Eric D. Harkness

Insider

First SEC filing: Feb. 6, 2015 · Latest: Jan. 27, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

GATX selling Aug. 12, 2020

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 12, 2020	GATX	S	646	$66.57	$43,004	0 Direct	-100.00%	Disposed	170.3% (price as of 2026-08-19)
Aug. 11, 2020	GATX	M	2,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Aug. 11, 2020	GATX	M	3,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Aug. 11, 2020	GATX	M	3,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Aug. 11, 2020	GATX	M	4,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Aug. 11, 2020	GATX	S	8,298	$68.28	$566,587	646 Direct	-92.78%	Disposed	163.5% (price as of 2026-08-19)
Aug. 11, 2020	GATX	S	102	$69.05	$7,043	8,944 Direct	-1.13%	Disposed	160.6% (price as of 2026-08-19)
Aug. 11, 2020	GATX	S	200	$69.10	$13,820	9,046 Direct	-2.16%	Disposed	160.4% (price as of 2026-08-19)
Aug. 11, 2020	GATX	S	8,714	$68.27	$594,905	9,246 Direct	-48.52%	Disposed	163.6% (price as of 2026-08-19)
Aug. 11, 2020	GATX	F	5,154	$68.34	$352,224	17,960 Direct	-22.30%	Disposed	163.3% (price as of 2026-08-19)
Aug. 11, 2020	GATX	M	2,600	$58.34	$151,684	23,114 Direct	+12.67%	Acquired	208.5% (price as of 2026-08-19)
Aug. 11, 2020	GATX	M	3,200	$56.91	$182,112	20,514 Direct	+18.48%	Acquired	216.2% (price as of 2026-08-19)
Aug. 11, 2020	GATX	M	3,600	$61.18	$220,248	17,314 Direct	+26.25%	Acquired	194.1% (price as of 2026-08-19)
Aug. 11, 2020	GATX	M	4,800	$39.18	$188,064	13,714 Direct	+53.85%	Acquired	359.3% (price as of 2026-08-19)
Feb. 18, 2020	GATX	A	1,573	—	—	9,246 Direct	+20.50%	Acquired	(price as of 2026-08-19)
Feb. 18, 2020	GATX	F	458	$76.88	$35,211	8,788 Direct	-4.95%	Disposed	134.1% (price as of 2026-08-19)
Jan. 31, 2020	GATX	A	4,500	—	—	4,500 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 21, 2019	GATX	F	2,047	$78.61	$160,915	7,517 Direct	-21.40%	Disposed	128.9% (price as of 2026-08-19)
Feb. 20, 2019	GATX	M	2,900	$45.89	$133,081	9,564 Direct	+43.52%	Acquired	292.1% (price as of 2026-08-19)
Feb. 20, 2019	GATX	M	2,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 24, 2019	GATX	A	2,111	—	—	7,353 Direct	+40.27%	Acquired	(price as of 2026-08-19)
Jan. 24, 2019	GATX	F	689	$71.53	$49,284	6,664 Direct	-9.37%	Disposed	151.6% (price as of 2026-08-19)
Jan. 24, 2019	GATX	A	3,900	—	—	3,900 Direct	—	Acquired	(price as of 2026-08-19)
March 9, 2018	GATX	S	2,550	$70.48	$179,724	5,121 Direct	-33.24%	Disposed	155.3% (price as of 2026-08-19)
Jan. 25, 2018	GATX	A	872	—	—	7,956 Direct	+12.31%	Acquired	(price as of 2026-08-19)
Jan. 25, 2018	GATX	F	285	$69.74	$19,876	7,671 Direct	-3.58%	Disposed	158.0% (price as of 2026-08-19)
Jan. 25, 2018	GATX	A	3,300	—	—	3,300 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 22, 2018	GATX	M	2,400	$44.02	$105,648	8,910 Direct	+36.87%	Acquired	308.8% (price as of 2026-08-19)
Jan. 22, 2018	GATX	F	1,826	$69.46	$126,834	7,084 Direct	-20.49%	Disposed	159.1% (price as of 2026-08-19)
Jan. 22, 2018	GATX	M	2,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 26, 2017	GATX	A	1,577	—	—	6,967 Direct	+29.26%	Acquired	(price as of 2026-08-19)
Jan. 26, 2017	GATX	F	574	$61.18	$35,117	6,393 Direct	-8.24%	Disposed	194.1% (price as of 2026-08-19)
Jan. 26, 2017	GATX	A	3,600	—	—	3,600 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 24, 2016	GATX	M	2,100	$26.16	$54,936	6,279 Direct	+50.25%	Acquired	587.9% (price as of 2026-08-19)
