Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 66 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 22, 2013 C S 400 $49.71 $19,884 103,433 Indirect -0.39% Disposed 158.5% (price as of 2026-10-06)
Aug. 22, 2013 C S 85 $49.70 $4,224 103,348 Indirect -0.08% Disposed 158.6% (price as of 2026-10-06)
Aug. 22, 2013 C S 100 $49.70 $4,970 103,248 Indirect -0.10% Disposed 158.6% (price as of 2026-10-06)
June 19, 2013 C P 585 $49.92 $29,203 103,833 Indirect +0.57% Acquired 157.5% (price as of 2026-10-06)
Aug. 5, 2009 C P 1,000,000 $3.41 $3,410,000 1,000,000 Direct · Acquired 276.9% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 20, 2017 C Performance Share Unit Common Stock (22,332) · · 22,332 Acquired
Nov. 11, 2016 C Employee Stock Options (Right to Buy) Common Stock (100,000) $49.10 Feb. 14, 2017 100,000 Disposed
Jan. 20, 2016 C Performance Share Unit Common Stock (32,457) · Feb. 19, 2016 32,457 Acquired
Feb. 14, 2011 C Employee Stock Options (Right to Buy) Common Stock (1,000,000) $4.91 Feb. 14, 2017 1,000,000 Acquired
June 30, 2004 BAC Restricted Stock Units Common Stock (64,168) $84.62 Feb. 17, 2008 64,168 Disposed
June 30, 2004 BAC Restricted Stock Units Common Stock (48,178) $84.62 April 1, 2007 48,178 Disposed
April 1, 2004 BAC Restricted Stock Units Common Stock (64,168) · · 64,168 Acquired
April 1, 2004 BAC Performance Restricted Stock Units Common Stock (69,413) · · 69,413 Disposed
April 1, 2004 BAC Performance Restricted Stock Units Common Stock (69,413) · · 69,413 Acquired
April 1, 2004 BAC Option, Right to Buy Common Stock (111,060) $38.27 Oct. 14, 2012 111,060 Acquired
April 1, 2004 BAC Option, Right to Buy Common Stock (111,060) $59.36 Oct. 15, 2011 111,060 Acquired
April 1, 2004 BAC Option, Right to Buy Common Stock (97,178) $62.58 Oct. 16, 2010 97,178 Acquired
April 1, 2004 BAC Option, Right to Buy Common Stock (83,295) $66.68 Oct. 18, 2009 83,295 Acquired
April 1, 2004 BAC Option, Right to Buy Common Stock (83,295) $70.34 Oct. 20, 2008 83,295 Acquired
April 1, 2004 BAC Option, Right to Buy Common Stock (72,189) $59.27 Oct. 14, 2007 72,189 Acquired
April 1, 2004 BAC Option, Right to Buy Common Stock (55,530) $41.60 Oct. 15, 2006 55,530 Acquired
April 1, 2004 BAC Restricted Stock Units Common Stock (48,178) $81.47 April 1, 2007 48,178 Acquired
April 1, 2004 50341 Emp Stk Option [F4] Common Stk (200,000) $21.25 Oct. 14, 2012 200,000 Disposed
April 1, 2004 50341 Emp Stk Option [F4] Common Stk (200,000) $32.96 Oct. 15, 2011 200,000 Disposed
April 1, 2004 50341 Emp Stk Option [F4] Common Stk (175,000) $34.75 Oct. 16, 2010 175,000 Disposed
April 1, 2004 50341 Emp Stk Option [F4] Common Stk (150,000) $37.03 Oct. 18, 2009 150,000 Disposed
April 1, 2004 50341 Emp Stk Option [F4] Common Stk (150,000) $39.06 Oct. 20, 2008 150,000 Disposed
April 1, 2004 50341 Emp Stk Option [F4] Common Stk (130,000) $32.91 Oct. 14, 2007 130,000 Disposed
April 1, 2004 50341 Emp Stk Option [F4] Common Stk (100,000) $23.10 Oct. 15, 2006 100,000 Disposed
April 1, 2004 50341 Restricted Stk Units [F3] Common Stk (115,556) · · 115,556 Disposed
April 1, 2004 50341 Performance Restricted Stk Units [F2] Common Stk (125,000) · · 125,000 Disposed
Feb. 17, 2004 50341 Restricted Stock Units Common Stock (115,556) · · 115,556 Acquired
Dec. 17, 2003 50341 Employee Stock Option (Right to Buy) Common Stock (100,000) $20.69 Nov. 29, 2005 100,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 20, 2015 C Common Stock 144,096 Direct
July 20, 2015 C Common Stock 3,098 Indirect
July 20, 2015 C Employee Stock Options (Right to Buy)→ Common Stock (100,000) 100,000 Direct
July 17, 2009 C Common Stock 1,500 Indirect