Erik M. Herzfeld, et al.

Activist

First SEC filing: April 20, 2026 · Latest: April 20, 2026

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

HERZ buying March 7, 2025

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 30, 2025	HERZ	D	120,584	$2.58	$311,107	714,113 Direct	+20.32%	Acquired	-38.8% (price as of 2026-08-21)
Dec. 30, 2025	HERZ	D	120,583	$2.58	$311,104	714,112 Direct	+20.32%	Acquired	-38.8% (price as of 2026-08-21)
Oct. 21, 2025	HERZ	D	46,642	$2.59	$120,803	593,529 Direct	-7.29%	Disposed	-39.1% (price as of 2026-08-21)
June 30, 2025	HERZ	J	55,241	$2.46	$135,893	640,171 Direct	+9.44%	Acquired	-35.9% (price as of 2026-08-21)
March 7, 2025	HERZ	P	95,999	$2.60	$249,597	584,930 Direct	+19.63%	Acquired	-39.3% (price as of 2026-08-21)
March 6, 2025	HERZ	P	77,976	$2.59	$201,958	488,931 Direct	+18.97%	Acquired	-39.1% (price as of 2026-08-21)
Nov. 15, 2024	HERZ	D	31,315	$3.23	$101,147	410,955 Direct	-7.08%	Disposed	-51.1% (price as of 2026-08-21)
Nov. 15, 2024	HERZ	D	31,268	$3.23	$100,996	411,001 Direct	-7.07%	Disposed	-51.1% (price as of 2026-08-21)
July 15, 2024	HERZ	J	18,193	$2.33	$42,390	442,270 Direct	+4.29%	Acquired	-32.3% (price as of 2026-08-21)
May 10, 2024	HERZ	J	17,196	$2.41	$41,442	424,077 Direct	+4.23%	Acquired	-34.5% (price as of 2026-08-21)
March 19, 2024	HERZ	D	64,131	$3.38	$216,763	406,881 Direct	-13.62%	Disposed	-53.3% (price as of 2026-08-21)
March 19, 2024	HERZ	D	64,010	$3.38	$216,354	407,002 Direct	-13.59%	Disposed	-53.3% (price as of 2026-08-21)
Jan. 31, 2024	HERZ	J	17,469	$2.63	$45,943	471,013 Direct	+3.85%	Acquired	-40.0% (price as of 2026-08-21)
Dec. 18, 2023	HERZ	X	114,035	$2.31	$263,421	453,544 Direct	+33.59%	Acquired	-31.7% (price as of 2026-08-21)
Dec. 18, 2023	HERZ	X	114,035	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 13, 2023	HERZ	X	119,428	$2.31	$275,879	339,508 Direct	+54.27%	Acquired	-31.7% (price as of 2026-08-21)
Dec. 13, 2023	HERZ	X	220,081	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 30, 2023	HERZ	J	6,612	$3.90	$25,787	220,080 Direct	+3.10%	Acquired	-59.5% (price as of 2026-08-21)
March 31, 2023	HERZ	J	6,788	$3.70	$25,116	213,468 Direct	+3.28%	Acquired	-57.4% (price as of 2026-08-21)
Dec. 30, 2022	HERZ	J	5,945	$3.96	$23,542	206,680 Direct	+2.96%	Acquired	-60.2% (price as of 2026-08-21)
Nov. 14, 2022	HERZ	S	33,365	$4.98	$166,158	200,735 Direct	-14.25%	Disposed	-68.3% (price as of 2026-08-21)
Sept. 30, 2022	HERZ	J	6,188	$4.25	$26,299	234,100 Direct	+2.72%	Acquired	-62.9% (price as of 2026-08-21)
June 30, 2022	HERZ	J	9,240	$4.14	$38,254	227,912 Direct	+4.23%	Acquired	-61.9% (price as of 2026-08-21)
March 31, 2022	HERZ	J	11,232	$4.89	$54,924	218,672 Direct	+5.41%	Acquired	-67.7% (price as of 2026-08-21)
Dec. 31, 2021	HERZ	J	9,901	$5.28	$52,277	207,440 Direct	+5.01%	Acquired	-70.1% (price as of 2026-08-21)
Nov. 12, 2021	HERZ	S	30,472	$6.98	$212,695	197,539 Direct	-13.36%	Disposed	-76.6% (price as of 2026-08-21)
Oct. 1, 2021	HERZ	J	10,157	$5.68	$57,692	228,011 Direct	+4.66%	Acquired	-71.3% (price as of 2026-08-21)
March 10, 2021	HERZ	S	3,765	$6.80	$25,602	217,854 Direct	-1.70%	Disposed	-76.0% (price as of 2026-08-21)
