Eugene S Putnam JR

Insider

First SEC filing: Aug. 12, 2008 · Latest: Aug. 12, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

UTI selling Nov. 4, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 22, 2016	UTI	F	3,574	$2.20	$7,863	328,614 Direct	-1.08%	Disposed	956.4% (price as of 2026-08-21)
Sept. 22, 2016	UTI	F	4,116	$2.20	$9,055	332,188 Direct	-1.22%	Disposed	956.4% (price as of 2026-08-21)
Sept. 20, 2016	UTI	F	12,745	$2.08	$26,510	336,304 Direct	-3.65%	Disposed	1017.3% (price as of 2026-08-21)
Sept. 14, 2016	UTI	A	104,348	—	—	349,049 Direct	+42.64%	Acquired	(price as of 2026-08-21)
Sept. 7, 2016	UTI	F	5,882	$2.39	$14,058	244,701 Direct	-2.35%	Disposed	872.4% (price as of 2026-08-21)
Sept. 7, 2016	UTI	F	5,669	$2.39	$13,549	250,583 Direct	-2.21%	Disposed	872.4% (price as of 2026-08-21)
Sept. 22, 2015	UTI	F	3,574	$4.00	$14,296	256,252 Direct	-1.38%	Disposed	481.0% (price as of 2026-08-21)
Sept. 22, 2015	UTI	F	4,115	$4.00	$16,460	259,826 Direct	-1.56%	Disposed	481.0% (price as of 2026-08-21)
Sept. 16, 2015	UTI	A	108,353	—	—	263,941 Direct	+69.64%	Acquired	(price as of 2026-08-21)
Sept. 9, 2015	UTI	F	5,882	$4.07	$23,940	155,588 Direct	-3.64%	Disposed	471.0% (price as of 2026-08-21)
Sept. 9, 2015	UTI	F	5,669	$4.07	$23,073	161,470 Direct	-3.39%	Disposed	471.0% (price as of 2026-08-21)
March 10, 2015	UTI	F	1,124	$9.62	$10,813	167,139 Direct	-0.67%	Disposed	141.6% (price as of 2026-08-21)
Nov. 4, 2014	UTI	S 10b5-1	7,900	$11.14	$88,006	168,263 Direct	-4.48%	Disposed	108.6% (price as of 2026-08-21)
Nov. 3, 2014	UTI	S 10b5-1	12,100	$11.35	$137,335	176,163 Direct	-6.43%	Disposed	104.8% (price as of 2026-08-21)
Sept. 23, 2014	UTI	F	3,574	$10.34	$36,955	188,263 Direct	-1.86%	Disposed	124.8% (price as of 2026-08-21)
Sept. 23, 2014	UTI	F	4,110	$10.34	$42,497	191,837 Direct	-2.10%	Disposed	124.8% (price as of 2026-08-21)
Sept. 16, 2014	UTI	F	2,215	$10.71	$23,723	195,947 Direct	-1.12%	Disposed	117.0% (price as of 2026-08-21)
Sept. 9, 2014	UTI	F	5,877	$10.98	$64,529	198,162 Direct	-2.88%	Disposed	111.7% (price as of 2026-08-21)
Sept. 4, 2014	UTI	A	48,193	—	—	204,039 Direct	+30.92%	Acquired	(price as of 2026-08-21)
June 10, 2014	UTI	F	2,785	$11.80	$32,863	155,846 Direct	-1.76%	Disposed	96.9% (price as of 2026-08-21)
March 11, 2014	UTI	F	1,119	$13.39	$14,983	158,631 Direct	-0.70%	Disposed	73.6% (price as of 2026-08-21)
Sept. 24, 2013	UTI	F	2,839	$12.20	$34,636	163,171 Direct	-1.71%	Disposed	90.5% (price as of 2026-08-21)
Sept. 24, 2013	UTI	F	2,465	$12.20	$30,073	160,706 Direct	-1.51%	Disposed	90.5% (price as of 2026-08-21)
Sept. 17, 2013	UTI	F	1,406	$11.56	$16,253	166,010 Direct	-0.84%	Disposed	101.0% (price as of 2026-08-21)
Sept. 17, 2013	UTI	F	1,532	$11.56	$17,710	167,416 Direct	-0.91%	Disposed	101.0% (price as of 2026-08-21)
Sept. 5, 2013	UTI	A	50,000	—	—	167,992 Direct	+42.38%	Acquired	(price as of 2026-08-21)
Sept. 5, 2013	UTI	A	50,956	—	—	168,948 Direct	+43.19%	Acquired	(price as of 2026-08-21)
July 1, 2013	UTI	S 10b5-1	10,000	$10.48	$104,800	117,992 Direct	-7.81%	Disposed	121.8% (price as of 2026-08-21)
June 11, 2013	UTI	F	1,924	$11.53	$22,184	127,992 Direct	-1.48%	Disposed	101.6% (price as of 2026-08-21)
May 8, 2013	UTI	S 10b5-1	10,000	$11.00	$110,000	129,916 Direct	-7.15%	Disposed	111.3% (price as of 2026-08-21)
March 11, 2013	UTI	F	693	$11.68	$8,094	139,916 Direct	-0.49%	Disposed	99.0% (price as of 2026-08-21)
Sept. 24, 2012	UTI	F	2,760	$12.64	$34,886	140,609 Direct	-1.93%	Disposed	83.9% (price as of 2026-08-21)
