ELLIOTT ASSOCIATES, L.P.
CIK 904495 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 13, 2019 · Latest: Dec. 13, 2019
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 40 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
40 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 28, 2019 | HWM | S | 228,415 | $25.05 | $5,721,796 | 13,435,039 Direct | -1.67% | Disposed | 1001.8% (price as of 2026-08-21) |
| Aug. 27, 2019 | HWM | S | 851,021 | $25.17 | $21,420,199 | 13,663,454 Direct | -5.86% | Disposed | 996.5% (price as of 2026-08-21) |
| Aug. 26, 2019 | HWM | S | 811,348 | $24.94 | $20,235,019 | 14,514,475 Indirect | -5.29% | Disposed | 1006.7% (price as of 2026-08-21) |
| Aug. 23, 2019 | HWM | S | 1,282,860 | $24.51 | $31,442,899 | 15,325,823 Direct | -7.72% | Disposed | 1026.1% (price as of 2026-08-21) |
| June 26, 2019 | 904495 | P | 170,844 | — | — | 5,225,017 Indirect | +3.38% | Acquired | |
| Feb. 26, 2019 | 904495 | P | 231,143,609 | $0.50 | $115,571,804 | 271,640,210 Direct | +570.77% | Acquired | |
| Nov. 14, 2018 | 904495 | P | 277,611 | $0.70 | $194,328 | 1,677,715 Direct | +19.83% | Acquired | |
| Aug. 14, 2018 | BTU | S | 1,805,626 | $41.82 | $75,511,279 | 9,013,135 Indirect | -16.69% | Disposed | -34.1% (price as of 2026-08-21) |
| Aug. 14, 2018 | BTU | S | 489,926 | $41.82 | $20,488,705 | 10,818,761 Direct | -4.33% | Disposed | -34.1% (price as of 2026-08-21) |
| May 15, 2018 | HWM | P | 256,000 | $17.96 | $4,597,760 | 16,608,683 Direct | +1.57% | Acquired | 1436.7% (price as of 2026-08-21) |
| Sept. 27, 2017 | 904495 | S | 63,354 | $8.25 | $522,670 | 3,737,199 Direct | -1.67% | Disposed | |
| Sept. 27, 2017 | 904495 | S | 198,504 | $8.26 | $1,639,643 | 3,800,553 Direct | -4.96% | Disposed | |
| Sept. 26, 2017 | 904495 | S | 88,617 | $8.25 | $731,090 | 3,999,057 Indirect | -2.17% | Disposed | |
| Sept. 15, 2017 | 904495 | S | 800 | $8.30 | $6,640 | 4,087,674 Indirect | -0.02% | Disposed | |
| Sept. 15, 2017 | 904495 | S | 150,000 | $8.25 | $1,237,500 | 4,088,474 Indirect | -3.54% | Disposed | |
| Sept. 12, 2017 | 904495 | S | 25,000 | $8.15 | $203,750 | 3,976,106 Indirect | -0.62% | Disposed | |
| Sept. 1, 2017 | 904495 | S | 50,000 | $8.26 | $413,000 | 4,001,106 Indirect | -1.23% | Disposed | |
| Aug. 28, 2017 | 904495 | S | 1,000 | $8.25 | $8,250 | 4,051,106 Indirect | -0.02% | Disposed | |
| Aug. 25, 2017 | 904495 | S | 26,000 | $8.25 | $214,500 | 4,052,106 Indirect | -0.64% | Disposed | |
| Aug. 23, 2017 | 904495 | S | 920 | $8.31 | $7,645 | 4,078,106 Direct | -0.02% | Disposed | |
| Aug. 23, 2017 | 904495 | S | 7,264 | $8.30 | $60,291 | 4,079,026 Direct | -0.18% | Disposed | |
| Aug. 23, 2017 | 904495 | S | 120,000 | $8.30 | $996,000 | 4,086,290 Direct | -2.85% | Disposed | |
| June 2, 2017 | BTU | P | 2,903 | $23.62 | $68,569 | 3,672,292 Indirect | +0.08% | Acquired | 16.6% (price as of 2026-08-21) |
| June 2, 2017 | BTU | P | 12,000 | $23.18 | $278,160 | 3,669,389 Indirect | +0.33% | Acquired | 18.9% (price as of 2026-08-21) |
