Ernest Nicolas
Insider
First SEC filing: Nov. 4, 2019 · Latest: Nov. 4, 2019
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 30, 2026 | AVNT | A | 958 | · | · | 28,063 Indirect | +3.53% | Acquired | (price as of 2026-10-05) |
| June 30, 2026 | AVNT | A | 1,049 | · | · | 26,907 Indirect | +4.06% | Acquired | (price as of 2026-10-05) |
| March 31, 2026 | AVNT | A | 1,072 | · | · | 25,663 Indirect | +4.36% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2025 | AVNT | A | 1,239 | · | · | 24,393 Indirect | +5.35% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2025 | AVNT | A | 1,192 | · | · | 22,971 Indirect | +5.47% | Acquired | (price as of 2026-10-05) |
| June 30, 2025 | AVNT | A | 1,187 | · | · | 21,620 Indirect | +5.81% | Acquired | (price as of 2026-10-05) |
| March 31, 2025 | AVNT | A | 1,055 | · | · | 20,263 Indirect | +5.49% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2024 | AVNT | A | 955 | · | · | 19,081 Indirect | +5.27% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2024 | AVNT | A | 775 | · | · | 18,035 Indirect | +4.49% | Acquired | (price as of 2026-10-05) |
| June 28, 2024 | AVNT | A | 806 | · | · | 17,160 Indirect | +4.93% | Acquired | (price as of 2026-10-05) |
| March 29, 2024 | AVNT | A | 808 | · | · | 16,260 Indirect | +5.23% | Acquired | (price as of 2026-10-05) |
| Dec. 29, 2023 | AVNT | A | 655 | $41.99 | $27,503 | 15,359 Indirect | +4.45% | Acquired | -0.9% (price as of 2026-10-05) |
| Dec. 29, 2023 | AVNT | A | 834 | · | · | 14,704 Indirect | +6.01% | Acquired | (price as of 2026-10-05) |
| Sept. 29, 2023 | AVNT | A | 773 | $35.56 | $27,488 | 13,781 Indirect | +5.94% | Acquired | 17.0% (price as of 2026-10-05) |
| Sept. 29, 2023 | AVNT | A | 984 | · | · | 13,008 Indirect | +8.18% | Acquired | (price as of 2026-10-05) |
| June 30, 2023 | AVNT | A | 702 | $40.58 | $28,487 | 11,960 Indirect | +6.24% | Acquired | 2.5% (price as of 2026-10-05) |
| June 30, 2023 | AVNT | A | 863 | · | · | 11,258 Indirect | +8.30% | Acquired | (price as of 2026-10-05) |
| March 31, 2023 | AVNT | A | 673 | $40.85 | $27,492 | 10,340 Indirect | +6.96% | Acquired | 1.8% (price as of 2026-10-05) |
| March 31, 2023 | AVNT | A | 857 | · | · | 9,667 Indirect | +9.73% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2022 | AVNT | A | 818 | $33.66 | $27,534 | 8,765 Indirect | +10.29% | Acquired | 23.6% (price as of 2026-10-05) |
| Dec. 31, 2022 | AVNT | A | 1,040 | · | · | 7,947 Indirect | +15.06% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2022 | AVNT | A | 895 | $30.72 | $27,494 | 6,872 Indirect | +14.97% | Acquired | 35.4% (price as of 2026-10-05) |
| Sept. 30, 2022 | AVNT | A | 1,139 | · | · | 5,977 Indirect | +23.54% | Acquired | (price as of 2026-10-05) |
| June 30, 2022 | AVNT | A | 716 | $39.80 | $28,497 | 4,818 Indirect | +17.45% | Acquired | 4.5% (price as of 2026-10-05) |
| June 30, 2022 | AVNT | A | 880 | · | · | 4,102 Indirect | +27.31% | Acquired | (price as of 2026-10-05) |
| March 31, 2022 | AVNT | A | 563 | $48.83 | $27,491 | 3,212 Indirect | +21.25% | Acquired | -14.8% (price as of 2026-10-05) |
| March 31, 2022 | AVNT | A | 717 | · | · | 2,649 Indirect | +37.11% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2021 | AVNT | A | 493 | $55.86 | $27,539 | 1,929 Indirect | +34.33% | Acquired | -25.5% (price as of 2026-10-05) |
| Dec. 31, 2021 | AVNT | A | 627 | · | · | 1,436 Indirect | +77.50% | Acquired | (price as of 2026-10-05) |
