FAIRBANKS JOHN F

CIK 1094147 · View on SEC EDGAR ↗

Insider

First SEC filing: June 12, 2014 · Latest: June 12, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 53 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

53 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 25, 2014 ASPN P 1,000 $10.85 $10,850 1,485 Direct +206.19% Acquired -51.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 23, 2022 ASPN Stock Option (Right to Buy) Common Stock (14,938) $26.29 Feb. 23, 2032 14,938 Acquired
Feb. 24, 2021 ASPN Stock Option (Right to Buy) Common Stock (17,095) $24.13 Feb. 24, 2031 17,095 Acquired
Dec. 15, 2020 ASPN Stock Options (Right to Buy) Common Stock (9,024) $16.05 Dec. 15, 2030 9,024 Acquired
Feb. 26, 2020 ASPN Stock Options (Right to Buy) Common Stock (57,479) $8.02 Feb. 26, 2030 57,479 Acquired
Feb. 27, 2019 ASPN Stock Options (Right to Buy) Common Stock (83,182) $3.63 Feb. 27, 2029 83,182 Acquired
Feb. 28, 2018 ASPN Stock Options (Right to Buy) Common Stock (67,321) $4.60 Feb. 28, 2028 67,321 Acquired
Feb. 28, 2017 ASPN Stock Options (right to buy) Common Stock (71,238) $4.14 Feb. 28, 2027 71,238 Acquired
March 1, 2016 ASPN Stock Options (right to buy) Common Stock (67,316) $3.99 March 1, 2026 67,316 Acquired
March 11, 2015 ASPN Stock Options (right to buy) Common Stock (30,029) $7.54 March 11, 2025 30,029 Acquired
March 11, 2015 ASPN Stock Options (right to buy) Common Stock (30,029) $0.75 March 11, 2025 30,029 Acquired
Sept. 10, 2014 ASPN Stock Option (right to buy) Common Stock (99,268) $10.78 Sept. 10, 2024 99,268 Acquired
June 18, 2014 ASPN Stock Option (right to buy) Common Stock (6,306) $74.23 Aug. 7, 2023 6,306 Acquired
June 18, 2014 ASPN Series C Preferred Stock Common Stock 5,061 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (0) 39 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (6) 5,100 Acquired
June 18, 2014 ASPN Warrant to Purchase Series C Preferred Stock (right to buy) Series C Preferred Stock (5,100) $0.00 March 28, 2023 5,100 Disposed
June 18, 2014 ASPN Series B Preferred Stock Common Stock 155 Disposed
June 18, 2014 ASPN Series A Preferred Stock Common Stock 1,292 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 12, 2014 ASPN Series A Preferred Stock→ Common Stock Direct
June 12, 2014 ASPN Series B Preferred Stock→ Common Stock Direct
June 12, 2014 ASPN Warrant to Purchase Series C Preferred Stock→ Common Stock Direct
June 12, 2014 ASPN Stock Option (right to buy)→ Common Stock Direct