| June 1, 2017 | BTU | P | 5,097 | $23.74 | $121,003 | 3,657,389 Indirect | +0.14% | Acquired | 16.1% (price as of 2026-08-21) |
| May 31, 2017 | BTU | P | 4,045 | $24.00 | $97,080 | 3,652,292 Indirect | +0.11% | Acquired | 14.8% (price as of 2026-08-21) |
| May 25, 2017 | BTU | P | 992 | $23.87 | $23,679 | 3,648,247 Indirect | +0.03% | Acquired | 15.4% (price as of 2026-08-21) |
| May 23, 2017 | BTU | P | 8,436 | $23.35 | $196,981 | 3,647,255 Indirect | +0.23% | Acquired | 18.0% (price as of 2026-08-21) |
| May 16, 2017 | BTU | P | 83,405 | $24.25 | $2,022,571 | 3,638,819 Indirect | +2.35% | Acquired | 13.6% (price as of 2026-08-21) |
| May 15, 2017 | BTU | P | 64,000 | $25.01 | $1,600,640 | 3,555,414 Indirect | +1.83% | Acquired | 10.2% (price as of 2026-08-21) |
| May 12, 2017 | BTU | P | 29,017 | $24.70 | $716,720 | 3,491,414 Indirect | +0.84% | Acquired | 11.5% (price as of 2026-08-21) |
| May 11, 2017 | BTU | P | 56,000 | $25.00 | $1,400,000 | 3,462,397 Indirect | +1.64% | Acquired | 10.2% (price as of 2026-08-21) |
| May 10, 2017 | BTU | P | 13,280 | $24.97 | $331,602 | 3,406,397 Indirect | +0.39% | Acquired | 10.3% (price as of 2026-08-21) |
| May 9, 2017 | BTU | P | 32,000 | $24.58 | $786,560 | 3,393,117 Indirect | +0.95% | Acquired | 12.1% (price as of 2026-08-21) |
| May 8, 2017 | BTU | P | 15,649 | $24.14 | $377,767 | 3,361,117 Indirect | +0.47% | Acquired | 14.1% (price as of 2026-08-21) |
| May 8, 2017 | BTU | P | 80,000 | $24.17 | $1,933,600 | 3,345,468 Indirect | +2.45% | Acquired | 14.0% (price as of 2026-08-21) |
| May 5, 2017 | BTU | P | 16,000 | $23.77 | $380,320 | 3,265,468 Indirect | +0.49% | Acquired | 15.9% (price as of 2026-08-21) |
| May 5, 2017 | BTU | P | 85,883 | $23.90 | $2,052,604 | 3,249,468 Indirect | +2.71% | Acquired | 15.3% (price as of 2026-08-21) |
| May 4, 2017 | BTU | P | 443,968 | $24.01 | $10,659,672 | 3,163,585 Indirect | +16.32% | Acquired | 14.7% (price as of 2026-08-21) |
| May 4, 2017 | BTU | P | 525,513 | $23.50 | $12,349,556 | 2,719,617 Indirect | +23.95% | Acquired | 17.2% (price as of 2026-08-21) |
| May 4, 2017 | BTU | P | 24,000 | $24.70 | $592,800 | 2,194,104 Indirect | +1.11% | Acquired | 11.5% (price as of 2026-08-21) |
| May 4, 2017 | BTU | P | 4,512 | $24.29 | $109,596 | 2,170,104 Indirect | +0.21% | Acquired | 13.4% (price as of 2026-08-21) |
| May 3, 2017 | BTU | P | 236,329 | $25.31 | $5,981,487 | 2,165,592 Indirect | +12.25% | Acquired | 8.9% (price as of 2026-08-21) |
| May 2, 2017 | BTU | P | 60,999 | $26.10 | $1,592,074 | 1,929,263 Indirect | +3.27% | Acquired | 5.6% (price as of 2026-08-21) |
| May 1, 2017 | BTU | P | 25,335 | $25.78 | $653,136 | 1,868,264 Indirect | +1.37% | Acquired | 6.9% (price as of 2026-08-21) |
| April 28, 2017 | BTU | P | 53,571 | $25.74 | $1,378,918 | 1,842,929 Direct | +2.99% | Acquired | 7.0% (price as of 2026-08-21) |
| April 27, 2017 | BTU | P | 61,368 | $26.28 | $1,612,751 | 1,789,358 Direct | +3.55% | Acquired | 4.8% (price as of 2026-08-21) |
| April 27, 2017 | BTU | P | 16,000 | $26.45 | $423,200 | 1,727,990 Direct | +0.93% | Acquired | 4.2% (price as of 2026-08-21) |
