Eugene V Fife

Insider

First SEC filing: Jan. 3, 2013 · Latest: Jan. 3, 2013

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CAT buying May 3, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 31, 2012	CAT	A	156	$88.24	$13,765	37,784 Direct	+0.41%	Acquired	833.7% (price as of 2026-08-21)
Dec. 20, 2012	CAT	M	8,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 20, 2012	CAT	M	8,000	$26.03	$208,240	37,628 Direct	+27.00%	Acquired	3065.3% (price as of 2026-08-21)
Nov. 30, 2012	CAT	A	160	$85.66	$13,706	29,628 Direct	+0.54%	Acquired	861.8% (price as of 2026-08-21)
Oct. 31, 2012	CAT	A	162	$85.19	$13,801	29,468 Direct	+0.55%	Acquired	867.2% (price as of 2026-08-21)
Sept. 28, 2012	CAT	A	160	$86.02	$13,763	29,306 Direct	+0.55%	Acquired	857.8% (price as of 2026-08-21)
Aug. 31, 2012	CAT	A	161	$85.10	$13,701	29,146 Direct	+0.56%	Acquired	868.2% (price as of 2026-08-21)
July 31, 2012	CAT	A	162	$85.25	$13,810	28,985 Direct	+0.56%	Acquired	866.5% (price as of 2026-08-21)
June 29, 2012	CAT	A	162	$84.38	$13,670	28,823 Direct	+0.57%	Acquired	876.4% (price as of 2026-08-21)
May 31, 2012	CAT	A	158	$87.26	$13,787	28,661 Direct	+0.55%	Acquired	844.2% (price as of 2026-08-21)
May 3, 2012	CAT	P	1,000	$102.87	$102,870	2,000 Indirect	+100.00%	Acquired	700.9% (price as of 2026-08-21)
April 30, 2012	CAT	A	133	$103.33	$13,743	28,503 Direct	+0.47%	Acquired	697.4% (price as of 2026-08-21)
March 30, 2012	CAT	A	130	$106.27	$13,815	28,370 Direct	+0.46%	Acquired	675.3% (price as of 2026-08-21)
March 5, 2012	CAT	A	909	—	—	28,240 Direct	+3.33%	Acquired	(price as of 2026-08-21)
Feb. 29, 2012	CAT	A	119	$115.04	$13,690	27,331 Direct	+0.44%	Acquired	616.2% (price as of 2026-08-21)
Feb. 7, 2012	CAT	P	1,000	$113.05	$113,050	1,000 Indirect	—	Acquired	628.8% (price as of 2026-08-21)
Jan. 31, 2012	CAT	A	125	$110.36	$13,795	27,212 Direct	+0.46%	Acquired	646.6% (price as of 2026-08-21)
Dec. 30, 2011	CAT	A	151	$90.90	$13,726	27,087 Direct	+0.56%	Acquired	806.4% (price as of 2026-08-21)
Nov. 30, 2011	CAT	A	142	$96.44	$13,694	26,936 Direct	+0.53%	Acquired	754.3% (price as of 2026-08-21)
Nov. 30, 2011	CAT	A	142	—	—	142 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 28, 2011	CAT	M	7,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 28, 2011	CAT	M	5,833	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 28, 2011	CAT	D	4,827	$96.80	$467,254	26,794 Direct	-15.27%	Disposed	751.2% (price as of 2026-08-21)
Oct. 28, 2011	CAT	M	7,000	$66.76	$467,320	31,621 Direct	+28.43%	Acquired	1134.2% (price as of 2026-08-21)
Oct. 28, 2011	CAT	D	3,798	$96.80	$367,646	24,621 Direct	-13.36%	Disposed	751.2% (price as of 2026-08-21)
Oct. 28, 2011	CAT	M	5,833	$63.04	$367,712	28,419 Direct	+25.83%	Acquired	1207.0% (price as of 2026-08-21)
March 7, 2011	CAT	A	980	$102.13	$100,087	22,586 Direct	+4.54%	Acquired	706.7% (price as of 2026-08-21)
March 3, 2011	CAT	M	1,606	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 3, 2011	CAT	M	1,606	—	—	21,606 Direct	+8.03%	Acquired	(price as of 2026-08-21)
March 3, 2008	CAT	A	1,606	—	—	1,606 Direct	—	Acquired	(price as of 2026-08-21)
March 2, 2007	CAT	A	5,833	—	—	5,833 Direct	—	Acquired	(price as of 2026-08-21)
June 14, 2006	CAT	A	7,000	—	—	7,000 Direct	—	Acquired	(price as of 2026-08-21)
April 13, 2005	CAT	J	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-21)
April 14, 2004	CAT	J	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 20, 2012	CAT	Employee Stock Option	Common (8,000)	$26.03	April 9, 2013	8,000	Disposed
Nov. 30, 2011	CAT	Phantom Stock Units	Common (142)	—	—	142	Acquired
Oct. 28, 2011	CAT	Employee Stock Option [F2]	Common (7,000)	$66.76	June 14, 2016	7,000	Disposed
Oct. 28, 2011	CAT	Employee Stock Option [F2]	Common (5,833)	$63.04	March 2, 2017	5,833	Disposed
March 3, 2011	CAT	Restricted Stock Units	Common (1,606)	—	March 3, 2011	1,606	Disposed
March 3, 2008	CAT	Restricted Stock Units	Common (1,606)	—	—	1,606	Acquired
March 2, 2007	CAT	Stock Appreciation Right	Common (5,833)	$63.04	March 2, 2017	5,833	Acquired
June 14, 2006	CAT	Stock Appreciation Right	Common (7,000)	$66.76	June 14, 2016	7,000	Acquired
April 13, 2005	CAT	Option (NQ) [F2]	Common (4,000)	$89.79	April 13, 2015	4,000	Acquired
April 14, 2004	CAT	Option (NQ) [F2]	Common (4,000)	$81.27	April 14, 2014	4,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).