Eric K Shinseki
CIK 1268508 · View on SEC EDGAR ↗
First SEC filing: Feb. 2, 2007 · Latest: Feb. 2, 2007
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 12, 2008 | HON | A | 60 | $28.95 | $1,737 | 15,888 Direct | +0.38% | Acquired | 704.8% (price as of 2026-08-21) |
| Oct. 31, 2008 | HON | A | 57 | $30.45 | $1,736 | 15,664 Direct | +0.37% | Acquired | 665.2% (price as of 2026-08-21) |
| Oct. 16, 2008 | HON | A | 23 | $30.93 | $711 | 15,607 Direct | +0.15% | Acquired | 653.3% (price as of 2026-08-21) |
| Oct. 1, 2008 | HON | A | 442 | $41.55 | $18,365 | 15,584 Direct | +2.92% | Acquired | 460.8% (price as of 2026-08-21) |
| Sept. 26, 2008 | HON | A | 40 | $44.17 | $1,767 | 15,142 Direct | +0.26% | Acquired | 427.5% (price as of 2026-08-21) |
| July 25, 2008 | HON | A | 34 | $50.84 | $1,729 | 15,020 Direct | +0.23% | Acquired | 358.3% (price as of 2026-08-21) |
| July 17, 2008 | HON | A | 14 | $50.86 | $712 | 14,985 Direct | +0.09% | Acquired | 358.1% (price as of 2026-08-21) |
| July 1, 2008 | HON | A | 365 | $50.28 | $18,352 | 14,972 Direct | +2.50% | Acquired | 363.4% (price as of 2026-08-21) |
| May 30, 2008 | HON | A | 29 | $59.62 | $1,729 | 14,606 Direct | +0.20% | Acquired | 290.8% (price as of 2026-08-21) |
| May 7, 2008 | DCO | A | 3,000 | — | — | 3,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 28, 2008 | HON | A | 5,000 | — | — | 5,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 28, 2008 | HON | A | 29 | $60.46 | $1,753 | 14,512 Direct | +0.20% | Acquired | 285.4% (price as of 2026-08-21) |
| April 17, 2008 | HON | A | 12 | $57.40 | $689 | 14,483 Direct | +0.08% | Acquired | 305.9% (price as of 2026-08-21) |
| April 1, 2008 | HON | A | 326 | $56.42 | $18,393 | 14,471 Direct | +2.30% | Acquired | 313.0% (price as of 2026-08-21) |
| March 27, 2008 | HON | A | 32 | $55.00 | $1,760 | 14,145 Direct | +0.23% | Acquired | 323.6% (price as of 2026-08-21) |
| Feb. 14, 2008 | HON | A | 30 | $57.51 | $1,725 | 14,047 Direct | +0.21% | Acquired | 305.1% (price as of 2026-08-21) |
| Jan. 24, 2008 | HON | A | 12 | $56.20 | $674 | 14,016 Direct | +0.09% | Acquired | 314.6% (price as of 2026-08-21) |
| Jan. 2, 2008 | HON | A | 298 | $61.57 | $18,348 | 14,004 Direct | +2.17% | Acquired | 278.4% (price as of 2026-08-21) |
| Jan. 2, 2008 | HON | A | 974 | $61.57 | $59,969 | 13,706 Direct | +7.65% | Acquired | 278.4% (price as of 2026-08-21) |
| Dec. 7, 2007 | HON | A | 30 | $58.51 | $1,755 | 12,731 Direct | +0.24% | Acquired | 298.2% (price as of 2026-08-21) |
| Oct. 26, 2007 | HON | A | 29 | $59.44 | $1,724 | 12,645 Direct | +0.23% | Acquired | 292.0% (price as of 2026-08-21) |
| Oct. 17, 2007 | HON | A | 12 | $60.70 | $728 | 12,615 Direct | +0.10% | Acquired | 283.9% (price as of 2026-08-21) |
| Oct. 1, 2007 | HON | A | 309 | $59.47 | $18,376 | 12,604 Direct | +2.51% | Acquired | 291.8% (price as of 2026-08-21) |
| Sept. 28, 2007 | HON | A | 29 | $59.47 | $1,725 | 12,295 Direct | +0.24% | Acquired | 291.8% (price as of 2026-08-21) |
| July 27, 2007 | HON | A | 30 | $58.61 | $1,758 | 12,209 Direct | +0.25% | Acquired | 297.5% (price as of 2026-08-21) |
| July 18, 2007 | HON | A | 12 | $60.54 | $726 | 12,179 Direct | +0.10% | Acquired | 284.9% (price as of 2026-08-21) |
| July 2, 2007 | HON | A | 326 | $56.28 | $18,347 | 12,167 Direct | +2.75% | Acquired | 314.0% (price as of 2026-08-21) |
