Elizabeth Hackenson — SEC Insider Profile, Roles & Companies

Insider at

AES buying Nov. 12, 2015

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

40 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 24, 2017	AES	A	10,989	$11.93	$131,099	99,056 Direct	+12.48%	Acquired	25.0% (price as of 2026-10-02)
Feb. 24, 2017	AES	F	2,329	$11.93	$27,785	88,067 Direct	-2.58%	Disposed	25.0% (price as of 2026-10-02)
Feb. 24, 2017	AES	A	7,036	·	·	90,396 Direct	+8.44%	Acquired	(price as of 2026-10-02)
Feb. 21, 2017	AES	F	863	$11.78	$10,166	83,360 Direct	-1.02%	Disposed	26.6% (price as of 2026-10-02)
Feb. 17, 2017	AES	F	1,767	$11.46	$20,250	84,223 Direct	-2.05%	Disposed	30.1% (price as of 2026-10-02)
Feb. 17, 2017	AES	F	1,244	$11.46	$14,256	85,990 Direct	-1.43%	Disposed	30.1% (price as of 2026-10-02)
Feb. 19, 2016	AES	F	1,062	$9.41	$9,993	73,430 Direct	-1.43%	Disposed	58.4% (price as of 2026-10-02)
Feb. 19, 2016	AES	F	910	$9.41	$8,563	74,492 Direct	-1.21%	Disposed	58.4% (price as of 2026-10-02)
Feb. 19, 2016	AES	F	4,024	$9.41	$37,866	75,402 Direct	-5.07%	Disposed	58.4% (price as of 2026-10-02)
Feb. 19, 2016	AES	A	12,216	·	·	79,426 Direct	+18.18%	Acquired	(price as of 2026-10-02)
Feb. 19, 2016	AES	A	13,804	·	·	87,234 Direct	+18.80%	Acquired	(price as of 2026-10-02)
Feb. 15, 2016	AES	F	1,449	$9.17	$13,287	67,210 Direct	-2.11%	Disposed	62.6% (price as of 2026-10-02)
Nov. 12, 2015	AES	P	5,000	$9.81	$49,050	68,659 Direct	+7.85%	Acquired	52.0% (price as of 2026-10-02)
Feb. 24, 2015	AES	F	1,035	$11.64	$12,047	63,659 Direct	-1.60%	Disposed	28.1% (price as of 2026-10-02)
Feb. 23, 2015	AES	F	1,449	$11.86	$17,185	64,694 Direct	-2.19%	Disposed	25.7% (price as of 2026-10-02)
Feb. 21, 2015	AES	F	863	$11.89	$10,261	66,143 Direct	-1.29%	Disposed	25.4% (price as of 2026-10-02)
Feb. 20, 2015	AES	A	406	$11.89	$4,827	4,558 Direct	+9.78%	Acquired	25.4% (price as of 2026-10-02)
Feb. 20, 2015	AES	A	73,500	·	·	73,500 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 20, 2015	AES	A	9,891	·	·	67,006 Direct	+17.32%	Acquired	(price as of 2026-10-02)
Feb. 20, 2015	AES	F	3,251	$11.89	$38,654	57,115 Direct	-5.39%	Disposed	25.4% (price as of 2026-10-02)
Feb. 20, 2015	AES	A	9,851	·	·	60,366 Direct	+19.50%	Acquired	(price as of 2026-10-02)
Feb. 21, 2014	AES	A	4,886	·	·	44,095 Direct	+12.46%	Acquired	(price as of 2026-10-02)
Feb. 21, 2014	AES	F	1,618	$14.63	$23,671	42,477 Direct	-3.67%	Disposed	1.9% (price as of 2026-10-02)
Feb. 21, 2014	AES	A	8,038	·	·	50,515 Direct	+18.92%	Acquired	(price as of 2026-10-02)
Feb. 21, 2014	AES	A	44,211	·	·	44,211 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 21, 2014	AES	A	680	$14.63	$9,948	4,152 Direct	+19.59%	Acquired	1.9% (price as of 2026-10-02)
