Edward Vallejo — SEC Insider Profile, Roles & Companies

Insider at

04

05

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 19, 2015	AWK	S	400	$53.81	$21,524	10,573 Direct	-3.65%	Disposed	137.6% (price as of 2026-10-05)
May 12, 2015	AWK	S	5,360	$52.34	$280,542	9,735 Direct	-35.51%	Disposed	144.2% (price as of 2026-10-05)
Feb. 17, 2015	AWK	A	4,428	·	·	4,428 Direct	·	Acquired	(price as of 2026-10-05)
Feb. 17, 2015	AWK	A	676	·	·	676 Direct	·	Acquired	(price as of 2026-10-05)
Feb. 17, 2015	AWK	A	521	·	·	3,507 Direct	+17.45%	Acquired	(price as of 2026-10-05)
Jan. 16, 2015	AWK	M	815	·	·	10,756 Direct	+8.20%	Acquired	(price as of 2026-10-05)
Jan. 16, 2015	AWK	A	918	·	·	11,674 Direct	+8.53%	Acquired	(price as of 2026-10-05)
Jan. 16, 2015	AWK	F	673	$55.71	$37,493	11,001 Direct	-5.76%	Disposed	129.5% (price as of 2026-10-05)
Jan. 16, 2015	AWK	A	349	·	·	815 Direct	+74.89%	Acquired	(price as of 2026-10-05)
Jan. 16, 2015	AWK	M	815	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-05)
Jan. 1, 2015	AWK	F	80	$53.30	$4,264	9,941 Direct	-0.80%	Disposed	139.8% (price as of 2026-10-05)
Nov. 12, 2014	AWK	M	5,074	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-05)
Nov. 12, 2014	AWK	S	5,074	$52.34	$265,573	10,021 Direct	-33.61%	Disposed	144.2% (price as of 2026-10-05)
Nov. 12, 2014	AWK	M	5,074	$27.08	$137,404	15,095 Direct	+50.63%	Acquired	372.1% (price as of 2026-10-05)
Aug. 15, 2014	AWK	S	144	$49.81	$7,173	10,021 Direct	-1.42%	Disposed	156.7% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 17, 2015	AWK	Employee Stock Option (right to buy)	Common Stock (4,428)	$52.75	Dec. 31, 2021	4,428	Acquired
Feb. 17, 2015	AWK	Performance Stock Unit	Common Stock (676)	·	Dec. 31, 2017	676	Acquired
Jan. 16, 2015	AWK	Performance Stock Units	Common Stock (349)	·	Dec. 31, 2014	349	Acquired
Jan. 16, 2015	AWK	Performance Stock Units	Common Stock (815)	·	Dec. 31, 2014	815	Disposed
Nov. 12, 2014	AWK	Employee Stock Option (right to buy)	Common Stock (5,074)	$27.08	Dec. 31, 2017	5,074	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 19, 2014	AWK	Common Stock	·	Direct
May 19, 2014	AWK	Performance Stock Unit→ Common Stock (466)	466	Direct
May 19, 2014	AWK	Performance Stock Unit→ Common Stock (499)	499	Direct
May 19, 2014	AWK	Performance Stock Unit→ Common Stock (438)	438	Direct
May 19, 2014	AWK	Employee Stock Option (right to buy)→ Common Stock (5,074)	5,074	Direct
May 19, 2014	AWK	Employee Stock Option (right to buy)→ Common Stock (4,269)	4,269	Direct
May 19, 2014	AWK	Employee Stock Option (right to buy)→ Common Stock (2,260)	2,260	Direct
May 19, 2014	AWK	Employee Stock Option (right to buy)→ Common Stock (2,550)	2,550	Direct