| Dec. 15, 2021 | ROK | S 10b5-1 | 69 | $344.34 | $23,759 | 4,872 Direct | -1.40% | Disposed | 32.2% (price as of 2026-10-05) |
| Dec. 13, 2021 | ROK | S 10b5-1 | 96 | $349.62 | $33,564 | 4,942 Direct | -1.91% | Disposed | 30.2% (price as of 2026-10-05) |
| Dec. 10, 2021 | ROK | M | 203 | · | · | 407 Direct | -33.28% | Disposed | (price as of 2026-10-05) |
| Dec. 10, 2021 | ROK | M | 203 | · | · | 5,038 Direct | +4.20% | Acquired | (price as of 2026-10-05) |
| Dec. 7, 2021 | ROK | A | 856 | · | · | 856 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 7, 2021 | ROK | A | 3,422 | · | · | 3,422 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 6, 2021 | ROK | S 10b5-1 | 59 | $345.31 | $20,373 | 4,834 Direct | -1.21% | Disposed | 31.8% (price as of 2026-10-05) |
| Dec. 6, 2021 | ROK | S 10b5-1 | 48 | $343.46 | $16,486 | 4,894 Direct | -0.97% | Disposed | 32.5% (price as of 2026-10-05) |
| Dec. 6, 2021 | ROK | S 10b5-1 | 61 | $342.51 | $20,893 | 4,942 Direct | -1.22% | Disposed | 32.9% (price as of 2026-10-05) |
| Dec. 6, 2021 | ROK | S 10b5-1 | 156 | $341.70 | $53,305 | 5,002 Direct | -3.02% | Disposed | 33.2% (price as of 2026-10-05) |
| Dec. 4, 2021 | ROK | M | 548 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 4, 2021 | ROK | M | 548 | · | · | 5,158 Direct | +11.89% | Acquired | (price as of 2026-10-05) |
| Nov. 2, 2021 | ROK | S 10b5-1 | 414 | $341.57 | $141,410 | 4,610 Direct | -8.24% | Disposed | 33.3% (price as of 2026-10-05) |
| Oct. 1, 2021 | ROK | A | 548 | · | · | 548 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2021 | AVNT | A | 356 | $47.03 | $16,743 | 809 Indirect | +78.59% | Acquired | -11.5% (price as of 2026-10-05) |
| Sept. 30, 2021 | AVNT | A | 453 | · | · | 453 Indirect | · | Acquired | (price as of 2026-10-05) |
| July 7, 2021 | ROK | M | 2,300 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| July 7, 2021 | ROK | S 10b5-1 | 2,300 | $290.00 | $667,000 | 5,024 Direct | -31.40% | Disposed | 57.0% (price as of 2026-10-05) |
| July 7, 2021 | ROK | M 10b5-1 | 2,300 | $136.40 | $313,720 | 7,324 Direct | +45.78% | Acquired | 233.7% (price as of 2026-10-05) |
| June 11, 2021 | ROK | M | 1,800 | $104.08 | $187,344 | 6,824 Direct | +35.83% | Acquired | 337.3% (price as of 2026-10-05) |
| June 11, 2021 | ROK | S 10b5-1 | 1,800 | $283.08 | $509,544 | 5,024 Direct | -26.38% | Disposed | 60.8% (price as of 2026-10-05) |
| June 11, 2021 | ROK | M | 1,800 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| June 8, 2021 | ROK | S 10b5-1 | 319 | $276.29 | $88,137 | 5,024 Direct | -5.97% | Disposed | 64.7% (price as of 2026-10-05) |
| June 4, 2021 | ROK | M | 95 | $115.69 | $10,991 | 5,438 Direct | +1.78% | Acquired | 293.4% (price as of 2026-10-05) |
| June 4, 2021 | ROK | S 10b5-1 | 95 | $275.72 | $26,193 | 5,344 Direct | -1.75% | Disposed | 65.1% (price as of 2026-10-05) |
| June 4, 2021 | ROK | M | 95 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| June 3, 2021 | ROK | M | 239 | $115.69 | $27,650 | 5,582 Direct | +4.47% | Acquired | 293.4% (price as of 2026-10-05) |
| June 3, 2021 | ROK | S 10b5-1 | 239 | $275.00 | $65,725 | 5,344 Direct | -4.28% | Disposed | 65.5% (price as of 2026-10-05) |
| June 3, 2021 | ROK | M | 239 | · | · | 95 Direct | -71.56% | Disposed | (price as of 2026-10-05) |
| Dec. 10, 2020 | ROK | A | 610 | · | · | 610 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 10, 2020 | ROK | A | 2,750 | · | · | 2,750 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 9, 2020 | ROK | S 10b5-1 | 94 | $249.75 | $23,476 | 5,374 Direct | -1.72% | Disposed | 82.3% (price as of 2026-10-05) |