Sept. 20, 2012	UTI	A	37,975	—	—	143,369 Direct	+36.03%	Acquired	(price as of 2026-08-21)
Sept. 18, 2012	UTI	F	1,489	$13.22	$19,685	106,761 Direct	-1.38%	Disposed	75.8% (price as of 2026-08-21)
Sept. 18, 2012	UTI	F	1,367	$13.22	$18,072	105,394 Direct	-1.28%	Disposed	75.8% (price as of 2026-08-21)
Aug. 13, 2012	UTI	F	800	$11.69	$9,352	108,250 Direct	-0.73%	Disposed	98.8% (price as of 2026-08-21)
March 7, 2012	UTI	F	751	$12.68	$9,523	109,050 Direct	-0.68%	Disposed	83.3% (price as of 2026-08-21)
Nov. 15, 2011	UTI	M	353	—	—	1,303 Direct	-21.32%	Disposed	(price as of 2026-08-21)
Nov. 15, 2011	UTI	F	112	$14.37	$1,609	109,801 Direct	-0.10%	Disposed	61.7% (price as of 2026-08-21)
Nov. 15, 2011	UTI	M	353	$14.37	$5,073	109,913 Direct	+0.32%	Acquired	61.7% (price as of 2026-08-21)
Sept. 20, 2011	UTI	A	43,732	—	—	109,560 Direct	+66.43%	Acquired	(price as of 2026-08-21)
Sept. 15, 2011	UTI	F	1,367	$14.60	$19,958	65,828 Direct	-2.03%	Disposed	59.2% (price as of 2026-08-21)
Sept. 14, 2011	UTI	F	1,489	$14.46	$21,531	67,195 Direct	-2.17%	Disposed	60.7% (price as of 2026-08-21)
Aug. 11, 2011	UTI	F	800	$16.41	$13,128	68,684 Direct	-1.15%	Disposed	41.6% (price as of 2026-08-21)
June 7, 2011	UTI	A	11,855	—	—	69,484 Direct	+20.57%	Acquired	(price as of 2026-08-21)
March 7, 2011	UTI	A	8,581	—	—	57,629 Direct	+17.50%	Acquired	(price as of 2026-08-21)
Nov. 15, 2010	UTI	M	806	—	—	2,716 Direct	-22.88%	Disposed	(price as of 2026-08-21)
Nov. 15, 2010	UTI	F	255	$19.64	$5,008	49,048 Direct	-0.52%	Disposed	18.3% (price as of 2026-08-21)
Nov. 15, 2010	UTI	M	806	$19.64	$15,830	49,303 Direct	+1.66%	Acquired	18.3% (price as of 2026-08-21)
Sept. 15, 2010	UTI	F	1,367	$17.70	$24,196	48,497 Direct	-2.74%	Disposed	31.3% (price as of 2026-08-21)
Sept. 14, 2010	UTI	A	4,151	—	—	4,151 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 14, 2010	UTI	A	18,876	—	—	49,864 Direct	+60.91%	Acquired	(price as of 2026-08-21)
Aug. 11, 2010	UTI	F	800	$16.22	$12,976	30,988 Direct	-2.52%	Disposed	43.3% (price as of 2026-08-21)
Sept. 15, 2009	UTI	A	4,327	—	—	4,327 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 15, 2009	UTI	A	17,325	—	—	31,788 Direct	+119.79%	Acquired	(price as of 2026-08-21)
Aug. 11, 2009	UTI	F	670	$19.45	$13,032	14,463 Direct	-4.43%	Disposed	19.5% (price as of 2026-08-21)
March 6, 2009	UTI	P	2,000	$9.07	$18,140	15,133 Direct	+15.23%	Acquired	156.2% (price as of 2026-08-21)
Feb. 11, 2009	UTI	A	3,000	$11.39	$34,170	13,133 Direct	+29.61%	Acquired	104.0% (price as of 2026-08-21)
Aug. 11, 2008	UTI	A	22,914	$15.79	$361,812	22,914 Direct	—	Acquired	47.2% (price as of 2026-08-21)
Aug. 11, 2008	UTI	A	10,133	—	—	10,133 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 15, 2011	UTI	Performance Shares	Common Stock, $0.0001 par value (353)	$0.00	Nov. 15, 2012	353	Disposed
Nov. 15, 2010	UTI	Performance Shares	Common Stock, $0.0001 par value (806)	$0.00	Nov. 15, 2012	806	Disposed
Sept. 14, 2010	UTI	Performance Shares	Common Stock, $0.0001 par value (4,151)	$0.00	Nov. 15, 2013	4,151	Acquired
Sept. 15, 2009	UTI	Performance Shares	Common Stock, $0.0001 par value (4,327)	$0.00	Nov. 15, 2012	4,327	Acquired
Aug. 11, 2008	UTI	Employee Stock Option (Right To Buy)	Common Stock (22,914)	$15.79	Aug. 11, 2015	22,914	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UTI

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$479,345	—	$240,000	—	$194,669	—	$45,656	$959,670
2015	$468,109	—	$480,004	—	$150,046	—	$40,676	$1,138,835
2014	$454,223	—	$480,002	—	$142,173	—	$42,768	$1,119,166

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.