Emily A. Ashworth

CIK 1520608 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 20, 2012 · Latest: Jan. 20, 2012

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AWK selling March 12, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 12, 2012	AWK	M	2,497	—	—	23,477 Direct	-9.61%	Disposed	(price as of 2026-08-21)
March 12, 2012	AWK	M	1,284	—	—	25,974 Direct	-4.71%	Disposed	(price as of 2026-08-21)
March 12, 2012	AWK	M	2,065	—	—	27,258 Direct	-7.04%	Disposed	(price as of 2026-08-21)
March 12, 2012	AWK	M	1,061	—	—	29,323 Direct	-3.49%	Disposed	(price as of 2026-08-21)
March 12, 2012	AWK	M	780	—	—	30,384 Direct	-2.50%	Disposed	(price as of 2026-08-21)
March 12, 2012	AWK	S	725	$34.10	$24,722	2,593 Direct	-21.85%	Disposed	301.7% (price as of 2026-08-21)
March 12, 2012	AWK	S	7,687	$34.10	$262,127	3,318 Direct	-69.85%	Disposed	301.7% (price as of 2026-08-21)
March 12, 2012	AWK	M	2,497	$27.08	$67,619	11,005 Direct	+29.35%	Acquired	405.8% (price as of 2026-08-21)
March 12, 2012	AWK	M	1,284	$22.31	$28,646	8,508 Direct	+17.77%	Acquired	514.0% (price as of 2026-08-21)
March 12, 2012	AWK	M	2,065	$20.70	$42,746	7,224 Direct	+40.03%	Acquired	561.7% (price as of 2026-08-21)
March 12, 2012	AWK	M	1,061	$21.50	$22,812	5,159 Direct	+25.89%	Acquired	537.1% (price as of 2026-08-21)
March 12, 2012	AWK	M	780	$21.50	$16,770	4,098 Direct	+23.51%	Acquired	537.1% (price as of 2026-08-21)
Feb. 23, 2012	AWK	A	8,714	—	—	31,164 Direct	+38.82%	Acquired	(price as of 2026-08-21)
Feb. 23, 2012	AWK	A	952	—	—	4,178 Direct	+29.51%	Acquired	(price as of 2026-08-21)
Feb. 23, 2012	AWK	D	30	—	—	3,226 Direct	-0.92%	Disposed	(price as of 2026-08-21)
Feb. 23, 2012	AWK	M	2,314	—	—	3,256 Direct	-41.54%	Disposed	(price as of 2026-08-21)
Feb. 23, 2012	AWK	F	864	$34.12	$29,480	3,318 Direct	-20.66%	Disposed	301.5% (price as of 2026-08-21)
Feb. 23, 2012	AWK	M	2,314	—	—	4,182 Direct	+123.88%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 12, 2012	AWK	Employee Stock Option (right to buy)	Common Stock (2,497)	$27.08	Dec. 31, 2017	2,497	Disposed
March 12, 2012	AWK	Employee Stock Option (right to buy)	Common Stock (1,284)	$22.31	Dec. 31, 2016	1,284	Disposed
March 12, 2012	AWK	Employee Stock Option (right to buy)	Common Stock (2,065)	$20.70	Dec. 31, 2015	2,065	Disposed
March 12, 2012	AWK	Employee Stock Option (right to buy)	Common Stock (1,061)	$21.50	Dec. 31, 2014	1,061	Disposed
March 12, 2012	AWK	Employee Stock Option (right to buy)	Common Stock (780)	$21.50	Dec. 31, 2013	780	Disposed
Feb. 23, 2012	AWK	Employee Stock Options (right to buy)	Common Stock (8,714)	$34.12	Dec. 31, 2018	8,714	Acquired
Feb. 23, 2012	AWK	Performance Stock Units	Common Stock (952)	—	Dec. 31, 2014	952	Acquired
Feb. 23, 2012	AWK	Perfomance Stock Units	Common Stock (30)	—	Dec. 31, 2011	30	Disposed
Feb. 23, 2012	AWK	Performance Stock Units	Common Stock (2,314)	—	Dec. 31, 2011	2,314	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 27 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 20, 2012	AWK	Common Stock	—	Direct
Jan. 20, 2012	AWK	Employee Stock Options (right to buy)→ Common Stock (4,064)	4,064	Direct
Jan. 20, 2012	AWK	Employee Stock Options (right to buy)→ Common Stock (5,527)	5,527	Direct
Jan. 20, 2012	AWK	Employee Stock Options (right to buy)→ Common Stock (8,723)	8,723	Direct
Jan. 20, 2012	AWK	Employee Stock Options (right to buy)→ Common Stock (9,661)	9,661	Direct
Jan. 20, 2012	AWK	Employee Stock Options (right to buy)→ Common Stock (10,358)	10,358	Direct
Jan. 20, 2012	AWK	Performance Stock Unit→ Common Stock (2,344)	2,344	Direct
Jan. 20, 2012	AWK	Performance Stock Unit→ Common Stock (2,039)	2,039	Direct
Jan. 20, 2012	AWK	Performance Stock Unit→ Common Stock (1,187)	1,187	Direct
May 17, 2011	AWK	Common Stock	—	Direct
May 17, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (4,064)	4,064	Direct
May 17, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (5,527)	5,527	Direct
May 17, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (8,723)	8,723	Direct
May 17, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (9,661)	9,661	Direct
May 17, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (10,358)	10,358	Direct
May 17, 2011	AWK	Performance Stock Unit→ Common Stock (2,344)	2,344	Direct
May 17, 2011	AWK	Performance Stock Unit→ Common Stock (2,039)	2,039	Direct
May 17, 2011	AWK	Performance Stock Unit→ Common Stock (1,187)	1,187	Direct
May 16, 2011	AWK	Common Stock	—	Direct
May 16, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (4,064)	4,064	Direct
May 16, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (5,527)	5,527	Direct
May 16, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (8,723)	8,723	Direct
May 16, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (9,661)	9,661	Direct
May 16, 2011	AWK	Employee Stock Options (right to buy)→ Common Stock (10,358)	10,358	Direct
May 16, 2011	AWK	Performance Stock Unit→ Common Stock (2,344)	2,344	Direct
May 16, 2011	AWK	Performance Stock Unit→ Common Stock (2,039)	2,039	Direct
May 16, 2011	AWK	Performance Stock Unit→ Common Stock (1,187)	1,187	Direct