Elaine K Roberts

CIK 1218024 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 31, 2017 · Latest: Jan. 31, 2017

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 31, 2007 OPY S 2,000 $44.04 $88,080 166,594 Direct -1.19% Disposed 155.9% (price as of 2026-08-21)
May 31, 2007 OPY S 1,500 $43.10 $64,650 168,594 Direct -0.88% Disposed 161.5% (price as of 2026-08-21)
May 30, 2007 OPY S 2,424 $42.05 $101,929 170,094 Direct -1.41% Disposed 168.0% (price as of 2026-08-21)
May 29, 2007 OPY S 2,076 $42.05 $87,296 172,518 Direct -1.19% Disposed 168.0% (price as of 2026-08-21)
May 25, 2007 OPY S 4,000 $42.12 $168,480 174,594 Direct -2.24% Disposed 167.5% (price as of 2026-08-21)
March 2, 2004 OPY S 200 $33.00 $6,600 178,594 Direct -0.11% Disposed 241.5% (price as of 2026-08-21)
March 1, 2004 OPY S 400 $33.10 $13,240 180,894 Direct -0.22% Disposed 240.5% (price as of 2026-08-21)
March 1, 2004 OPY S 2,100 $33.00 $69,300 178,794 Direct -1.16% Disposed 241.5% (price as of 2026-08-21)
Feb. 27, 2004 OPY S 1,000 $33.02 $33,020 181,294 Direct -0.55% Disposed 241.3% (price as of 2026-08-21)
Feb. 11, 2004 OPY S 300 $33.72 $10,116 183,694 Direct -0.16% Disposed 234.2% (price as of 2026-08-21)
Feb. 11, 2004 OPY S 300 $33.74 $10,122 183,394 Direct -0.16% Disposed 234.0% (price as of 2026-08-21)
Feb. 11, 2004 OPY S 1,100 $33.65 $37,015 182,294 Direct -0.60% Disposed 234.9% (price as of 2026-08-21)
Feb. 9, 2004 OPY S 200 $33.80 $6,760 184,994 Direct -0.11% Disposed 233.4% (price as of 2026-08-21)
Feb. 9, 2004 OPY S 300 $33.76 $10,128 184,694 Direct -0.16% Disposed 233.8% (price as of 2026-08-21)
Feb. 9, 2004 OPY S 700 $33.72 $23,604 183,994 Direct -0.38% Disposed 234.2% (price as of 2026-08-21)
Feb. 6, 2004 OPY S 2,000 $33.65 $67,300 185,194 Direct -1.07% Disposed 234.9% (price as of 2026-08-21)
Feb. 3, 2004 OPY S 4,800 $33.65 $161,520 187,194 Direct -2.50% Disposed 234.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 14, 2018 OPY Restricted Class A non-voting stock Class A non-voting common stock (7,625) — — 7,625 Disposed
March 1, 2018 OPY Restricted Class A non-voting common stock Class A non-voting common stock (2,500) — — 2,500 Acquired
Feb. 26, 2018 OPY Restricted Class A non-voting common stock Class A non-voting common stock (1,900) — — 1,900 Disposed
Aug. 22, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (875) — — 875 Acquired
July 27, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (1,000) — — 1,000 Disposed
July 1, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (1,000) — — 1,000 Disposed
Feb. 24, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (2,032) — — 2,032 Disposed
Feb. 23, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (3,500) — — 3,500 Acquired
Feb. 22, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (3,500) — — 3,500 Disposed
Feb. 10, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (1,610) — — 1,610 Disposed
July 1, 2016 OPY Restricted Class A non-voting common stock Class A non-voting common stock (1,000) — — 1,000 Disposed
Feb. 10, 2016 OPY Restricted Class A non-voting common stock Class A non-voting common stock (8,390) — — 8,390 Disposed
Jan. 28, 2016 OPY Restricted Class A non-voting common stock Class A non-voting common stock (4,000) — — 4,000 Acquired
July 27, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (500) — — 500 Disposed
July 1, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (500) — — 500 Disposed
Feb. 25, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (635) — — 635 Disposed
Jan. 28, 2015 OPY Restricted Class A non voting common stock Class A non voting common stock (2,000) — — 2,000 Acquired
Jan. 27, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (5,000) — — 5,000 Disposed
July 1, 2014 OPY Restricted Class A non-voting common stock Class A non-voting common stock (500) — — 500 Disposed
Feb. 24, 2014 OPY Restricted Class A non-voting common stock Class A non-voting common stock (4,618) — — 4,618 Disposed
Jan. 2, 2014 OPY Restricted Class A non voting common stock Class A non voting common stock (2,000) — — 2,000 Acquired
Jan. 29, 2011 OPY Restricted Class A non voting common stock Class A non voting common stock — Jan. 29, 2011 8,500 Disposed
Jan. 27, 2011 OPY Restricted Class A non voting common stock Class A non voting common stock (10,000) — Jan. 26, 2016 10,000 Acquired
Jan. 28, 2010 OPY Restricted Class A Shares Class A non-voting common stock (5,000) — Jan. 27, 2015 5,000 Acquired
Feb. 25, 2009 OPY Restricted Class A Shares Class A non-voting common stock (10,000) — Feb. 24, 2014 10,000 Acquired
Jan. 29, 2008 OPY Restricted Class A Shares Class A non-voting shares (10,000) — Jan. 28, 2011 10,000 Acquired
Jan. 2, 2008 OPY Options on Class A Shares Class A non-voting shares (10,000) $24.31 Jan. 23, 2008 10,000 Disposed
March 17, 2004 OPY OPTIONS ON CLASS A NON-VOTING SHARES CLASS A NON-VOTING SHARES (75,000) $33.00 Feb. 25, 2009 75,000 Acquired
Feb. 2, 2004 OPY OPTIONS ON CLASS A NON-VOTING SHARES CLASS A NON-VOTING SHARES (75,000) $13.88 Feb. 23, 2004 75,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

OPY

Treasurer and Director of the Company and Treasurer of Oppenheimer & Co. Inc.
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 — — — — — — — —
2011 — — — — — — — —
2002 $183,300 $60,000 — — — — $0 —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.