| April 26, 2017 | BTU | P | 39,423 | $26.48 | $1,043,921 | 1,711,990 Direct | +2.36% | Acquired | 4.0% (price as of 2026-08-21) |
| April 26, 2017 | BTU | P | 1,920 | $26.50 | $50,880 | 1,672,567 Direct | +0.11% | Acquired | 4.0% (price as of 2026-08-21) |
| April 25, 2017 | BTU | P | 32,490 | $26.27 | $853,512 | 1,670,647 Direct | +1.98% | Acquired | 4.9% (price as of 2026-08-21) |
| April 25, 2017 | BTU | P | 2,708 | $26.07 | $70,598 | 1,638,157 Direct | +0.17% | Acquired | 5.7% (price as of 2026-08-21) |
| April 24, 2017 | BTU | P | 11,680 | $26.26 | $306,717 | 1,635,449 Direct | +0.72% | Acquired | 4.9% (price as of 2026-08-21) |
| April 21, 2017 | BTU | P | 48,000 | $25.33 | $1,215,840 | 1,623,769 Direct | +3.05% | Acquired | 8.8% (price as of 2026-08-21) |
| April 20, 2017 | BTU | P | 8,000 | $25.11 | $200,880 | 1,575,769 Direct | +0.51% | Acquired | 9.7% (price as of 2026-08-21) |
| April 19, 2017 | BTU | P | 74,016 | $24.92 | $1,844,479 | 1,567,769 Direct | +4.96% | Acquired | 10.6% (price as of 2026-08-21) |
| April 18, 2017 | BTU | P | 16,000 | $23.86 | $381,760 | 1,493,659 Direct | +1.08% | Acquired | 15.5% (price as of 2026-08-21) |
| April 18, 2017 | BTU | P | 172,055 | $24.07 | $4,141,364 | 1,477,659 Direct | +13.18% | Acquired | 14.5% (price as of 2026-08-21) |
| April 6, 2017 | BTU | P | 58,560 | $27.50 | $1,610,400 | 1,197,187 Direct | +5.14% | Acquired | 0.2% (price as of 2026-08-21) |
| April 5, 2017 | BTU | P | 32,000 | $28.00 | $896,000 | 1,138,627 Direct | +2.89% | Acquired | -1.6% (price as of 2026-08-21) |
Showing latest 100 of 545 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 28, 2019 | HWM | Notional Principal Amount Derivative Agreements | Common Stock (228,415) | — | — | 1 | Acquired |
| Aug. 27, 2019 | HWM | Notional Principal Amount Derivative Agreements | Common Stock (513,121) | — | — | 1 | Acquired |
| Aug. 27, 2019 | HWM | Notional Principal Amount Derivative Agreements | Common Stock (415,400) | — | — | 1 | Acquired |
| Aug. 26, 2019 | HWM | Notional Principal Amount Derivative Agreements | Common Stock (476,548) | — | — | 1 | Acquired |
| Aug. 26, 2019 | HWM | Notional Principal Amount Derivative Agreements | Common Stock (412,300) | — | — | 1 | Acquired |
| Aug. 23, 2019 | HWM | Notional Principal Amount Derivative Agreements | Common Stock (429,038) | — | — | 1 | Acquired |
| Aug. 23, 2019 | HWM | Notional Principal Amount Derivative Agreements | Common Stock (412,300) | — | — | 1 | Acquired |
| April 10, 2019 | 904495 | Warrant (Right to Buy) | Common Stock (22,222) | $0.01 | Nov. 10, 2022 | 22,222 | Disposed |
| Feb. 28, 2019 | 904495 | Warrant (Right to Buy) | Common Stock (659,965) | $0.01 | Nov. 10, 2022 | 659,965 | Disposed |
| Feb. 26, 2019 | 904495 | Subscription Rights (right to buy) [F5] | Common Stock (38,818,886) | $0.50 | Feb. 19, 2019 | 1,677,715 | Disposed |
| May 15, 2018 | HWM | Notional Principal Amount Derivative Agreements [F2] | Common Stock (256,000) | — | — | 1 | Disposed |