| June 1, 2007 | HON | A | 30 | $58.80 | $1,764 | 11,841 Direct | +0.25% | Acquired | 296.3% (price as of 2026-08-21) |
| May 2, 2007 | DCO | A | 3,000 | — | — | 3,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 23, 2007 | HON | A | 17 | $51.23 | $871 | 11,761 Direct | +0.14% | Acquired | 354.8% (price as of 2026-08-21) |
| April 23, 2007 | HON | A | 5,000 | — | — | 5,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 18, 2007 | HON | A | 7 | $48.21 | $337 | 11,743 Direct | +0.06% | Acquired | 383.3% (price as of 2026-08-21) |
| April 2, 2007 | HON | A | 199 | $46.06 | $9,166 | 11,736 Direct | +1.72% | Acquired | 405.9% (price as of 2026-08-21) |
| Feb. 15, 2007 | HON | A | 18 | $47.57 | $856 | 11,477 Direct | +0.16% | Acquired | 389.8% (price as of 2026-08-21) |
| Jan. 24, 2007 | HON | A | 8 | $44.42 | $355 | 11,458 Direct | +0.07% | Acquired | 424.5% (price as of 2026-08-21) |
| Jan. 3, 2007 | HON | A | 203 | $45.24 | $9,184 | 11,450 Direct | +1.80% | Acquired | 415.0% (price as of 2026-08-21) |
| Jan. 3, 2007 | HON | A | 1,326 | $45.24 | $59,988 | 11,247 Direct | +13.37% | Acquired | 415.0% (price as of 2026-08-21) |
| Dec. 8, 2006 | HON | A | 41 | $42.48 | $1,742 | 9,921 Direct | +0.41% | Acquired | 448.5% (price as of 2026-08-21) |
| Nov. 14, 2006 | HON | A | 57 | $42.96 | $2,449 | 9,828 Direct | +0.58% | Acquired | 442.4% (price as of 2026-08-21) |
| Oct. 27, 2006 | HON | A | 41 | $42.30 | $1,734 | 9,771 Direct | +0.42% | Acquired | 450.8% (price as of 2026-08-21) |
| Oct. 17, 2006 | HON | A | 16 | $42.64 | $682 | 9,730 Direct | +0.16% | Acquired | 446.4% (price as of 2026-08-21) |
| Oct. 2, 2006 | HON | A | 449 | $40.90 | $18,364 | 9,713 Direct | +4.85% | Acquired | 469.7% (price as of 2026-08-21) |
| Sept. 29, 2006 | HON | A | 43 | $40.90 | $1,759 | 9,264 Direct | +0.47% | Acquired | 469.7% (price as of 2026-08-21) |
| July 28, 2006 | HON | A | 46 | $38.26 | $1,760 | 9,168 Direct | +0.50% | Acquired | 509.0% (price as of 2026-08-21) |
| July 19, 2006 | HON | A | 18 | $38.24 | $688 | 9,122 Direct | +0.20% | Acquired | 509.3% (price as of 2026-08-21) |
| July 5, 2006 | HON | A | 456 | $40.30 | $18,377 | 9,104 Direct | +5.27% | Acquired | 478.2% (price as of 2026-08-21) |
| June 2, 2006 | HON | A | 42 | $41.20 | $1,730 | 8,648 Direct | +0.49% | Acquired | 465.5% (price as of 2026-08-21) |
| April 24, 2006 | HON | A | 40 | $43.22 | $1,729 | 8,559 Direct | +0.47% | Acquired | 439.1% (price as of 2026-08-21) |
| April 24, 2006 | HON | A | 5,000 | — | — | 5,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 18, 2006 | HON | A | 16 | $44.16 | $707 | 8,519 Direct | +0.19% | Acquired | 427.6% (price as of 2026-08-21) |
| April 3, 2006 | HON | A | 348 | $42.77 | $14,884 | 8,503 Direct | +4.27% | Acquired | 444.8% (price as of 2026-08-21) |
| Feb. 16, 2006 | HON | A | 42 | $41.58 | $1,746 | 8,111 Direct | +0.52% | Acquired | 460.4% (price as of 2026-08-21) |
| Jan. 25, 2006 | HON | A | 19 | $36.06 | $685 | 8,068 Direct | +0.24% | Acquired | 546.1% (price as of 2026-08-21) |
| Jan. 3, 2006 | HON | A | 399 | $37.25 | $14,863 | 2,489 Direct | +19.09% | Acquired | 525.5% (price as of 2026-08-21) |
| Jan. 3, 2006 | HON | A | 1,611 | $37.25 | $60,010 | 5,560 Direct | +40.80% | Acquired | 525.5% (price as of 2026-08-21) |
| Jan. 3, 2006 | HON | A | 399 | $37.25 | $14,863 | 2,509 Direct | +18.91% | Acquired | 525.5% (price as of 2026-08-21) |
