Evan A. Stein

CIK 1620461 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 4, 2014 · Latest: Nov. 4, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 30, 2015 XENE J 4,172 4,172 Indirect Acquired (price as of 2026-08-19)
April 30, 2015 XENE J 909,619 910,586 Indirect +94066.08% Acquired (price as of 2026-08-19)
April 30, 2015 XENE J 1,038,964 0 Indirect -100.00% Disposed (price as of 2026-08-19)
Nov. 9, 2014 XENE C 967 967 Indirect Acquired (price as of 2026-08-19)
Nov. 9, 2014 XENE C 1,038,964 0 Indirect -100.00% Disposed (price as of 2026-08-19)
Nov. 9, 2014 XENE C 967 0 Indirect -100.00% Disposed (price as of 2026-08-19)
Nov. 9, 2014 XENE C 1,038,964 1,038,964 Indirect Acquired (price as of 2026-08-19)
Nov. 4, 2014 XENE A 5,144 5,144 Direct Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 9, 2014 XENE Series E Preferred Shares Common Shares (1,038,964) 1,038,964 Disposed
Nov. 9, 2014 XENE Series B Preferred Shares Common Shares (967) 967 Disposed
Nov. 4, 2014 XENE Stock Option (Right to Buy Common Shares (5,144) $9.00 Nov. 3, 2024 5,144 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 4, 2014 XENE Series B Preferred Shares→ Common Shares Indirect
Nov. 4, 2014 XENE Series E Preferred Shares→ Common Shares Indirect
Nov. 4, 2014 XENE Stock Option (Right to Buy)→ Common Shares Direct
Nov. 4, 2014 XENE Stock Option (Right to Buy)→ Common Shares Direct
Nov. 4, 2014 XENE Stock Option (Right to Buy)→ Common Shares Direct
Nov. 4, 2014 XENE Stock Option (Right to Buy)→ Common Shares Direct
Nov. 4, 2014 XENE Stock Option (Right to Buy)→ Common Shares Direct
Nov. 4, 2014 XENE Stock Option (Right to Buy)→ Common Shares Direct
Nov. 4, 2014 XENE Stock Option (Right to Buy)→ Common Shares Direct