Feb. 18, 2014	AES	F	899	$14.76	$13,269	39,209 Direct	-2.24%	Disposed	1.0% (price as of 2026-10-02)
Feb. 17, 2014	AES	F	980	$14.62	$14,328	40,108 Direct	-2.39%	Disposed	2.0% (price as of 2026-10-02)
Feb. 15, 2014	AES	F	1,449	$14.62	$21,184	41,088 Direct	-3.41%	Disposed	2.0% (price as of 2026-10-02)
Dec. 31, 2013	AES	F	3,501	$14.51	$50,800	42,537 Direct	-7.60%	Disposed	2.8% (price as of 2026-10-02)
Feb. 15, 2013	AES	A	846	$11.17	$9,450	3,472 Direct	+32.22%	Acquired	33.5% (price as of 2026-10-02)
Feb. 15, 2013	AES	A	61,759	·	·	61,759 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 15, 2013	AES	F	2,106	$11.17	$23,524	46,038 Direct	-4.37%	Disposed	33.5% (price as of 2026-10-02)
Feb. 15, 2013	AES	A	11,316	·	·	48,144 Direct	+30.73%	Acquired	(price as of 2026-10-02)
Nov. 20, 2012	AES	P	10,000	$9.89	$98,900	36,828 Direct	+37.27%	Acquired	50.8% (price as of 2026-10-02)
Jan. 6, 2006	723527	D	78,086	·	·	0 Direct	-100.00%	Disposed
Nov. 28, 2005	723527	S	1,884	$19.77	$37,247	78,086 Direct	-2.36%	Disposed
Oct. 20, 2005	723527	S	566	$19.83	$11,224	79,970 Direct	-0.70%	Disposed
Aug. 28, 2005	723527	S	1,439	$25.55	$36,766	80,536 Direct	-1.76%	Disposed
July 20, 2005	723527	F	377	$25.53	$9,625	81,975 Direct	-0.46%	Disposed
May 28, 2005	723527	F	1,438	$25.63	$36,856	82,352 Direct	-1.72%	Disposed
April 20, 2005	723527	F	377	$26.27	$9,904	83,790 Direct	-0.45%	Disposed
Feb. 28, 2005	723527	A	71,448	·	·	84,167 Direct	+561.74%	Acquired
Jan. 20, 2005	723527	F	449	$18.24	$8,190	12,719 Direct	-3.41%	Disposed
Oct. 20, 2004	723527	F	377	$15.90	$5,994	13,168 Direct	-2.78%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 20, 2015	AES	Units	Common Stock (406)	·	·	406	Acquired
Feb. 20, 2015	AES	Stock Option (Right to Buy)	Common Stock (73,500)	$11.89	Feb. 20, 2025	73,500	Acquired
Feb. 21, 2014	AES	Stock Option (Right to Buy)	Common Stock (44,211)	$14.63	Feb. 21, 2024	44,211	Acquired
Feb. 21, 2014	AES	Units	Common Stock (680)	·	·	680	Acquired
Feb. 15, 2013	AES	Units	Common Stock (846)	·	·	846	Acquired
Feb. 15, 2013	AES	Stock Option (Right to Buy)	Common Stock (61,759)	$11.17	Feb. 15, 2023	61,759	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 5, 2012	AES	Common Stock	·	Direct
July 5, 2012	AES	Common Stock	·	Indirect
July 5, 2012	AES	Stock Option (Right to Buy)→ Common Stock (43,605)	43,605	Direct
July 5, 2012	AES	Stock Option (Right to Buy)→ Common Stock (23,257)	23,257	Direct
July 5, 2012	AES	Stock Option (Right to Buy)→ Common Stock (28,108)	28,108	Direct
July 5, 2012	AES	Stock Option (Right to Buy)→ Common Stock (32,013)	32,013	Direct
July 5, 2012	AES	Units→ Common Stock (2,626)	2,626	Direct