| Jan. 3, 2006 | HON | A | 1,611 | $37.25 | $60,010 | 5,597 Direct | +40.42% | Acquired | 525.5% (price as of 2026-08-21) |
| Dec. 9, 2005 | HON | A | 49 | $35.71 | $1,750 | 6,039 Direct | +0.82% | Acquired | 552.5% (price as of 2026-08-21) |
| Oct. 28, 2005 | HON | A | 52 | $33.60 | $1,747 | 5,956 Direct | +0.88% | Acquired | 593.5% (price as of 2026-08-21) |
| Oct. 18, 2005 | HON | A | 19 | $35.93 | $683 | 5,904 Direct | +0.32% | Acquired | 548.5% (price as of 2026-08-21) |
| Oct. 3, 2005 | HON | A | 397 | $37.50 | $14,888 | 5,885 Direct | +7.23% | Acquired | 521.3% (price as of 2026-08-21) |
| Sept. 30, 2005 | HON | A | 47 | $37.50 | $1,762 | 5,488 Direct | +0.86% | Acquired | 521.3% (price as of 2026-08-21) |
| Sept. 8, 2005 | HON | A | 46 | $38.30 | $1,762 | 5,442 Direct | +0.85% | Acquired | 508.4% (price as of 2026-08-21) |
| July 29, 2005 | HON | A | 45 | $39.28 | $1,768 | 5,367 Direct | +0.85% | Acquired | 493.2% (price as of 2026-08-21) |
| July 19, 2005 | HON | A | 19 | $37.60 | $714 | 5,323 Direct | +0.36% | Acquired | 519.7% (price as of 2026-08-21) |
| July 1, 2005 | HON | A | 406 | $36.63 | $14,872 | 5,304 Direct | +8.29% | Acquired | 536.1% (price as of 2026-08-21) |
| June 3, 2005 | HON | A | 48 | $36.34 | $1,744 | 4,883 Direct | +0.99% | Acquired | 541.2% (price as of 2026-08-21) |
| April 25, 2005 | HON | A | 5,000 | — | — | 5,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 25, 2005 | HON | A | 48 | $36.32 | $1,743 | 4,823 Direct | +1.01% | Acquired | 541.5% (price as of 2026-08-21) |
| April 19, 2005 | HON | A | 19 | $36.50 | $694 | 4,775 Direct | +0.40% | Acquired | 538.4% (price as of 2026-08-21) |
| April 1, 2005 | HON | A | 400 | $37.21 | $14,884 | 4,755 Direct | +9.18% | Acquired | 526.2% (price as of 2026-08-21) |
| Feb. 1, 2005 | HON | A | 49 | $36.06 | $1,767 | 4,332 Direct | +1.14% | Acquired | 546.1% (price as of 2026-08-21) |
| Jan. 3, 2005 | HON | A | 420 | $35.41 | $14,872 | 420 Direct | — | Acquired | 558.0% (price as of 2026-08-21) |
| Jan. 3, 2005 | HON | A | 1,694 | $35.41 | $59,985 | 3,864 Direct | +78.06% | Acquired | 558.0% (price as of 2026-08-21) |
| April 26, 2004 | HON | A | 5,000 | — | — | 5,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 5, 2004 | HON | A | 1,795 | $33.43 | $60,007 | 2,124 Direct | -45.80% | Disposed | 597.0% (price as of 2026-08-21) |
| Nov. 3, 2003 | HON | A | 327 | $30.61 | $10,009 | 327 Direct | — | Acquired | 661.2% (price as of 2026-08-21) |
| Nov. 3, 2003 | HON | A | 3,000 | — | — | 3,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 12, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (60) | — | — | 60 | Acquired |
| Oct. 31, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (57) | — | — | 57 | Acquired |
| Oct. 16, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (23) | — | — | 23 | Acquired |
| Oct. 1, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (442) | — | — | 442 | Acquired |
| Sept. 26, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (40) | — | — | 40 | Acquired |
| July 25, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (34) | — | — | 34 | Acquired |
| July 17, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (14) | — | — | 14 | Acquired |
| July 1, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (365) | — | — | 365 | Acquired |
| May 30, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (29) | — | — | 29 | Acquired |