| Jan. 31, 2018 | BTU | Series A Convertible Preferred Stock [F1] | Common Stock (4,526,600) | $40.30 | — | 2,404,192 | Acquired |
| July 17, 2017 | 904495 | Warrant (Right to Buy) [F1,F2] | Common Stock (56,157) | $0.01 | Nov. 10, 2022 | 56,157 | Acquired |
| April 18, 2017 | BTU | Common Stock Warrant (Right to Buy) | Common Stock (94) | $0.01 | July 3, 2017 | 94 | Disposed |
| April 13, 2017 | BTU | Common Stock Warrant (Right to Buy) [F4] | Common Stock (94) | $0.01 | July 3, 2017 | 94 | Acquired |
| April 13, 2017 | BTU | Common Stock Warrant (Right to Buy) [F4] | Common Stock (908) | $0.01 | July 3, 2017 | 908 | Disposed |
| April 12, 2017 | BTU | Common Stock Warrant (Right to Buy) [F4] | Common Stock (52,721) | $0.01 | July 3, 2017 | 52,721 | Disposed |
| April 12, 2017 | BTU | Common Stock Warrant (Right to Buy) [F4] | Common Stock (282,344) | $0.01 | July 3, 2017 | 282,344 | Disposed |
| April 12, 2017 | BTU | Common Stock Warrant (Right to Buy) [F4] | Common Stock (51,446) | $0.01 | July 3, 2017 | 51,446 | Disposed |
| Aug. 28, 2015 | 904495 | Notional Principal Amount Derivative Agreement [F1] | Common Stock, Par Value $.001 (361) | — | March 30, 2016 | 1 | Acquired |
| Aug. 28, 2015 | 904495 | Notional Principal Amount Derivative Agreement [F1] | Common Stock, Par Value $.001 (1,659) | — | June 1, 2016 | 1 | Acquired |
| April 8, 2015 | NBHC | Notional Principal Amount Derivative Agreement [F1] | Class A Common Stock, Par Value $0.01 (5,100) | $18.57 | March 30, 2016 | 1 | Acquired |
| June 3, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (44,208) | $8.02 | May 15, 2027 | — | Acquired |
| May 29, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (22,104) | $8.02 | May 15, 2027 | — | Acquired |
| May 22, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (44,208) | $8.02 | May 15, 2027 | — | Acquired |
| May 20, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (33,156) | $8.02 | May 15, 2027 | — | Acquired |
| May 19, 2009 | 904495 | 7% Senior Secured Convertible Note | Common Stock (13,194,444) | $0.18 | Aug. 1, 2009 | — | Disposed |
| May 19, 2009 | 904495 | 9 1/2% Secured Convertible Note | Common Stock (6,750,000) | $0.20 | Aug. 1, 2010 | — | Disposed |
| April 9, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (55,260) | $8.02 | May 15, 2027 | — | Acquired |
| March 10, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (12,709) | $8.02 | May 15, 2027 | — | Acquired |
| March 6, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (39,787) | $8.02 | May 15, 2027 | — | Acquired |
| March 5, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (129,089) | $8.02 | May 15, 2027 | — | Acquired |
| March 4, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (105,217) | $8.02 | May 15, 2027 | — | Acquired |
| March 2, 2009 | 904495 | 2-3/8% Convertible Bonds due May 15, 2027 | Common Stock (233,599) | $8.02 | May 15, 2027 | — | Acquired |
| Aug. 22, 2008 | 904495 | 9 1/2% Secured Convertible Note Due August 1, 2010 | Common Stock | — | Aug. 1, 2010 | — | Acquired |