Oct. 24, 2016	GATX	M	2,900	$33.94	$98,426	9,179 Direct	+46.19%	Acquired	430.2% (price as of 2026-08-19)
Oct. 24, 2016	GATX	F	1,461	$46.88	$68,492	7,718 Direct	-15.92%	Disposed	283.9% (price as of 2026-08-19)
Oct. 24, 2016	GATX	F	2,349	$46.88	$110,121	5,369 Direct	-30.44%	Disposed	283.9% (price as of 2026-08-19)
Oct. 24, 2016	GATX	M	2,100	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 24, 2016	GATX	M	2,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 28, 2016	GATX	A	1,787	—	—	4,742 Direct	+60.47%	Acquired	(price as of 2026-08-19)
Jan. 28, 2016	GATX	F	650	$39.18	$25,467	4,092 Direct	-13.71%	Disposed	359.3% (price as of 2026-08-19)
Jan. 28, 2016	GATX	A	4,800	—	—	4,800 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 27, 2015	GATX	M	1,800	$16.68	$30,024	3,950 Direct	+83.72%	Acquired	978.8% (price as of 2026-08-19)
Oct. 27, 2015	GATX	F	1,014	$45.66	$46,299	2,936 Direct	-25.67%	Disposed	294.1% (price as of 2026-08-19)
Oct. 27, 2015	GATX	M	1,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 11, 2020	GATX	Stock-Settled Stock Appreciation Right	Common Stock (2,600)	$58.34	Jan. 30, 2021	2,600	Disposed
Aug. 11, 2020	GATX	Stock-Settled Stock Appreciation Right	Common Stock (3,200)	$56.91	Jan. 29, 2022	3,200	Disposed
Aug. 11, 2020	GATX	2017 NQ Stock Option (Right to Buy)	Common Stock (3,600)	$61.18	Jan. 26, 2024	3,600	Disposed
Aug. 11, 2020	GATX	2016 NQ Stock Option (Right to Buy)	Common Stock (4,800)	$39.18	Jan. 28, 2023	4,800	Disposed
Jan. 31, 2020	GATX	2020 NQ Stock Option (Right to Buy)	Common Stock (4,500)	$77.07	Jan. 31, 2027	4,500	Acquired
Feb. 20, 2019	GATX	Stock-Settled Stock Appreciation Right	Common Stock (2,900)	$45.89	Jan. 24, 2020	2,900	Disposed
Jan. 24, 2019	GATX	2019 NQ Stock Option (Right to Buy)	Common Stock (3,900)	$71.53	Jan. 24, 2026	3,900	Acquired
Jan. 25, 2018	GATX	2018 NQ Stock Option (Right to Buy)	Common Stock (3,300)	$69.74	Jan. 25, 2025	3,300	Acquired
Jan. 22, 2018	GATX	Stock-Settled Stock Appreciation Right	Common Stock (2,400)	$44.02	Jan. 26, 2019	2,400	Disposed
Jan. 26, 2017	GATX	2017 NQ Stock Option (Right to Buy)	Common Stock (3,600)	$61.18	Jan. 26, 2024	3,600	Acquired
Oct. 24, 2016	GATX	Stock-Settled Stock Appreciation Right	Common Stock (2,100)	$26.16	Jan. 28, 2017	2,100	Disposed
Oct. 24, 2016	GATX	Stock-Settled Stock Appreciation Right	Common Stock (2,900)	$33.94	Jan. 27, 2018	2,900	Disposed
Jan. 28, 2016	GATX	2016 NQ Stock Option (Right to Buy)	Common Stock (4,800)	$39.18	Jan. 28, 2023	4,800	Acquired
Oct. 27, 2015	GATX	Stock-Settled Stock Appreciation Right	Common Stock (1,800)	$16.68	March 4, 2016	1,800	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 6, 2015	GATX	Common Stock	2,104	Direct
Feb. 6, 2015	GATX	Stock-Settled Stock Appreciation Right→ Common Stock (1,800)	1,800	Direct
Feb. 6, 2015	GATX	Stock-Settled Stock Appreciation Right→ Common Stock (2,100)	2,100	Direct
Feb. 6, 2015	GATX	Stock-Settled Stock Appreciation Right→ Common Stock (2,900)	2,900	Direct
Feb. 6, 2015	GATX	Stock-Settled Stock Appreciation Right→ Common Stock (2,400)	2,400	Direct
Feb. 6, 2015	GATX	Stock-Settled Stock Appreciation Right→ Common Stock (2,900)	2,900	Direct
Feb. 6, 2015	GATX	Stock-Settled Stock Appreciation Right→ Common Stock (2,600)	2,600	Direct
Feb. 6, 2015	GATX	Stock-Settled Stock Appreciation Right→ Common Stock (3,200)	3,200	Direct