| May 7, 2008 | DCO | Option - Right to Buy [F1] | Common Stock (3,000) | $31.25 | May 6, 2013 | 3,000 | Acquired |
| April 28, 2008 | HON | Non-Qualified Options | Common Stock (5,000) | $60.59 | April 27, 2018 | 5,000 | Acquired |
| April 28, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (29) | — | — | 29 | Acquired |
| April 17, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (12) | — | — | 12 | Acquired |
| April 1, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (326) | — | — | 326 | Acquired |
| March 27, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (32) | — | — | 32 | Acquired |
| Feb. 14, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (30) | — | — | 30 | Acquired |
| Jan. 24, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (12) | — | — | 12 | Acquired |
| Jan. 2, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (298) | — | — | 298 | Acquired |
| Jan. 2, 2008 | HON | Deferred Compensation (Phantom Shares) | Common Stock (974) | — | — | 974 | Acquired |
| Dec. 7, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (30) | — | — | 30 | Acquired |
| Oct. 26, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (29) | — | — | 29 | Acquired |
| Oct. 17, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (12) | — | — | 12 | Acquired |
| Oct. 1, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (309) | — | — | 309 | Acquired |
| Sept. 28, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (29) | — | — | 29 | Acquired |
| July 27, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (30) | — | — | 30 | Acquired |
| July 18, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (12) | — | — | 12 | Acquired |
| July 2, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (326) | — | — | 326 | Acquired |
| June 1, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (30) | — | — | 30 | Acquired |
| May 2, 2007 | DCO | Option - Right to Buy [F1] | Common Stock (3,000) | $28.10 | May 1, 2012 | 3,000 | Acquired |
| April 23, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (17) | — | — | 17 | Acquired |
| April 23, 2007 | HON | Non-Qualified Options | Common Stock (5,000) | $51.22 | April 22, 2017 | 5,000 | Acquired |
| April 18, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (7) | — | — | 7 | Acquired |
| April 2, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (199) | — | — | 199 | Acquired |
| Feb. 15, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (18) | — | — | 18 | Acquired |
| Jan. 24, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (8) | — | — | 8 | Acquired |
| Jan. 3, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (203) | — | — | 203 | Acquired |
| Jan. 3, 2007 | HON | Deferred Compensation (Phantom Shares) | Common Stock (1,326) | — | — | 1,326 | Acquired |
| Dec. 8, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (41) | — | — | 41 | Acquired |
| Nov. 14, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (57) | — | — | 57 | Acquired |
| Oct. 27, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (41) | — | — | 41 | Acquired |
| Oct. 17, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (16) | — | — | 16 | Acquired |
| Oct. 2, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (449) | — | — | 449 | Acquired |
| Sept. 29, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (43) | — | — | 43 | Acquired |
