Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 20, 2017 CGABL S 17,133 $21.21 $363,391 16,981 Direct -50.22% Disposed -27.3% (price as of 2026-10-02)
Aug. 2, 2017 CGABL S 6,593 $21.25 $140,101 34,114 Direct -16.20% Disposed -27.5% (price as of 2026-10-02)
Aug. 3, 2015 CGABL S 1,542 $25.65 $39,552 33,605 Direct -4.39% Disposed -39.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 5, 2015 CGABL Carlyle Holdings partnership units Common Units Representing limited partnership interests (49,781) · · 49,781 Disposed
March 10, 2014 CGABL Carlyle Holdings partnership units Common Units Representing limited partnership interests (49,060) · · 49,060 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 3, 2012 CGABL Carlyle Holdings partnership units→ Common Units representing limited partnership interests (668,302) 668,302 Direct