-20)
Feb. 1, 2015	CGABL	A	2,282	—	—	35,147 Direct	+6.94%	Acquired	(price as of 2026-08-20)
March 10, 2014	CGABL	D	49,060	$32.63	$1,600,828	619,242 Direct	-7.34%	Disposed	-50.8% (price as of 2026-08-20)
Feb. 1, 2014	CGABL	A	4,137	—	—	32,865 Direct	+14.40%	Acquired	(price as of 2026-08-20)
Feb. 1, 2014	CGABL	A	28,728	—	—	28,728 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 5, 2015	CGABL	Carlyle Holdings partnership units	Common Units Representing limited partnership interests (49,781)	—	—	49,781	Disposed
March 10, 2014	CGABL	Carlyle Holdings partnership units	Common Units Representing limited partnership interests (49,060)	—	—	49,060	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 3, 2012	CGABL	Carlyle Holdings partnership units→ Common Units representing limited partnership interests (668,302)	668,302	Direct