| July 28, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (46) | — | — | 46 | Acquired |
| July 19, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (18) | — | — | 18 | Acquired |
| July 5, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (456) | — | — | 456 | Acquired |
| June 2, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (42) | — | — | 42 | Acquired |
| April 24, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (40) | — | — | 40 | Acquired |
| April 24, 2006 | HON | Non-Qualified Options | Common Stock (5,000) | $43.47 | April 23, 2016 | 5,000 | Acquired |
| April 18, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (16) | — | — | 16 | Acquired |
| April 3, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (348) | — | — | 348 | Acquired |
| Feb. 16, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (42) | — | — | 42 | Acquired |
| Jan. 25, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (19) | — | — | 19 | Acquired |
| Jan. 3, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (399) | — | — | 399 | Acquired |
| Jan. 3, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (1,611) | — | — | 1,611 | Acquired |
| Jan. 3, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (399) | — | — | 399 | Acquired |
| Jan. 3, 2006 | HON | Deferred Compensation (Phantom Shares) | Common Stock (1,611) | — | — | 1,611 | Acquired |
| Dec. 9, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (49) | — | — | 49 | Acquired |
| Oct. 28, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (52) | — | — | 52 | Acquired |
| Oct. 18, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (19) | — | — | 19 | Acquired |
| Oct. 3, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (397) | — | — | 397 | Acquired |
| Sept. 30, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (47) | — | — | 47 | Acquired |
| Sept. 8, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (46) | — | — | 46 | Acquired |
| July 29, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (45) | — | — | 45 | Acquired |
| July 19, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (19) | — | — | 19 | Acquired |
| July 1, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (406) | — | — | 406 | Acquired |
| June 3, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (48) | — | — | 48 | Acquired |
| April 25, 2005 | HON | Non-Qualified Options | Common Stock (5,000) | $36.28 | April 24, 2015 | 5,000 | Acquired |
| April 25, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (48) | — | — | 48 | Acquired |
| April 19, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (19) | — | — | 19 | Acquired |
| April 1, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (400) | — | — | 400 | Acquired |
| Feb. 1, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (49) | — | — | 49 | Acquired |
| Jan. 3, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (420) | — | — | 420 | Acquired |
| Jan. 3, 2005 | HON | Deferred Compensation (Phantom Shares) | Common Stock (1,694) | — | — | 1,694 | Acquired |
| April 26, 2004 | HON | Non-Qualified Options | Common Stock (5,000) | $34.87 | April 25, 2014 | 5,000 | Acquired |
| Jan. 5, 2004 | HON | Deferred Compensation( Phantom Shares) | Common Stock (1,795) | — | Aug. 8, 1988 | 1,795 | Disposed |
| Nov. 3, 2003 | HON | Deferred Compensation (Phantom Shares) | Common Stock (327) | $1.00 | Aug. 8, 1988 | 327 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.