March 13, 2020	HERZ	P	4,000	$4.08	$16,320	221,619 Direct	+1.84%	Acquired	-60.0% (price as of 2026-08-21)
March 12, 2020	HERZ	P	6,205	$4.05	$25,130	217,619 Direct	+2.93%	Acquired	-59.7% (price as of 2026-08-21)
March 11, 2020	HERZ	P	20,000	$4.63	$92,600	211,414 Direct	+10.45%	Acquired	-64.8% (price as of 2026-08-21)
Jan. 2, 2020	HERZ	J	7,379	$7.10	$52,391	191,414 Direct	+4.01%	Acquired	-77.0% (price as of 2026-08-21)
Oct. 24, 2018	HERZ	P	30,000	$5.78	$173,400	184,035 Direct	+19.48%	Acquired	-71.8% (price as of 2026-08-21)
Oct. 23, 2018	HERZ	P	3,500	$5.84	$20,440	154,035 Direct	+2.33%	Acquired	-72.1% (price as of 2026-08-21)
April 4, 2018	HERZ	P	5,000	$6.99	$34,950	150,434 Direct	+3.44%	Acquired	-76.7% (price as of 2026-08-21)
Dec. 21, 2017	HERZ	P	10,000	$7.10	$71,000	145,535 Direct	+7.38%	Acquired	-77.0% (price as of 2026-08-21)
Dec. 8, 2017	HERZ	P	1,100	$7.03	$7,733	135,535 Direct	+0.82%	Acquired	-76.8% (price as of 2026-08-21)
Dec. 6, 2017	HERZ	P	20,000	$6.98	$139,600	134,435 Direct	+17.48%	Acquired	-76.6% (price as of 2026-08-21)
April 6, 2017	HERZ	P	15,000	$6.92	$103,800	114,435 Direct	+15.09%	Acquired	-76.4% (price as of 2026-08-21)
Jan. 18, 2017	HERZ	P	1,218	$6.48	$7,893	99,435 Direct	+1.24%	Acquired	-74.8% (price as of 2026-08-21)
Jan. 17, 2017	HERZ	P	7,037	$6.49	$45,670	98,217 Direct	+7.72%	Acquired	-74.9% (price as of 2026-08-21)
Jan. 8, 2015	HERZ	J	6,397	$8.42	$53,863	91,180 Direct	+7.55%	Acquired	-80.6% (price as of 2026-08-21)
Dec. 23, 2014	HERZ	S	78,475	$13.38	$1,049,996	84,783 Direct	-48.07%	Disposed	-87.8% (price as of 2026-08-21)
Dec. 12, 2014	HERZ	X	102,497	$6.77	$693,905	163,258 Direct	+168.69%	Acquired	-75.9% (price as of 2026-08-21)
Dec. 4, 2014	HERZ	X	15,191	$6.77	$102,843	60,761 Direct	+33.34%	Acquired	-75.9% (price as of 2026-08-21)
Dec. 4, 2014	HERZ	X	45,573	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 8, 2014	HERZ	J	5,570	$8.19	$45,618	45,570 Direct	+13.93%	Acquired	-80.1% (price as of 2026-08-21)
Dec. 13, 2012	HERZ	P	8,840	$7.59	$67,096	40,000 Direct	+28.37%	Acquired	-78.5% (price as of 2026-08-21)
Dec. 13, 2012	HERZ	P	8,840	$7592.00	$67,113,280	40,000 Direct	+28.37%	Acquired	-100.0% (price as of 2026-08-21)
Aug. 8, 2011	HERZ	P	5,000	$6.11	$30,550	31,160 Direct	+19.11%	Acquired	-73.3% (price as of 2026-08-21)
Jan. 15, 2009	HERZ	J	1,060	$4.99	$5,289	26,160 Direct	+4.22%	Acquired	-67.3% (price as of 2026-08-21)
Nov. 6, 2007	HERZ	X	25,000	$10.04	$251,000	25,100 Direct	+25000.00%	Acquired	-83.7% (price as of 2026-08-21)
Oct. 26, 2007	HERZ	X	100	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 21, 2007	HERZ	P	100	$15.00	$1,500	100 Direct	—	Acquired	-89.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 18, 2023	HERZ	Oversubscription Privilege (contingent right to buy) [F1,F2,F3,F4]	Common Stock (114,035)	$2.31	Dec. 13, 2023	114,035	Disposed
Dec. 13, 2023	HERZ	Non-transferable Subscription Rights (rights to buy) [F1,F2,F3]	Common Stock (220,081)	$2.31	Dec. 13, 2023	220,081	Disposed
Dec. 4, 2014	HERZ	Non-Transferrable Rights	Common Shares (15,191)	$6.77	Dec. 4, 2014	45,573	Disposed
Oct. 26, 2007	HERZ	Non-transferable rights	common shares (100)	$10.04	Oct. 26, 2007	100	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).