| Dec. 9, 2020 | ROK | S 10b5-1 | 30 | $250.96 | $7,529 | 5,344 Direct | -0.56% | Disposed | 81.4% (price as of 2026-10-05) |
| Dec. 8, 2020 | ROK | M | 261 | · | · | 5,468 Direct | +5.01% | Acquired | (price as of 2026-10-05) |
| Dec. 8, 2020 | ROK | M | 261 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 2, 2020 | ROK | S 10b5-1 | 291 | $245.82 | $71,534 | 5,206 Direct | -5.29% | Disposed | 85.2% (price as of 2026-10-05) |
| Oct. 1, 2020 | ROK | A | 261 | · | · | 261 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 9, 2019 | ROK | S 10b5-1 | 121 | $199.02 | $24,081 | 5,498 Direct | -2.15% | Disposed | 128.7% (price as of 2026-10-05) |
| Dec. 6, 2019 | ROK | M | 239 | · | · | 5,618 Direct | +4.44% | Acquired | (price as of 2026-10-05) |
| Dec. 6, 2019 | ROK | M | 239 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 5, 2019 | ROK | A | 270 | · | · | 5,380 Direct | +5.28% | Acquired | (price as of 2026-10-05) |
| Dec. 5, 2019 | ROK | A | 4,400 | · | · | 4,400 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 1, 2019 | ROK | A | 2,820 | · | · | 5,110 Direct | +123.14% | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 10, 2021 | ROK | Restricted Stock Units | Common Stock | · | Dec. 10, 2023 | 203 | Disposed |
| Dec. 7, 2021 | ROK | Restricted Stock Units | Common Stock | · | Dec. 7, 2024 | 856 | Acquired |
| Dec. 7, 2021 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $350.76 | Dec. 7, 2031 | 3,422 | Acquired |
| Dec. 4, 2021 | ROK | Performance Shares | Common Stock | · | Dec. 4, 2021 | 548 | Disposed |
| Oct. 1, 2021 | ROK | Performance Shares | Common Stock | · | Dec. 4, 2021 | 548 | Acquired |
| July 7, 2021 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $136.40 | Dec. 6, 2026 | 2,300 | Disposed |
| June 11, 2021 | ROK | Employee stock option (right to buy) | Common Stock | $104.08 | Dec. 3, 2025 | 1,800 | Disposed |
| June 4, 2021 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $115.69 | Dec. 2, 2024 | 95 | Disposed |
| June 3, 2021 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $115.69 | Dec. 2, 2024 | 239 | Disposed |
| Dec. 10, 2020 | ROK | Restricted stock units | Common Stock | · | Dec. 10, 2023 | 610 | Acquired |
| Dec. 10, 2020 | ROK | Employee stock option (right to buy) | Common Stock | $246.77 | Dec. 10, 2030 | 2,750 | Acquired |
| Dec. 8, 2020 | ROK | Performance Shares | Common Stock | · | Dec. 8, 2020 | 261 | Disposed |
| Oct. 1, 2020 | ROK | Performance Shares | Common Stock | · | Dec. 8, 2020 | 261 | Acquired |
| Dec. 6, 2019 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2019 | 239 | Disposed |
| Dec. 5, 2019 | ROK | Employee stock option (right to buy) | Common Stock | $196.43 | Dec. 5, 2029 | 4,400 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 4, 2019 | ROK | Common Stock | 2,289 | Direct |
| Nov. 4, 2019 | ROK | Common Stock | 37 | Indirect |
| Nov. 4, 2019 | ROK | Common Stock | 436 | Indirect |
| Nov. 4, 2019 | ROK | Employee stock option (right to buy) | 2,000 | Direct |
| Nov. 4, 2019 | ROK | Performance Shares | 239 | Direct |
| Nov. 4, 2019 | ROK | Employee Stock Option (Right to Buy) | 334 | Direct |
| Nov. 4, 2019 | ROK | Employee stock option (right to buy) | 1,800 | Direct |
| Nov. 4, 2019 | ROK | Employee Stock Option (Right to Buy) | 2,300 | Direct |
| Nov. 4, 2019 | ROK | Employee Stock Option (right to buy) | 2,000 | Direct |
| Nov. 4, 2019 | ROK | Common Stock Share Equivalents | 48 | Direct |