| June 26, 2007 | 904495 | Amended & Restated 7% Senior Secured Conv. Note (11/10/04) [F3] | Common Stock (5,608,125) | — | Aug. 1, 2009 | — | Acquired |
| June 26, 2007 | 904495 | Amended & Restated 7% Senior Secured Conv. Note (7/23/04) [F3] | Common Stock (4,393,781) | — | Aug. 1, 2009 | — | Acquired |
| June 26, 2007 | 904495 | Amended & Restated 7% Senior Secured Conv. Note (10/24/03) [F3] | Common Stock (3,955,854) | — | Aug. 1, 2009 | — | Acquired |
| June 26, 2007 | 904495 | Amended & Restated 7% Senior Secured Conv. Note (10/23/02) [F3] | Common Stock (12,602,207) | — | Aug. 1, 2009 | — | Acquired |
| June 29, 2006 | 904495 | 5% Senior Secured Convertible Note | Common Stock | $0.33 | June 29, 2010 | — | Acquired |
| Dec. 28, 2005 | 904495 | Subordinated Convertible Note Due March 31, 2010 | Common Stock | — | Feb. 28, 2006 | — | Disposed |
| Dec. 19, 2005 | 904495 | Subordinated Convertible Note Due March 31, 2010 | Common Stock | — | Feb. 28, 2006 | — | Acquired |
| Dec. 19, 2005 | 904495 | Subordinated Convertible Note Due March 31, 2010 | Common Stock | — | Feb. 28, 2006 | — | Acquired |
| Dec. 12, 2005 | 904495 | Series B Mandatorily Convertible Redeemable Preferred Stock | Common Stock (83,202,416) | — | March 31, 2011 | 150,147 | Disposed |
| Dec. 12, 2005 | 904495 | Series B Mandatorily Convertible Redeemable Preferred Stock | Common Stock (48,939,260) | — | March 31, 2011 | 88,316 | Disposed |
| Feb. 24, 2004 | 904495 | Warrants | Common Stock (2,809,500) | $0.20 | April 15, 2004 | 2,809,500 | Disposed |
| Feb. 24, 2004 | 904495 | Warrants | Common Stock (2,809,500) | $0.20 | April 15, 2004 | 2,809,500 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 13, 2017 | BTU | Common Stock, par value $0.01 per Share [F1] | 1,023,427 | Direct |
| April 13, 2017 | BTU | Common Stock, par value $0.01 per Share [F1] | 2,828,923 | Indirect |
| April 13, 2017 | BTU | Series A Convertible Preferred, par value $0.01 per share [F1] | 477,635 | Direct |
| April 13, 2017 | BTU | Series A Convertible Preferred, par value $0.01 per share [F1] | 1,813,939 | Indirect |
| April 13, 2017 | BTU | Warrant (Right to Buy) [F1]→ Common Stock, $0.01 par value (104,167) | 104,167 | Direct |
| April 13, 2017 | BTU | Warrant (Right to Buy) [F1]→ Common Stock, $0.01 par value (283,252) | 283,252 | Indirect |
| Jan. 25, 2017 | HWM | Common Stock, $1.00 par value [F1] | 14,176,682 | Direct |
| Jan. 25, 2017 | HWM | Notional Principal Amount Derivative Agreements [F1]→ Common shares, $1.00 par value (2,324,005) | 2,324,005 | Direct |
| April 13, 2015 | NBHC | Class A Common Stock, Par Value $0.01 [F1] | 1,263,654 | Direct |
| April 13, 2015 | NBHC | Warrant (Right to Buy) [F1]→ Class A Common Stock, Par Value $0.01 (42,000) | 42,000 | Direct |
| June 26, 2012 | FBIOP | Common Stock | 792,328 | Direct |
| June 26, 2012 | FBIOP | Common Stock | 1,284,053 | Indirect |
| Nov. 17, 2011 | APTV | Common Stock | 16,196,954 | Indirect |
| Sept. 29, 2010 | RILYT | Common Stock | 1,413,520 | Indirect |